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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
09-30-2020
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
09-30-2020
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
BANK OZK
Address:
17901 CHENAL PARKWAY
LITTLE ROCK
AR
72223

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ JENNIFER JUNKER
Title:
MANAGING DIRECTOR OF TRUST AND WEALTH MANAGEMENT
Phone:
501-906-2528

Signature, Place, and Date of Signing:

/s/ JENNIFER JUNKER
[Signature]
LITTLE ROCK,AR
[City, State]
10-21-2020
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
217
Form 13F Information table Value Total:
187247
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.


NONE





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Section 2: INFORMATION TABLE (INFORMATION TABLE FOR FORM 13F)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 323 1431 SH SOLE 1431 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 203 900 SH OTR 400 0 500
MEDTRONIC PLC SHS G5960L103 2068 19902 SH SOLE 19882 0 20
MEDTRONIC PLC SHS G5960L103 950 9140 SH OTR 9100 40 0
TRANE TECHNOLOGIES PLC SHS G8994E103 325 2684 SH SOLE 2684 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 18 149 SH OTR 149 0 0
AFLAC INC COM 001055102 1149 31600 SH OTR 31600 0 0
AT&T INC COM 00206R102 4073 142866 SH SOLE 141078 1500 288
AT&T INC COM 00206R102 1632 57236 SH OTR 49106 8130 0
ABBOTT LABS COM 002824100 1257 11549 SH SOLE 11109 400 40
ABBOTT LABS COM 002824100 1116 10250 SH OTR 10250 0 0
ABBVIE INC COM 00287Y109 2287 26105 SH SOLE 26005 100 0
ABBVIE INC COM 00287Y109 1211 13821 SH OTR 13821 0 0
AIR PRODS & CHEMS INC COM 009158106 218 731 SH SOLE 731 0 0
ALLSTATE CORP COM 020002101 156 1661 SH SOLE 1661 0 0
ALLSTATE CORP COM 020002101 514 5462 SH OTR 5462 0 0
ALPHABET INC CAP STK CL C 02079K107 438 298 SH SOLE 298 0 0
ALPHABET INC CAP STK CL A 02079K305 2143 1462 SH SOLE 1462 0 0
ALPHABET INC CAP STK CL A 02079K305 273 186 SH OTR 184 2 0
ALTRIA GROUP INC COM 02209S103 847 21909 SH SOLE 21189 720 0
ALTRIA GROUP INC COM 02209S103 77 2000 SH OTR 0 0 2000
AMERICAN ELEC PWR CO INC COM 025537101 459 5619 SH SOLE 5619 0 0
AMERICAN ELEC PWR CO INC COM 025537101 202 2470 SH OTR 1500 970 0
AMGEN INC COM 031162100 3444 13551 SH SOLE 13491 50 10
AMGEN INC COM 031162100 494 1943 SH OTR 1923 20 0
APPLE INC COM 037833100 11821 102069 SH SOLE 100909 880 280
APPLE INC COM 037833100 1838 15871 SH OTR 13388 300 2183
APPLIED MATLS INC COM 038222105 2550 42897 SH SOLE 42807 0 90
APPLIED MATLS INC COM 038222105 235 3960 SH OTR 3960 0 0
ARES CAPITAL CORP COM 04010L103 183 13125 SH SOLE 13125 0 0
ARES CAPITAL CORP COM 04010L103 405 29000 SH OTR 0 0 29000
AUTOMATIC DATA PROCESSING IN COM 053015103 54 386 SH SOLE 386 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 1258 9020 SH OTR 9020 0 0
