Toggle SGML Header (+)


Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
03-31-2020
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
03-31-2020
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
BANK OZK
Address:
17901 CHENAL PARKWAY
LITTLE ROCK
AR
72223

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ JENNIFER JUNKER
Title:
MANAGING DIRECTOR OF TRUST AND WEALTH MANAGEMENT
Phone:
501-906-2528

Signature, Place, and Date of Signing:

/s/ JENNIFER JUNKER
[Signature]
LITTLE ROCK,AR
[City, State]
05-04-2020
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
225
Form 13F Information table Value Total:
182387
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.


NONE





(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE FOR FORM 13F)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
ALLERGAN PLC SHS G0177J108 353 1992 SH SOLE 1992 0 0
ALLERGAN PLC SHS G0177J108 44 250 SH OTR 250 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238 1456 SH SOLE 1456 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 147 900 SH OTR 400 0 500
MEDTRONIC PLC SHS G5960L103 1746 19363 SH SOLE 19343 0 20
MEDTRONIC PLC SHS G5960L103 824 9140 SH OTR 9100 40 0
TRANE TECHNOLOGIES PLC SHS G8994E103 283 3422 SH SOLE 3422 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 14 175 SH OTR 175 0 0
AFLAC INC COM 001055102 1082 31600 SH OTR 31600 0 0
AT&T INC COM 00206R102 3988 136820 SH SOLE 135082 1500 238
AT&T INC COM 00206R102 1690 57976 SH OTR 50346 7630 0
ABBOTT LABS COM 002824100 927 11744 SH SOLE 11304 400 40
ABBOTT LABS COM 002824100 919 11650 SH OTR 11650 0 0
ABBVIE INC COM 00287Y109 1678 22026 SH SOLE 21926 100 0
ABBVIE INC COM 00287Y109 1074 14093 SH OTR 14093 0 0
ALLSTATE CORP COM 020002101 152 1661 SH SOLE 1661 0 0
ALLSTATE CORP COM 020002101 501 5462 SH OTR 5462 0 0
ALPHABET INC CAP STK CL C 02079K107 352 303 SH SOLE 303 0 0
ALPHABET INC CAP STK CL A 02079K305 1719 1479 SH SOLE 1479 0 0
ALPHABET INC CAP STK CL A 02079K305 208 179 SH OTR 177 2 0
ALTRIA GROUP INC COM 02209S103 1426 36872 SH SOLE 36122 720 30
ALTRIA GROUP INC COM 02209S103 132 3405 SH OTR 1365 40 2000
AMERICAN ELEC PWR CO INC COM 025537101 430 5379 SH SOLE 5379 0 0
AMERICAN ELEC PWR CO INC COM 025537101 176 2200 SH OTR 1500 700 0
AMGEN INC COM 031162100 2791 13768 SH SOLE 13708 50 10
AMGEN INC COM 031162100 409 2015 SH OTR 1995 20 0
APPLE INC COM 037833100 7621 29970 SH SOLE 29670 230 70
APPLE INC COM 037833100 997 3922 SH OTR 3215 75 632
APPLIED MATLS INC COM 038222105 1963 42838 SH SOLE 42748 0 90
APPLIED MATLS INC COM 038222105 175 3825 SH OTR 3825 0 0
ARES CAPITAL CORP COM 04010L103 141 13125 SH SOLE 13125 0 0
ARES CAPITAL CORP COM 04010L103 313 29000 SH OTR 0 0 29000
ASHMORE FDS EMKT SHDR INST 044820694 110 18350 SH SOLE 1443 0 16907
ASHMORE FDS EMKT SHDR INST 044820694 98 16289 SH OTR 0 666 15623
AUTOMATIC DATA PROCESSING IN COM 053015103 67 488 SH SOLE 488 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 1233 9020 SH OTR 9020 0 0
