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Section 1: 8-K (FORM 8-K)

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 11, 2020

NICOLET BANKSHARES, INC.
(Exact name of registrant as specified in its charter) 
 
Wisconsin
 
001-37700
 
47-0871001
(State or other jurisdiction of
incorporation or organization)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
111 North Washington Street
Green Bay, Wisconsin 54301
(Address of principal executive offices)
 
(920) 430-1400
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock, par value $0.01 per share
NCBS
The NASDAQ Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter.)
 Emerging Growth Company ¨
 If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨





Item 5.07
Submission of Matters to a Vote of Security Holders.
 
At the annual meeting of the shareholders of Nicolet Bankshares, Inc. (“Nicolet”), held on May 11, 2020 (the “Annual Meeting”), Nicolet’s shareholders approved the following proposals by the votes set forth below:
 
Proposal 1: Election of Directors 
Name
 
For

 
Withheld

 
Broker Non-Votes

Robert B. Atwell
 
6,591,838

 
185,272

 
1,971,933

Rachel Campos-Duffy
 
6,498,900

 
274,484

 
1,971,933

Michael E. Daniels
 
6,580,258

 
196,852

 
1,971,933

John N. Dykema
 
6,414,782

 
358,602

 
1,971,933

Terrence R. Fulwiler
 
6,551,846

 
221,538

 
1,971,933

Christopher J. Ghidorzi
 
6,609,171

 
164,213

 
1,971,933

Andrew F. Hetzel, Jr.
 
6,621,757

 
151,627

 
1,971,933

Donald J. Long, Jr.
 
6,594,707

 
178,677

 
1,971,933

Dustin J. McClone
 
6,616,546

 
156,838

 
1,971,933

Susan L. Merkatoris
 
6,534,371

 
239,013

 
1,971,933

Oliver Pierce Smith
 
6,621,309

 
155,801

 
1,971,933

Robert J. Weyers
 
6,603,006

 
174,104

 
1,971,933


Proposal 2: Ratification of the selection of Wipfli LLP as Nicolet’s independent registered public accounting firm for the year ending December 31, 2020.
For
 
Against
 
Abstain
 
Broker Non-Votes
8,516,140
 
220,819
 
10,734
 
N/A
 
Proposal 3: Advisory approval of Nicolet's named executive officer compensation.
For
 
Against
 
Abstain
 
Broker Non-Votes
5,036,679
 
1,529,776
 
209,305
 
1,971,933
















Signatures
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 13, 2020
NICOLET BANKSHARES, INC.
 
 
 
 
 
 
By:
/s/ Ann K. Lawson
 
 
 
Name: Ann K. Lawson
 
 
 
Title:  Chief Financial Officer
 
 
 
 
 



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