SEC Filings

Home / Investor Relations

SEC Filings

*Non-routine regulatory filings, including correspondence filings, can be found on the SEC website at www.sec.gov.

SEC Filings

View Insider related Regulatory Filings: Forms 3, 4 & 5.
View Document Grouping descriptions

Document Highlights
Filing Description Filing Type Filing Date Event Date Download Format
Latest 10-K 10-K 2/27/2019 12/31/2018
HTML PDF XLS
Latest 10-Q 10-Q 11/6/2019 9/30/2019
HTML PDF XLS
Latest Proxy DEF 14A 2/27/2019 3/29/2019
HTML PDF
Other Filings
Filing Description Filing Type Filing Date Event Date Download Format
8-K 8-K 1/3/2020 12/31/2019
HTML PDF
Abstract: On Jan. 3, registrant announced that its board of directors authorized an extension of a program for the purpose of repurchasing up to $50 million worth of its common stock.
8-K 8-K 12/16/2019 12/10/2019
HTML PDF
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Entry into a Material Definitive Agreement; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; and Financial Statements and Exhibits.
Insider Ownership 4 12/5/2019 12/2/2019
HTML
Abstract: Arnold Rome G. III
Insider Ownership 3 11/22/2019 11/19/2019
HTML
Abstract: Handy Alice
8-K 8-K 11/19/2019 11/19/2019
HTML PDF
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
Insider Ownership 4 11/18/2019 11/14/2019
HTML
Abstract: Jerry Karrie J.
8-K 8-K 11/6/2019 11/6/2019
HTML PDF
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
10-Q 10-Q 11/6/2019 9/30/2019
HTML PDF XLS
13-D SC 13D/A 11/1/2019
HTML PDF
Insider Ownership 4 10/25/2019 10/23/2019
HTML
Abstract: KLINSKY STEVEN B
Insider Ownership 4 10/25/2019 10/23/2019
HTML
Abstract: Kline John
Insider Ownership 4 10/25/2019 10/23/2019
HTML
Abstract: HAMWEE ROBERT
Insider Ownership 4 10/25/2019 10/23/2019
HTML
Abstract: Weinstein Adam
Investment Company Filing 497AD 10/25/2019
HTML PDF
Registration Statement POS EX 10/25/2019
HTML PDF
Prospectus 497 10/23/2019
HTML PDF
Investment Company Filing 497AD 10/23/2019
HTML PDF
8-K 8-K 10/22/2019 10/22/2019
HTML PDF
Abstract: 8-K filed by New Mountain Finance Corp. (NMFC) covering Results of Operations and Financial Condition.
Investment Company Filing 497AD 10/22/2019
HTML PDF
Prospectus 497 10/22/2019
HTML PDF

Displaying 1 to 20 (of 519 filings)