BK OF AMERICA CORP COM 060505104 2057 96889 SH SOLE 96789 100 0
BK OF AMERICA CORP COM 060505104 558 26279 SH OTR 21900 525 3854
BANK OZK COM 06417N103 24887 1490239 SH SOLE 1490239 0 0
BANK OZK COM 06417N103 5054 302633 SH OTR 112907 189726 0
BOEING CO COM 097023105 283 1896 SH SOLE 1896 0 0
BOEING CO COM 097023105 55 370 SH OTR 370 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1425 20763 SH SOLE 20763 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 200 2910 SH OTR 1840 1070 0
BRISTOL-MYERS SQUIBB CO COM 110122108 2715 48700 SH SOLE 48045 500 155
BRISTOL-MYERS SQUIBB CO COM 110122108 195 3500 SH OTR 3440 60 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 379 4000 SH OTR 4000 0 0
CVS HEALTH CORP COM 126650100 1354 22817 SH SOLE 22762 0 55
CVS HEALTH CORP COM 126650100 90 1520 SH OTR 1480 40 0
CAMDEN PPTY TR SH BEN INT 133131102 253 3191 SH SOLE 3191 0 0
CAPITAL ONE FINL CORP COM 14040H105 670 13295 SH SOLE 13270 0 25
CAPITAL ONE FINL CORP COM 14040H105 23 465 SH OTR 430 35 0
CHEVRON CORP NEW COM 166764100 2015 27806 SH SOLE 27651 125 30
CHEVRON CORP NEW COM 166764100 199 2742 SH OTR 2712 30 0
CISCO SYS INC COM 17275R102 2848 72461 SH SOLE 72066 200 195
CISCO SYS INC COM 17275R102 332 8435 SH OTR 6810 75 1550
COCA COLA CO COM 191216100 793 17931 SH SOLE 17461 400 70
COCA COLA CO COM 191216100 344 7778 SH OTR 7778 0 0
COLGATE PALMOLIVE CO COM 194162103 433 6521 SH SOLE 6181 340 0
COMCAST CORP NEW CL A 20030N101 1398 40677 SH SOLE 40567 60 50
COMCAST CORP NEW CL A 20030N101 177 5156 SH OTR 3255 80 1821
COMMERCE BANCSHARES INC COM 200525103 929 18456 SH SOLE 18456 0 0
CONOCOPHILLIPS COM 20825C104 449 14592 SH SOLE 14417 175 0
CONOCOPHILLIPS COM 20825C104 92 2975 SH OTR 2975 0 0
CONSOLIDATED EDISON INC COM 209115104 332 4250 SH SOLE 4250 0 0
CONSOLIDATED EDISON INC COM 209115104 47 600 SH OTR 0 600 0
CROWN CASTLE INTL CORP NEW COM 22822V101 106 735 SH SOLE 735 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 314 2175 SH OTR 0 0 2175
DANAHER CORPORATION COM 235851102 968 6993 SH SOLE 6993 0 0
DANAHER CORPORATION COM 235851102 63 454 SH OTR 185 20 249
DISNEY WALT CO COM DISNEY 254687106 519 5372 SH SOLE 5372 0 0
DISNEY WALT CO COM DISNEY 254687106 75 780 SH OTR 780 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1005 12420 SH SOLE 12420 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 554 6849 SH OTR 5224 0 1625
EASTMAN CHEM CO COM 277432100 364 7811 SH SOLE 7811 0 0
EASTMAN CHEM CO COM 277432100 29 632 SH OTR 632 0 0
ENTERGY CORP NEW COM 29364G103 429 4565 SH SOLE 4565 0 0
ENTERGY CORP NEW COM 29364G103 28 300 SH OTR 0 300 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 166 4934 SH SOLE 442 0 4492
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 598 17798 SH OTR 11618 0 6180
EXXON MOBIL CORP COM 30231G102 1764 46450 SH SOLE 46195 170 85
EXXON MOBIL CORP COM 30231G102 527 13892 SH OTR 13852 40 0
