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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Insider Ownership 4 4/21/2017 4/20/2017
Abstract: HENDRIX RICHARD J
10-K 10-K/A 4/21/2017 12/31/2016
Abstract: Registrant filed its amendment No. 1 to its Form 10-K to provide the information required by items 10, 11, 12, 13 and 14 of part III.
Insider Ownership 4 4/18/2017 4/17/2017
Abstract: Fishman Adam J
Insider Ownership 4 3/31/2017 3/30/2017
Abstract: HENDRIX RICHARD J
Insider Ownership 4 3/29/2017 3/28/2017
Abstract: Wright Bradley J.
10-K 10-K 3/13/2017 12/31/2016
8-K 8-K 3/10/2017 3/8/2017
Abstract: Registrant reported that on March 8, it granted awards under two retention and incentive arrangements designed to further the long-term growth of the registrant by providing incentives in respect of the registrant’s common stock and to assist the registrant in retaining key employees of experience and ability. The two-year retention and incentive plan, among other things, was included by exhibit.
Prospectus 425 3/10/2017
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: SLOSSER KENNETH P
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: KIERNAN ROBERT J
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Fishman Adam J
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Beske Gavin A
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Wright Bradley J.
Insider Ownership 4 3/9/2017 2/28/2017
Abstract: HENDRIX RICHARD J
8-K 8-K 2/21/2017 2/17/2017
Abstract: Registrant reported that on Feb. 17, it entered into an agreement and plan of merger with B. Riley Financial Inc. under which the registrant will merge with and into B. Riley Financial. The agreement and plan of merger and the forms of voting agreement were included by exhibit.
8-K 8-K 2/21/2017 2/17/2017
Abstract: On Feb. 21, registrant announced that B. Riley Financial Inc. signed a stock for stock merger agreement to acquire FBR & Co. in a transaction valued at $160.1 million based on Friday’s closing price of $17.55 for B. Riley Financial’s common shares and an anticipated payment of a cash dividend before closing of $8.50 per share. The investor presentation was included by exhibit.
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017

Displaying 1 to 20 (of 831 filings)