Legacy Janus SEC Filings

Legacy Janus SEC Filings

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-D SC 13D/A 5/31/2017
8-K 8-K 5/30/2017 5/30/2017
Abstract: 8-K filed by Janus Capital Group Inc. covering Entry into a Material Definitive Agreement; Termination of a Material Definitive Agreement; Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Material Modification to Rights of Security Holders; Changes in Control of Registrant; Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; and Financial Statements and Exhibits.
Form 8937 Form 8937 5/30/2017 5/30/2017
Abstract: Report of Organizational Actions Affecting Basis of Securities
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Deregistration of Securities 25-NSE 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement POS AM 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement POS AM 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement POSASR 5/30/2017
Abstract: Registrant filed its post-effective amendment No. 1 to its registration statement pertaining to its registration of common stock, preferred stock and debt securities.
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement S-8 POS 5/30/2017
Registration Statement POS AM 5/30/2017
8-K 8-K 5/2/2017 5/2/2017
Abstract: 8-K filed by Janus Capital Group Inc. (JNS) covering Regulation FD Disclosure and Financial Statements and Exhibits.
8-K 8-K 4/25/2017 4/25/2017
Abstract: 8-K filed by Janus Capital Group Inc. (JNS) covering Submission of Matters to a Vote of Security Holder.
Prospectus 425 4/21/2017
8-K 8-K 4/20/2017 4/20/2017
Abstract: On April 20, registrant reported its net income for the quarter ended March 31. On April 18, registrant declared a dividend of 11 cents per share, payable May 19 to shareholders as of May 5. The presentation was included by exhibit.
10-Q 10-Q 4/20/2017 3/31/2017
Prospectus 425 4/20/2017
Prospectus 425 4/19/2017
Proxy DEFA14A 4/19/2017
Prospectus 425 4/18/2017
Prospectus 425 3/24/2017
Prospectus 425 3/24/2017
Prospectus 425 3/24/2017
Prospectus 425 3/22/2017
Prospectus 425 3/21/2017
Prospectus 425 3/21/2017
Prospectus 425 3/21/2017
Proxy DEFM14A 3/21/2017
Prospectus 425 3/20/2017
10-K 10-K/A 3/10/2017 12/31/2016
Abstract: Registrant filed its amendment No. 1 to its Form 10-K to present the information required under Part III of Form 10-K and to amend Part IV, Item 15 to file exhibit 10.22.
Prospectus 425 3/2/2017
Prospectus 425 3/2/2017
Prospectus 425 3/2/2017
Prospectus 425 3/2/2017
10-K 10-K 2/16/2017 12/31/2016
13-D SC 13G/A 2/10/2017
13-D SC 13G 2/9/2017
Prospectus 425 2/9/2017
Prospectus 425 2/9/2017
Prospectus 425 1/25/2017
13-D SC 13G/A 1/25/2017
8-K 8-K 1/24/2017 1/24/2017
Abstract: On Jan. 24, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2016. On Jan. 19, registrant declared a dividend of 11 cents per share, payable Feb. 17 to stockholders as of Feb. 6.The presentation was included by exhibit.
Prospectus 425 1/24/2017
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
Prospectus 425 12/15/2016
8-K 8-K 11/23/2016 11/22/2016
Abstract: Registrant reported that on Nov. 22, it and Janus Management Holdings Corp. entered into a change in control agreement with Jennifer McPeek, executive vice president and CFO. The change in control agreement was included by exhibit.
Prospectus 425 10/27/2016
Prospectus 425 10/26/2016
8-K 8-K 10/25/2016 10/25/2016
Abstract: On Oct. 25, registrant reported its net income for the quarter ended Sept. 30. On Oct. 20, registrant declared a dividend of 11 cents per share, payable Nov. 18 to stockholders as of Nov. 7. The earning presentation was included by exhibit.
10-Q 10-Q 10/25/2016 9/30/2016
Prospectus 425 10/25/2016
Prospectus 425 10/11/2016
Prospectus 425 10/4/2016
13-D SC 13D/A 10/4/2016
8-K 8-K 10/3/2016 10/3/2016
Abstract: On Oct. 3, registrant and Henderson Group plc announced that their respective boards of directors unanimously agreed to an all stock merger of equals. The agreement and plan of merger, among other things, was included by exhibit.