FEDEX CORP COM 31428X106 330 2725 SH SOLE 2725 0 0
FIFTH THIRD BANCORP COM 316773100 305 20518 SH SOLE 20518 0 0
FORTINET INC COM 34959E109 1334 13187 SH SOLE 13187 0 0
FORTINET INC COM 34959E109 151 1490 SH OTR 1460 30 0
GENERAL ELECTRIC CO COM 369604103 78 9812 SH SOLE 9812 0 0
GENERAL ELECTRIC CO COM 369604103 4 515 SH OTR 515 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 374 2421 SH SOLE 2416 0 5
GOLDMAN SACHS GROUP INC COM 38141G104 78 502 SH OTR 175 15 312
HOME DEPOT INC COM 437076102 1446 7746 SH SOLE 7716 20 10
HOME DEPOT INC COM 437076102 109 584 SH OTR 584 0 0
HONEYWELL INTL INC COM 438516106 1308 9776 SH SOLE 9681 75 20
HONEYWELL INTL INC COM 438516106 176 1315 SH OTR 1300 15 0
HOST HOTELS & RESORTS INC COM 44107P104 42 3820 SH SOLE 3820 0 0
HOST HOTELS & RESORTS INC COM 44107P104 99 9000 SH OTR 0 0 9000
HUNT J B TRANS SVCS INC COM 445658107 140 1515 SH SOLE 1515 0 0
HUNT J B TRANS SVCS INC COM 445658107 97 1050 SH OTR 1050 0 0
ILLINOIS TOOL WKS INC COM 452308109 612 4303 SH SOLE 4303 0 0
ILLINOIS TOOL WKS INC COM 452308109 21 145 SH OTR 145 0 0
INTEL CORP COM 458140100 3053 56419 SH SOLE 55316 1050 53
INTEL CORP COM 458140100 1048 19370 SH OTR 16640 0 2730
INTERNATIONAL BUSINESS MACHS COM 459200101 453 4083 SH SOLE 4083 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 41 370 SH OTR 370 0 0
INVENTRUST PPTYS CORP COM 46124J102 35 15597 SH SOLE 15597 0 0
INVESCO SR INCOME TR COM 46131H107 122 38000 SH SOLE 38000 0 0
INVESCO SR INCOME TR COM 46131H107 167 52000 SH OTR 0 0 52000
INVESCO EXCHANGE-TRADED FD T CHINA TECHNLGY 46138E800 111 2310 SH SOLE 25 0 2285
INVESCO EXCHANGE-TRADED FD T CHINA TECHNLGY 46138E800 190 3975 SH OTR 0 0 3975
ISHARES GOLD TRUST ISHARES 464285105 462 30676 SH SOLE 12510 0 18166
ISHARES GOLD TRUST ISHARES 464285105 379 25175 SH OTR 2750 0 22425
ISHARES TR CORE S&P500 ETF 464287200 592 2291 SH SOLE 2291 0 0
ISHARES TR CORE S&P500 ETF 464287200 16 60 SH OTR 60 0 0
ISHARES TR MSCI EAFE ETF 464287465 1632 30521 SH SOLE 30096 0 425
ISHARES TR MSCI EAFE ETF 464287465 342 6390 SH OTR 6170 0 220
ISHARES TR CORE S&P MCP ETF 464287507 211 1468 SH SOLE 1238 0 230
ISHARES TR CORE S&P MCP ETF 464287507 36 250 SH OTR 125 0 125
ISHARES TR RUS 2000 GRW ETF 464287648 240 1518 SH SOLE 1518 0 0
ISHARES TR CORE S&P SCP ETF 464287804 821 14631 SH SOLE 13890 0 741
ISHARES TR CORE S&P SCP ETF 464287804 259 4619 SH OTR 1684 350 2585
ISHARES TR NATIONAL MUN ETF 464288414 158 1398 SH SOLE 200 0 1198
ISHARES TR NATIONAL MUN ETF 464288414 64 565 SH OTR 295 0 270
ISHARES TR CRE U S REIT ETF 464288521 1351 34494 SH SOLE 34494 0 0
ISHARES TR CRE U S REIT ETF 464288521 40 1015 SH OTR 1015 0 0
JPMORGAN CHASE & CO COM 46625H100 2172 24121 SH SOLE 23832 239 50
JPMORGAN CHASE & CO COM 46625H100 311 3452 SH OTR 3452 0 0
JOHNSON & JOHNSON COM 478160104 1515 11557 SH SOLE 11232 325 0
JOHNSON & JOHNSON COM 478160104 387 2948 SH OTR 2948 0 0