BK OF AMERICA CORP COM 060505104 2482 103039 SH SOLE 102989 50 0
BK OF AMERICA CORP COM 060505104 464 19255 SH OTR 13846 525 4884
BANK OZK COM 06417N103 3366 157898 SH SOLE 157898 0 0
BOEING CO COM 097023105 240 1455 SH SOLE 1455 0 0
BOEING CO COM 097023105 61 370 SH OTR 370 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1810 21818 SH SOLE 21818 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 244 2940 SH OTR 1870 1070 0
BRISTOL-MYERS SQUIBB CO COM 110122108 3071 50945 SH SOLE 50290 500 155
BRISTOL-MYERS SQUIBB CO COM 110122108 312 5175 SH OTR 3815 1360 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 528 4000 SH OTR 4000 0 0
BROADCOM INC COM 11135F101 213 584 SH SOLE 584 0 0
CVS HEALTH CORP COM 126650100 1334 22846 SH SOLE 22791 0 55
CVS HEALTH CORP COM 126650100 96 1645 SH OTR 1605 40 0
CAMDEN PPTY TR SH BEN INT 133131102 284 3191 SH SOLE 3191 0 0
CAPITAL ONE FINL CORP COM 14040H105 818 11388 SH SOLE 11363 0 25
CAPITAL ONE FINL CORP COM 14040H105 33 465 SH OTR 430 35 0
CHEVRON CORP NEW COM 166764100 2043 28375 SH SOLE 28220 125 30
CHEVRON CORP NEW COM 166764100 208 2892 SH OTR 2862 30 0
CISCO SYS INC COM 17275R102 2852 72412 SH SOLE 72017 200 195
CISCO SYS INC COM 17275R102 342 8695 SH OTR 7070 75 1550
CITRIX SYS INC COM 177376100 704 5113 SH SOLE 5113 0 0
CITRIX SYS INC COM 177376100 151 1096 SH OTR 776 320 0
COCA COLA CO COM 191216100 877 17756 SH SOLE 17286 400 70
COCA COLA CO COM 191216100 363 7355 SH OTR 7355 0 0
COLGATE PALMOLIVE CO COM 194162103 503 6516 SH SOLE 6176 340 0
COMCAST CORP NEW CL A 20030N101 1859 40183 SH SOLE 40133 0 50
COMCAST CORP NEW CL A 20030N101 243 5257 SH OTR 3173 80 2004
CONOCOPHILLIPS COM 20825C104 458 13936 SH SOLE 13761 175 0
CONOCOPHILLIPS COM 20825C104 98 2975 SH OTR 2975 0 0
CONSOLIDATED EDISON INC COM 209115104 382 4905 SH SOLE 4905 0 0
CONSOLIDATED EDISON INC COM 209115104 47 600 SH OTR 0 600 0
CROWN CASTLE INTL CORP NEW COM 22822V101 114 685 SH SOLE 685 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 362 2175 SH OTR 0 0 2175
DANAHER CORPORATION COM 235851102 1483 6889 SH SOLE 6889 0 0
DANAHER CORPORATION COM 235851102 103 480 SH OTR 235 20 225
DARDEN RESTAURANTS INC COM 237194105 232 2300 SH SOLE 2300 0 0
DISNEY WALT CO COM DISNEY 254687106 777 6265 SH SOLE 6265 0 0
DISNEY WALT CO COM DISNEY 254687106 97 780 SH OTR 780 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1428 16121 SH SOLE 16121 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 622 7019 SH OTR 5224 0 1795
ETF MANAGERS TR PRIME MOBILE PAY 26924G409 201 3686 SH SOLE 456 0 3230
ETF MANAGERS TR PRIME MOBILE PAY 26924G409 454 8351 SH OTR 0 0 8351
EASTMAN CHEM CO COM 277432100 615 7871 SH SOLE 7871 0 0
EASTMAN CHEM CO COM 277432100 49 632 SH OTR 632 0 0
ENTERGY CORP NEW COM 29364G103 460 4665 SH SOLE 4665 0 0
ENTERGY CORP NEW COM 29364G103 59 600 SH OTR 0 600 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 285 5919 SH SOLE 578 0 5341