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Prospectus 425 10/3/2016
Registration Statement S-8 8/2/2016
Abstract: Registrant filed a registration statement for up to 250,000 shares of common stock and plan interests in an offering valued at approximately $3.7 million offered through the Janus 401(k) and employee stock ownership plan.
8-K 8-K 7/26/2016 7/26/2016
Abstract: On July 26, registrant reported its net income for the quarter ended June 30. On July 21, registrant also declared a dividend of 11 cents per share, payable Aug. 19 to stockholders as of Aug. 8. The earnings presentation was included by exhibit.
10-Q 10-Q 7/26/2016 6/30/2016
8-K 8-K 4/27/2016 4/22/2016
Abstract: Registrant reported the results of its annual meeting of shareholders held April 22.
8-K 8-K 4/26/2016 4/26/2016
Abstract: On April 26, registrant reported its net income for the quarter ended March 31. On April 21, registrant declared a dividend of 11 cents per share, payable May 20 to stockholders as of May 9. The earnings presentation was included by exhibit.
10-Q 10-Q 4/26/2016 3/31/2016
8-K 8-K 4/1/2016 4/1/2016
Abstract: Registrant reported that on April 1, Enrique Chang was promoted to the position of president, head of investments, effective April 1. Registrant reported that in addition to his existing responsibilities, beginning on April 1, Chang also began overseeing the registrant's fundamental and macros fixed income investment teams.
Proxy DEF 14A 3/11/2016 4/22/2016
Registration Statement S-3ASR 3/10/2016
Abstract: Registrant filed a registration statement for an unspecified amount of its certain types of securities. Proceeds from the offering will be used for general corporate purposes.
8-K 8-K 3/4/2016 3/1/2016
Abstract: Registrant reported that on March 1, George Batejan, executive vice president and global head of technology and operations, retired from the registrant.
Proxy PRE 14A 3/1/2016 4/22/2016
10-K 10-K 2/24/2016 12/31/2015
13-D SC 13G/A 2/12/2016
13-D SC 13G/A 2/10/2016
8-K 8-K 1/26/2016 1/26/2016
Abstract: On Jan. 26, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2015. On Jan. 19, registrant declared a dividend of 9 cents per share, payable Feb. 25 to shareholders as of Feb. 12. The presentation was included by exhibit.
13-D SC 13G/A 1/26/2016
Annual Report AR 12/31/2015
8-K 8-K 10/26/2015 10/22/2015
Abstract: Registrant reported that on Oct. 22, Director Timothy Armour informed the board of directors that he will not stand for re-election upon the expiration of his current term at the registrant's 2016 annual stockholders meeting. Registrant reported that on Oct. 23, it appointed Arnold Pinkston to be a director, effective Jan. 21, 2016.
8-K 8-K 10/22/2015 10/22/2015
Abstract: On Oct. 22, registrant reported its net income for the quarter ended Sept. 30. On Oct. 15, registrant declared a dividend of 9 cents per share, payable Nov. 20 to shareholders as of Nov. 6. The earnings presentation was included by exhibit.
10-Q 10-Q 10/22/2015 9/30/2015
8-K 8-K 7/31/2015 7/31/2015
Abstract: Registrant reported that on July 31, it issued the required notice under the governing indenture to redeem all outstanding $344.5 million of its 6.700% notes due June 15, 2017.
8-K 8-K 7/31/2015 7/28/2015
Abstract: Registrant reported that on July 28, it entered into an underwriting agreement for the sale of $300 million of 4.875% notes due 2025. The underwriting agreement, among other things, was included by exhibit.
Prospectus 424B5 7/30/2015
Prospectus FWP 7/29/2015
Prospectus 424B5 7/28/2015
8-K 8-K 7/24/2015 7/23/2015
Abstract: Registrant reported that on July 23, Seiji Inagaki informed the board of directors that he was resigning from the board, effective July 24. Registrant reported that on July 24, the board appointed Tatsusaburo Yamamoto, replacing Inagaki.
8-K 8-K 7/23/2015 7/23/2015
Abstract: On July 23, registrant reported its net income for the quarter ended June 30. On July 16, registrant declared a dividend of 9 cents per share, payable Aug. 21 to shareholders as of Aug. 7. The second-quarter 2015 earnings presentation was included by exhibit.
