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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Deregistration of Securities 15-12B 6/12/2017
13-D SC 13G/A 6/6/2017
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: KIERNAN ROBERT J
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: SLOSSER KENNETH P
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: HENDRIX RICHARD J
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Aggarwal Reena
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: KRAEMER RICHARD A
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Tilley Allison Leopold
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Beske Gavin A
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: REIMERS ARTHUR J
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Fishman Adam J
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Wright Bradley J.
Insider Ownership 4 6/2/2017 6/1/2017
Abstract: Patterson Mark Robert
Insider Ownership 4 6/2/2017 2/28/2017
Abstract: Strome William Frederick
Insider Ownership 4 6/2/2017 2/28/2017
Abstract: HYNES THOMAS J JR
8-K 8-K 6/1/2017 6/1/2017
Abstract: On June 1, BRC Merger Sub LLC announced that B. Riley Financial Inc. completed its acquisition of the registrant. Registrant reported the results of its special meeting of shareholders held June 1. The amended and restated agreement, and plan of merger, among other things, were included by exhibit.
Deregistration of Securities 25-NSE 6/1/2017
Registration Statement POS AM 6/1/2017
Registration Statement S-8 POS 6/1/2017
Registration Statement POS AM 6/1/2017

Displaying 1 to 20 (of 820 filings)