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 999 20748 SH OTR 14368 0 6380
EXXON MOBIL CORP COM 30231G102 1374 40033 SH SOLE 39778 170 85
EXXON MOBIL CORP COM 30231G102 347 10100 SH OTR 10060 40 0
FEDEX CORP COM 31428X106 678 2695 SH SOLE 2695 0 0
FIFTH THIRD BANCORP COM 316773100 299 14018 SH SOLE 14018 0 0
FORTINET INC COM 34959E109 1656 14060 SH SOLE 14060 0 0
FORTINET INC COM 34959E109 221 1875 SH OTR 1845 30 0
GOLDMAN SACHS GROUP INC COM 38141G104 274 1364 SH SOLE 1364 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 78 387 SH OTR 0 0 387
HOME DEPOT INC COM 437076102 2090 7526 SH SOLE 7496 20 10
HOME DEPOT INC COM 437076102 152 549 SH OTR 549 0 0
HONEYWELL INTL INC COM 438516106 1597 9700 SH SOLE 9605 75 20
HONEYWELL INTL INC COM 438516106 252 1532 SH OTR 1385 15 132
HOST HOTELS & RESORTS INC COM 44107P104 41 3820 SH SOLE 3820 0 0
HOST HOTELS & RESORTS INC COM 44107P104 97 9000 SH OTR 0 0 9000
HUNT J B TRANS SVCS INC COM 445658107 185 1460 SH SOLE 1460 0 0
HUNT J B TRANS SVCS INC COM 445658107 133 1050 SH OTR 1050 0 0
ILLINOIS TOOL WKS INC COM 452308109 801 4145 SH SOLE 4145 0 0
ILLINOIS TOOL WKS INC COM 452308109 28 145 SH OTR 145 0 0
INTEL CORP COM 458140100 2885 55710 SH SOLE 55157 500 53
INTEL CORP COM 458140100 880 17000 SH OTR 13990 0 3010
INTERNATIONAL BUSINESS MACHS COM 459200101 387 3183 SH SOLE 3183 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 33 275 SH OTR 275 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 325 1168 SH SOLE 862 0 306
INVESCO SR INCOME TR COM 46131H107 139 38000 SH SOLE 38000 0 0
INVESCO SR INCOME TR COM 46131H107 190 52000 SH OTR 0 0 52000
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 247 1050 SH OTR 0 0 1050
ISHARES GOLD TRUST ISHARES 464285105 400 22226 SH SOLE 2860 0 19366
ISHARES GOLD TRUST ISHARES 464285105 943 52443 SH OTR 2268 0 50175
ISHARES TR CORE S&P500 ETF 464287200 749 2228 SH SOLE 2228 0 0
ISHARES TR CORE US AGGBD ET 464287226 254 2152 SH SOLE 2152 0 0
ISHARES TR CORE US AGGBD ET 464287226 14 119 SH OTR 0 0 119
ISHARES TR MSCI EAFE ETF 464287465 1804 28338 SH SOLE 28338 0 0
ISHARES TR MSCI EAFE ETF 464287465 341 5350 SH OTR 5350 0 0
ISHARES TR CORE S&P MCP ETF 464287507 346 1869 SH SOLE 1382 0 487
ISHARES TR CORE S&P MCP ETF 464287507 42 225 SH OTR 100 0 125
ISHARES TR RUS 2000 GRW ETF 464287648 332 1500 SH SOLE 1500 0 0
ISHARES TR CORE S&P SCP ETF 464287804 958 13640 SH SOLE 13459 0 181
ISHARES TR CORE S&P SCP ETF 464287804 120 1710 SH OTR 1360 350 0
ISHARES TR NATIONAL MUN ETF 464288414 162 1398 SH SOLE 200 0 1198
ISHARES TR NATIONAL MUN ETF 464288414 66 565 SH OTR 295 0 270
JPMORGAN CHASE & CO COM 46625H100 2591 26910 SH SOLE 26621 239 50
JPMORGAN CHASE & CO COM 46625H100 363 3772 SH OTR 3772 0 0
JOHNSON & JOHNSON COM 478160104 1708 11471 SH SOLE 11146 325 0