10-Q 10-Q 7/23/2015 6/30/2015
Registration Statement S-8 6/4/2015
Abstract: Registrant filed a registration statement for up to 11 million shares of common stock in an offering valued at approximately $202 million offered through its amended and restated 2010 long-term incentive stock plan.
10-Q 10-Q 5/1/2015 3/31/2015
8-K 8-K 4/28/2015 4/24/2015
Abstract: Registrant reported the results of its annual meeting of shareholders held April 24.
8-K 8-K 4/23/2015 4/23/2015
Abstract: On April 23, registrant reported its net income for the quarter ended March 31. On April 16, registrant declared a dividend of 9 cents per share, payable May 22 to shareholders as of May 8. The first-quarter 2015 earnings presentation was included by exhibit.
Proxy DEF 14A 3/13/2015 4/24/2015
10-K 10-K 2/24/2015 12/31/2014
8-K 8-K 2/20/2015 2/19/2015
Abstract: Registrant reported that its board of directors appointed Billie Williamson a director, effective March 3.
13-D SC 13G/A 2/13/2015
13-D SC 13G 2/10/2015
13-D SC 13G/A 1/26/2015
8-K 8-K 1/22/2015 1/22/2015
Abstract: On Jan. 22, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2014. On Jan. 15, registrant declared a dividend of 8 cents per share, payable Feb. 27 to shareholders as of Feb. 13. The earnings presentation was included by exhibit.
Annual Report AR 12/31/2014
Registration Statement S-8 12/1/2014
Abstract: Registrant filed a registration statement for up to 1 million shares of common stock in an offering valued at approximately $15.5 million offered through its 2012 employment inducement award plan.
8-K 8-K 10/23/2014 10/23/2014
Abstract: On Oct. 23, registrant reported its net income for the quarter ended Sept. 30. On Oct. 20, registrant declared a quarterly cash dividend of 8 cents per share, payable Nov. 21 to stockholders as of Nov. 7. The earnings presentation was included by exhibit.
10-Q 10-Q 10/23/2014 9/30/2014
8-K 8-K 9/26/2014 9/26/2014
Abstract: Registrant reported that on Sept. 26, it hired William Gross as a portfolio manager.
8-K 8-K 7/23/2014 7/23/2014
Abstract: On July 23, registrant reported its net income for the quarter ended June 30. The earnings presentation was included by exhibit.
10-Q 10-Q 7/23/2014 6/30/2014
8-K 8-K 4/25/2014 4/24/2014
Abstract: Registrant reported the results of its annual meeting of stockholders held April 24.
10-Q 10-Q 4/24/2014 3/31/2014
8-K 8-K 4/22/2014 4/22/2014
Abstract: On April 22, registrant reported its net income for the quarter ended March 31. Registrant declared a dividend of 8 cents per share, payable May 23 to shareholders as of May 9. The first-quarter earnings presentation was included by exhibit.
Proxy DEF 14A 3/12/2014 4/24/2014
10-K 10-K 2/25/2014 12/31/2013
13-D SC 13G/A 2/14/2014
13-D SC 13G/A 2/11/2014
13-D SC 13G/A 1/29/2014
8-K 8-K 1/23/2014 1/21/2014
Abstract: On Jan. 23, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2013. On Jan. 21, registrant declared a dividend of 7 cents per share, payable Feb. 21 to shareholders as of Feb. 7. The fourth-quarter 2013 earnings presentation was included by exhibit.
8-K 8-K 1/16/2014 1/10/2014
Abstract: Registrant reported that on Jan. 10, Robin Beery, executive vice president of U.S. distribution of the registrant, informed the registrant of her decision to resign no later than August 2014. Registrant reported that Beery will now serve as interim leader of the registrant's strategic marketing and communications team.
Annual Report AR 12/31/2013
8-K 8-K 11/25/2013 11/25/2013
Abstract: Registrant reported that on Nov. 25, it entered into a five-year, $200 million unsecured, revolving credit facility with JPMorgan Chase Bank NA and Wells Fargo Bank NA.