KIMBERLY CLARK CORP COM 494368103 358 2800 SH SOLE 2800 0 0
KIMBERLY CLARK CORP COM 494368103 128 1000 SH OTR 1000 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 480 3795 SH SOLE 3795 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 15 120 SH OTR 120 0 0
LILLY ELI & CO COM 532457108 1715 12361 SH SOLE 12361 0 0
LILLY ELI & CO COM 532457108 432 3112 SH OTR 3112 0 0
LINCOLN NATL CORP IND COM 534187109 592 22479 SH SOLE 22479 0 0
LINCOLN NATL CORP IND COM 534187109 11 400 SH OTR 400 0 0
LOCKHEED MARTIN CORP COM 539830109 1355 3999 SH SOLE 3999 0 0
LOCKHEED MARTIN CORP COM 539830109 245 724 SH OTR 624 100 0
LOWES COS INC COM 548661107 351 4078 SH SOLE 4078 0 0
LOWES COS INC COM 548661107 228 2650 SH OTR 1300 0 1350
MANAGED PORTFOLIO SER TORTOISE DIGIT 56167N548 54 2192 SH SOLE 645 0 1547
MANAGED PORTFOLIO SER TORTOISE DIGIT 56167N548 305 12444 SH OTR 0 0 12444
MASTERCARD INC CL A 57636Q104 2340 9688 SH SOLE 9678 0 10
MASTERCARD INC CL A 57636Q104 197 815 SH OTR 800 15 0
MCDONALDS CORP COM 580135101 614 3716 SH SOLE 3526 190 0
MCDONALDS CORP COM 580135101 67 406 SH OTR 406 0 0
MEDLEY CAP CORP COM 58503F106 18 31307 SH SOLE 31307 0 0
MERCK & CO. INC COM 58933Y105 3753 48783 SH SOLE 48063 630 90
MERCK & CO. INC COM 58933Y105 905 11763 SH OTR 11713 50 0
MICROSOFT CORP COM 594918104 5093 32291 SH SOLE 31896 355 40
MICROSOFT CORP COM 594918104 1710 10845 SH OTR 9800 50 995
MICROCHIP TECHNOLOGY INC COM 595017104 161 2371 SH SOLE 2371 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 68 1000 SH OTR 1000 0 0
MONDELEZ INTL INC CL A 609207105 222 4430 SH SOLE 4430 0 0
NEXTERA ENERGY INC COM 65339F101 1515 6295 SH SOLE 6117 178 0
NEXTERA ENERGY INC COM 65339F101 132 550 SH OTR 350 200 0
NIKE INC CL B 654106103 369 4460 SH SOLE 4460 0 0
NIKE INC CL B 654106103 148 1790 SH OTR 1790 0 0
NUCOR CORP COM 670346105 562 15603 SH SOLE 15603 0 0
NUCOR CORP COM 670346105 158 4385 SH OTR 4385 0 0
ORACLE CORP COM 68389X105 298 6157 SH SOLE 6157 0 0
PNC FINL SVCS GROUP INC COM 693475105 1199 12531 SH SOLE 12493 0 38
PNC FINL SVCS GROUP INC COM 693475105 231 2409 SH OTR 2328 81 0
PPL CORP COM 69351T106 157 6346 SH SOLE 6346 0 0
PPL CORP COM 69351T106 56 2265 SH OTR 465 1800 0
PAYCHEX INC COM 704326107 240 3816 SH SOLE 3816 0 0
PEPSICO INC COM 713448108 2309 19229 SH SOLE 18804 400 25
PEPSICO INC COM 713448108 1376 11453 SH OTR 11423 30 0
PFIZER INC COM 717081103 2043 62589 SH SOLE 61444 985 160
PFIZER INC COM 717081103 585 17928 SH OTR 17878 50 0
PHILLIPS 66 COM 718546104 344 6405 SH SOLE 6385 0 20
PHILLIPS 66 COM 718546104 34 640 SH OTR 640 0 0
PROCTER & GAMBLE CO COM 742718109 1714 15583 SH SOLE 15278 255 50
PROCTER & GAMBLE CO COM 742718109 1459 13262 SH OTR 13262 0 0
PUBLIC STORAGE COM 74460D109 85 430 SH SOLE 430 0 0
PUBLIC STORAGE COM 74460D109 180 905 SH OTR 0 0 905
ROYAL BK CDA COM 780087102 217 3518 SH SOLE 3518 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1321 5125 SH SOLE 5125 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 412 1600 SH OTR 0 1600 0