JOHNSON & JOHNSON COM 478160104 295 1984 SH OTR 1984 0 0
KIMBERLY-CLARK CORP COM 494368103 413 2800 SH SOLE 2800 0 0
KIMBERLY-CLARK CORP COM 494368103 148 1000 SH OTR 1000 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 747 3968 SH SOLE 3968 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 70 370 SH OTR 370 0 0
LILLY ELI & CO COM 532457108 1825 12329 SH SOLE 12329 0 0
LILLY ELI & CO COM 532457108 490 3312 SH OTR 3312 0 0
LOCKHEED MARTIN CORP COM 539830109 1676 4373 SH SOLE 4373 0 0
LOCKHEED MARTIN CORP COM 539830109 268 699 SH OTR 549 150 0
LOWES COS INC COM 548661107 492 2967 SH SOLE 2967 0 0
LOWES COS INC COM 548661107 440 2650 SH OTR 1300 0 1350
MASTERCARD INCORPORATED CL A 57636Q104 3395 10039 SH SOLE 10029 0 10
MASTERCARD INCORPORATED CL A 57636Q104 348 1030 SH OTR 1015 15 0
MCDONALDS CORP COM 580135101 984 4482 SH SOLE 4292 190 0
MCDONALDS CORP COM 580135101 71 325 SH OTR 325 0 0
MERCK & CO. INC COM 58933Y105 4339 52314 SH SOLE 51594 630 90
MERCK & CO. INC COM 58933Y105 862 10391 SH OTR 10341 50 0
MICROSOFT CORP COM 594918104 5869 27905 SH SOLE 27545 320 40
MICROSOFT CORP COM 594918104 2382 11327 SH OTR 10202 130 995
MICROCHIP TECHNOLOGY INC. COM 595017104 214 2081 SH SOLE 2081 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 103 1000 SH OTR 1000 0 0
MONDELEZ INTL INC CL A 609207105 255 4430 SH SOLE 4430 0 0
NEXTERA ENERGY INC COM 65339F101 1699 6123 SH SOLE 5945 178 0
NEXTERA ENERGY INC COM 65339F101 149 538 SH OTR 338 200 0
NIKE INC CL B 654106103 560 4460 SH SOLE 4460 0 0
NIKE INC CL B 654106103 225 1790 SH OTR 1790 0 0
NUCOR CORP COM 670346105 614 13689 SH SOLE 13689 0 0
NUCOR CORP COM 670346105 197 4385 SH OTR 4385 0 0
ORACLE CORP COM 68389X105 342 5729 SH SOLE 5729 0 0
PNC FINL SVCS GROUP INC COM 693475105 1330 12100 SH SOLE 12062 0 38
PNC FINL SVCS GROUP INC COM 693475105 83 755 SH OTR 674 81 0
PPL CORP COM 69351T106 169 6215 SH SOLE 6215 0 0
PPL CORP COM 69351T106 62 2265 SH OTR 465 1800 0
PAYCHEX INC COM 704326107 287 3595 SH SOLE 3595 0 0
PEPSICO INC COM 713448108 2690 19409 SH SOLE 18984 400 25
PEPSICO INC COM 713448108 1499 10815 SH OTR 10485 330 0
PFIZER INC COM 717081103 2577 70231 SH SOLE 69086 985 160
PFIZER INC COM 717081103 706 19228 SH OTR 19178 50 0
PHILLIPS 66 COM 718546104 323 6226 SH SOLE 6206 0 20
PHILLIPS 66 COM 718546104 38 740 SH OTR 740 0 0
PROCTER AND GAMBLE CO COM 742718109 2206 15872 SH SOLE 15567 255 50
PROCTER AND GAMBLE CO COM 742718109 1627 11708 SH OTR 11708 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1078 19634 SH SOLE 19634 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 233 4240 SH OTR 2790 1450 0
PUBLIC STORAGE COM 74460D109 96 430 SH SOLE 430 0 0
PUBLIC STORAGE COM 74460D109 202 905 SH OTR 0 0 905
