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SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
10-K 10-K 3/13/2017 12/31/2016
8-K 8-K 3/10/2017 3/8/2017
Abstract: Registrant reported that on March 8, it granted awards under two retention and incentive arrangements designed to further the long-term growth of the registrant by providing incentives in respect of the registrant’s common stock and to assist the registrant in retaining key employees of experience and ability. The two-year retention and incentive plan, among other things, was included by exhibit.
Prospectus 425 3/10/2017
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: KIERNAN ROBERT J
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: SLOSSER KENNETH P
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Fishman Adam J
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Beske Gavin A
Insider Ownership 4 3/9/2017 3/8/2017
Abstract: Wright Bradley J.
Insider Ownership 4 3/9/2017 2/28/2017
Abstract: HENDRIX RICHARD J
8-K 8-K 2/21/2017 2/17/2017
Abstract: On Feb. 21, registrant announced that B. Riley Financial Inc. signed a stock for stock merger agreement to acquire FBR & Co. in a transaction valued at $160.1 million based on Friday’s closing price of $17.55 for B. Riley Financial’s common shares and an anticipated payment of a cash dividend before closing of $8.50 per share. The investor presentation was included by exhibit.
8-K 8-K 2/21/2017 2/17/2017
Abstract: Registrant reported that on Feb. 17, it entered into an agreement and plan of merger with B. Riley Financial Inc. under which the registrant will merge with and into B. Riley Financial. The agreement and plan of merger and the forms of voting agreement were included by exhibit.
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017
Prospectus 425 2/21/2017
13-D SC 13G/A 2/15/2017
8-K 8-K 2/10/2017 2/10/2017
Abstract: Registrant reported that on Feb. 10, it held a conference call to discuss its earnings for the quarter ended Dec. 31, 2016 and year-end results for 2016. The conference call transcript was included by exhibit.
8-K 8-K 2/10/2017 2/9/2017
Abstract: On Feb. 10, registrant reported its net income for the quarter and net loss for the year ended Dec. 31, 2016. Registrant declared a quarterly cash dividend of 20 cents per share, payable March 3 to shareholders as of Feb. 20. Registrant reported that on Feb. 9, the compensation committee of its board of directors approved the terms and conditions of an annual incentive program.
13-D SC 13G 2/10/2017
13-D SC 13G 2/10/2017

Displaying 1 to 20 (of 830 filings)