SPDR SER TR S&P DIVID ETF 78464A763 565 7081 SH SOLE 7081 0 0
SPDR SER TR S&P DIVID ETF 78464A763 799 10000 SH OTR 0 10000 0
SALESFORCE COM INC COM 79466L302 1066 7401 SH SOLE 7401 0 0
SALESFORCE COM INC COM 79466L302 143 990 SH OTR 970 20 0
SONOCO PRODS CO COM 835495102 74 1600 SH SOLE 1600 0 0
SONOCO PRODS CO COM 835495102 267 5758 SH OTR 5758 0 0
SOUTHERN CO COM 842587107 361 6660 SH SOLE 6245 300 115
SOUTHERN CO COM 842587107 619 11431 SH OTR 10731 700 0
STARBUCKS CORP COM 855244109 1486 22603 SH SOLE 22568 0 35
STARBUCKS CORP COM 855244109 200 3045 SH OTR 3000 45 0
STARWOOD PPTY TR INC COM 85571B105 71 6900 SH SOLE 6900 0 0
STARWOOD PPTY TR INC COM 85571B105 205 20000 SH OTR 0 0 20000
TJX COS INC NEW COM 872540109 1935 40471 SH SOLE 40021 400 50
TJX COS INC NEW COM 872540109 143 3000 SH OTR 2920 80 0
TEXTRON INC COM 883203101 243 9119 SH SOLE 9119 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1953 6886 SH SOLE 6876 0 10
THERMO FISHER SCIENTIFIC INC COM 883556102 14 50 SH OTR 35 15 0
3M CO COM 88579Y101 2236 16383 SH SOLE 16383 0 0
3M CO COM 88579Y101 121 886 SH OTR 886 0 0
TRUIST FINL CORP COM 89832Q109 57 1853 SH SOLE 1853 0 0
TRUIST FINL CORP COM 89832Q109 592 19180 SH OTR 14000 0 5180
US BANCORP DEL COM NEW 902973304 2359 68479 SH SOLE 68429 0 50
UNION PAC CORP COM 907818108 1378 9768 SH SOLE 9751 0 17
UNION PAC CORP COM 907818108 157 1115 SH OTR 1095 20 0
UNITED PARCEL SERVICE INC CL B 911312106 307 3291 SH SOLE 3291 0 0
UNITED PARCEL SERVICE INC CL B 911312106 28 300 SH OTR 300 0 0
UNITED TECHNOLOGIES CORP COM 913017109 527 5585 SH SOLE 5585 0 0
UNITED TECHNOLOGIES CORP COM 913017109 36 385 SH OTR 385 0 0
UNITEDHEALTH GROUP INC COM 91324P102 318 1275 SH SOLE 1275 0 0
UNITEDHEALTH GROUP INC COM 91324P102 36 145 SH OTR 145 0 0
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 181 7170 SH SOLE 1350 0 5820
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 214 8465 SH OTR 0 0 8465
VANGUARD INDEX FDS LARGE CAP ETF 922908637 112 945 SH SOLE 610 0 335
VANGUARD INDEX FDS LARGE CAP ETF 922908637 333 2810 SH OTR 330 0 2480
VERIZON COMMUNICATIONS INC COM 92343V104 3749 69777 SH SOLE 69277 400 100
VERIZON COMMUNICATIONS INC COM 92343V104 999 18602 SH OTR 18518 84 0
VISA INC COM CL A 92826C839 232 1437 SH SOLE 1437 0 0
VISA INC COM CL A 92826C839 35 216 SH OTR 0 0 216
WALMART INC COM 931142103 1543 13578 SH SOLE 13528 0 50
WALMART INC COM 931142103 47 410 SH OTR 410 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 208 4549 SH SOLE 4549 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 6 125 SH OTR 125 0 0
WASTE MGMT INC DEL COM 94106L109 333 3600 SH SOLE 3600 0 0
WASTE MGMT INC DEL COM 94106L109 209 2260 SH OTR 2260 0 0
WELLS FARGO CO NEW COM 949746101 251 8730 SH SOLE 8730 0 0
WELLS FARGO CO NEW COM 949746101 50 1759 SH OTR 1759 0 0
(Back To Top)