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Capital Offerings Profile

Company NameUmpqua Holdings Corporation
Offering TypeFollow-On
DescriptionCommon stock, no par value
ISINUS9042141039
Currency of IssueUSD
Trading Symbol (Exchange)UMPQ (NASDAQ)
 
Announcement Date8/11/2009
Trade Date8/13/2009
Settlement Date8/19/2009
Completion Date8/13/2009
Overallotment Expiration9/18/2009
Lock-up Expiration11/11/2009
Date Overallotment Exercised8/13/2009
Shelf Filing Date12/8/2008
 
144a?No
Mandatory Redemption?No
Convertible?No
Exchange for Existing Issue?No

Use of Proceeds
The net proceeds from this offering will used for general corporate purposes, which may include capital to support growth and acquisition opportunities and to position the company for eventual redemption of series A preferred stock issued to the U.S. Treasury under the TARP capital purchase program.

Pricing
Offer Price ($)9.75
Gross Amount Offered ($000)225,000.00
Amount Including Overallotment ($000)258,750.00
Shares Offered23,076,923
Total Shares Offered26,538,461

Overallotments
Overallotment Amount Available ($000)33,750
Overallotment Shares Available3,461,538
Overallotment Amount Exercised ($000)33,750
Overallotment Shares Exercised3,461,538

Underwriting Fees
Gross Spread ($)0.49
Gross Spread (%)5.00
Sales Concession ($)0.29

UnderwritersShares UnderwrittenAmount Underwritten($000)
Book Manager(s)
  J.P. Morgan Securities LLC18,461,999180,005
Co-Manager(s)
  D.A. Davidson & Co.1,538,30814,999
  Keefe, Bruyette & Woods, Inc.1,538,30814,998
  Macquarie USA, LLC1,538,30814,998

Professionals
Issuer's CounselRoberts Kaplan LLP
Underwriter's CounselDavis Polk & Wardwell, LLP
Auditor(s)Moss Adams LLP
Clearing House(s)Depository Trust Company

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