RAYTHEON TECHNOLOGIES CORP COM 75513E101 346 6017 SH SOLE 6017 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 12 205 SH OTR 130 75 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1671 4990 SH SOLE 4990 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 536 1600 SH OTR 0 1600 0
SPDR SER TR S&P DIVID ETF 78464A763 643 6956 SH SOLE 6956 0 0
SPDR SER TR S&P DIVID ETF 78464A763 924 10000 SH OTR 0 10000 0
SALESFORCE COM INC COM 79466L302 1908 7592 SH SOLE 7592 0 0
SALESFORCE COM INC COM 79466L302 269 1070 SH OTR 1050 20 0
SOUTHERN CO COM 842587107 450 8296 SH SOLE 7881 300 115
SOUTHERN CO COM 842587107 603 11115 SH OTR 10415 700 0
STARBUCKS CORP COM 855244109 1980 23041 SH SOLE 23006 0 35
STARBUCKS CORP COM 855244109 260 3025 SH OTR 2980 45 0
STARWOOD PPTY TR INC COM 85571B105 92 6100 SH SOLE 6100 0 0
STARWOOD PPTY TR INC COM 85571B105 302 20000 SH OTR 0 0 20000
TJX COS INC NEW COM 872540109 2222 39923 SH SOLE 39473 400 50
TJX COS INC NEW COM 872540109 213 3825 SH OTR 3745 80 0
TARGET CORP COM 87612EAP1 319 2025 SH SOLE 2025 0 0
TARGET CORP COM 87612EAP1 13 80 SH OTR 80 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 2997 6787 SH SOLE 6777 0 10
THERMO FISHER SCIENTIFIC INC COM 883556102 33 75 SH OTR 60 15 0
3M CO COM 88579Y101 2624 16383 SH SOLE 16383 0 0
3M CO COM 88579Y101 142 886 SH OTR 886 0 0
TRUIST FINL CORP COM 89832Q109 71 1853 SH SOLE 1853 0 0
TRUIST FINL CORP COM 89832Q109 730 19180 SH OTR 14000 0 5180
TYLER TECHNOLOGIES INC COM 902252105 279 800 SH SOLE 800 0 0
US BANCORP DEL COM NEW 902973304 2421 67525 SH SOLE 67475 0 50
UNION PAC CORP COM 907818108 1921 9757 SH SOLE 9740 0 17
UNION PAC CORP COM 907818108 212 1078 SH OTR 1058 20 0
UNITED PARCEL SERVICE INC CL B 911312106 548 3291 SH SOLE 3291 0 0
UNITED PARCEL SERVICE INC CL B 911312106 50 300 SH OTR 300 0 0
UNITEDHEALTH GROUP INC COM 91324P102 398 1275 SH SOLE 1275 0 0
UNITEDHEALTH GROUP INC COM 91324P102 45 145 SH OTR 145 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 211 1637 SH SOLE 1637 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 39 950 SH SOLE 950 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 168 4112 SH OTR 0 0 4112
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1375 17409 SH SOLE 17409 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 47 600 SH OTR 540 60 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 148 945 SH SOLE 610 0 335
VANGUARD INDEX FDS LARGE CAP ETF 922908637 419 2680 SH OTR 200 0 2480
VERIZON COMMUNICATIONS INC COM 92343V104 4459 74958 SH SOLE 74458 400 100
VERIZON COMMUNICATIONS INC COM 92343V104 1163 19552 SH OTR 19468 84 0
VISA INC COM CL A 92826C839 232 1162 SH SOLE 1162 0 0
VISA INC COM CL A 92826C839 45 225 SH OTR 0 0 225
WALMART INC COM 931142103 2588 18500 SH SOLE 18435 0 65
WALMART INC COM 931142103 149 1063 SH OTR 863 200 0
WASTE MGMT INC DEL COM 94106L109 407 3600 SH SOLE 3600 0 0
WASTE MGMT INC DEL COM 94106L109 256 2260 SH OTR 2260 0 0
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