8-K 8-K 10/24/2013 10/24/2013
Abstract: On Oct. 24, registrant reported its net income for the quarter ended Sept. 30. On Oct. 21, registrant declared a dividend of 7 cents per share, payable Nov. 22 to shareholders as of Nov. 8. The third-quarter earnings presentation was included by exhibit
10-Q 10-Q 10/24/2013 9/30/2013
13-D SC 13G/A 9/5/2013
13-D SC 13G/A 8/9/2013
8-K 8-K 7/25/2013 7/25/2013
Abstract: On July 25, registrant reported its net income for the quarter ended June 30. Registrant reported the appointment of Bruce Koepfgen to be president, effective Aug. 1. Registrant reported that Jennifer McPeek replaced Koepfgen as CFO, effective Aug. 1. The earnings presentation was included by exhibit.
10-Q 10-Q 7/25/2013 6/30/2013
8-K 8-K 6/20/2013 6/14/2013
Abstract: On June 14, registrant announced that it entered into separate privately negotiated exchange agreements pursuant to which $117 million of newly issued, 0.75% convertible senior notes due 2018 will be exchanged for $110 million of the registrant's existing, 3.25% convertible senior notes due 2014. The third supplemental indenture, among other things, was included by exhibit.
13-D SC 13G/A 5/14/2013
13-D SC 13G/A 5/10/2013
8-K 8-K 4/25/2013 4/25/2013
Abstract: Registrant reported the results of its annual meeting of shareholders held April 25.
10-Q 10-Q 4/25/2013 3/31/2013
8-K 8-K 4/23/2013 4/23/2013
Abstract: On April 23, registrant reported its net income for the quarter ended March 31. On April 18, registrant declared a dividend of 7 cents per share, payable May 24 to shareholders as of May 10. The first-quarter earnings presentation was included by exhibit.
Proxy DEFA14A 4/12/2013
Proxy DEF 14A 3/15/2013 4/25/2013
Proxy DEFA14A 3/15/2013
Registration Statement S-3ASR 3/14/2013
Abstract: Registrant filed a registration statement for an unspecified amount of common stock, preferred stock and debt securities. Proceeds from the offering will be used for general corporate purposes.
Registration Statement S-8 3/14/2013
Abstract: Registrant filed a registration statement for up to 1 million shares of common stock in an offering valued at approximately $9.7 million offered through its employment inducement award plan.
Registration Statement S-8 3/14/2013
Abstract: Registrant filed a registration statement for up to 9 million shares of common stock in an offering valued at approximately $86.9 million offered through its 2010 long-term incentive stock plan.
10-K 10-K 2/25/2013 12/31/2012
13-D SC 13G/A 2/14/2013
13-D SC 13G/A 2/14/2013
13-D SC 13G/A 2/14/2013
13-D SC 13G 2/13/2013
13-D SC 13G 2/13/2013
13-D SC 13G/A 2/7/2013
13-D SC 13G 1/30/2013
8-K 8-K 1/24/2013 1/22/2013
Abstract: On Jan. 24, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2012. On Jan. 22, registrant announced that Seiji Inagaki will join its board of directors. The fourth-quarter 2012 earnings presentation was included by exhibit.
13-D SC 13D/A 1/23/2013
Annual Report AR 12/31/2012
8-K 8-K 12/12/2012 12/10/2012
Abstract: Registrant reported that on Dec. 10, Jock Patton notified the registrant that he will not stand for re-election to its board of directors.
13-D SC 13D/A 12/4/2012
13-D SC 13D/A 11/28/2012
13-D SC 13D/A 11/16/2012
13-D SC 13D/A 11/13/2012
13-D SC 13D/A 11/5/2012
8-K 8-K 10/25/2012 10/25/2012
Abstract: On Oct. 25, registrant reported its net income for the quarter ended Sept. 30. The third-quarter 2012 earnings presentation was included by exhibit.
10-Q 10-Q 10/25/2012 9/30/2012
13-D SC 13D/A 10/12/2012
13-D SC 13D/A 10/1/2012
13-D SC 13D/A 9/25/2012
13-D SC 13D/A 9/18/2012
13-D SC 13D/A 8/29/2012
13-D SC 13D 8/17/2012
8-K 8-K 8/10/2012 8/10/2012
Abstract: On Aug. 10, registrant announced that it entered into a strategic alliance with Dai-ichi Life Insurance Co. Ltd. The investment and strategic cooperation agreement and the option agreement were included by exhibit.
8-K 8-K 7/26/2012 7/26/2012
Abstract: On July 26, registrant reported its net income for the quarter ended June 30. The second-quarter 2012 earnings presentation was included by exhibit.
10-Q 10-Q 7/26/2012 6/30/2012