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Section 1: DEFA14A (DEFA14A)






Washington, D.C. 20549






Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934 (Amendment No.                )

Filed by the Registrant  ☒                             Filed by a Party other than the Registrant  ☐

Check the appropriate box:


  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material under §240.14a-12


(Name of Registrant as Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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  Fee paid previously with preliminary materials.
  Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 04, 2020










NEW YORK, NY 10022








Meeting Information


Meeting Type: Annual Meeting
For holders as of: April 09, 2020
Date: June 04, 2020             Time: 8:30 AM EDT

Location:  Moelis & Company

                   399 Park Avenue

                   New York, NY 10022



You are receiving this communication because you hold shares in the above named company.


This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at or easily request a paper copy (see reverse side).


We encourage you to access and review all of the important information contained in the proxy materials before voting.



See the reverse side of this notice to obtain proxy materials and voting instructions.



  Before You Vote  —

How to Access the Proxy Materials






Proxy Materials Available to VIEW or RECEIVE:


1. Notice & Proxy Statement          2. Form 10-K



How to View Online:


Have the information that is printed in the box marked by the arrow   LOGO    (located on the following page) and visit:



How to Request and Receive a PAPER or E-MAIL Copy:


If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:





3) BY E-MAIL*:

   [email protected]


*   If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow   LOGO    (located on the following page) in the subject line.



Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 21, 2020 to facilitate timely delivery.


—  How To Vote  —

Please Choose One of the Following Voting Methods





Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.



Vote By Internet: To vote now by Internet, go to Have the information that is printed in the box marked by the arrow   LOGO    available and follow the instructions.



Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.




Voting items



    The Board of Directors recommends you vote

    FOR the following:



    1.      Election of Directors






Kenneth Moelis          02   Navid Mahmoodzadegan        03   Jeffrey Raich                     04   Eric Cantor        05   Elizabeth Crain

      06    John A. Allison IV     07   Yolonda Richardson                08   Kenneth L. Shropshire   


    The Board of Directors recommends you vote FOR proposals 2, 3 and 4.






To approve, on an advisory basis, the compensation of our Named Executive Officers.






Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.






In their discretion, upon such other matters that may properly come before meeting or any adjournment or adjournments thereof.

The shares represented by this proxy when properly executed will be voted in the manner directed herein by the undersigned stockholder. IF SUCH DIRECTIONS ARE MADE, THIS PROXY WILL BE VOTED FOR THE ELECTION OF ALL DIRECTOR NOMINEES LISTED IN PROPOSAL 1, FOR PROPOSAL 2 AND FOR PROPOSAL 3.













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