Market Makers
The following firms are believed to presently make a market in Heritage Commerce Corp stock on the NASDAQ
CompanyPhoneAddress
Citi Order Routing and Execution, LLC(843) 789-211211 eWall Street
Mount Pleasant, SC 29464
B-Trade Services LLC(212) 448-56901633 Broadway
48th Floor
New York, NY 10019
Citadel Securities LLC(312) 395-2100131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Citigroup Global Markets Holdings Inc.(212) 816-6000388 Greenwich Street
38th Floor
New York, NY 10013
D.A. Davidson & Co.(406) 727-4200Eight Third Street, North
Great Falls, MT 59401
G1 Execution Services, LLC(312) 986-8359175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604
FIG Partners, LLC(404) 601-72001475 Peachtree Street, NE
Suite 800
Atlanta, GA 30309
FTN Financial Securities Corp(901) 435-8080845 Crossover Lane
Suite 150
Memphis, TN 38117
FTN Equity Capital Markets Corp.(216) 592-17001301 East Ninth Street
Suite 3232
Cleveland, OH 44114
Goldman Sachs & Co. LLC(212) 902-1000200 West Street
29th Floor
New York, NY 10282
Howe Barnes Hoefer & Arnett, Inc.(800) 774-8723555 Market Street, 18th Floor
San Francisco, CA 94105
Hudson Securities, Inc.(201) 216-0100111 Town Square Place
Suite 1500A
Jersey City, NJ 07310
Keefe, Bruyette & Woods, Inc.(212) 887-7777The Equitable Building
787 Seventh Avenue, Fourth Floor
New York, NY 10019
Knight Capital Americas, L.P.(201) 222-9400545 Washington Boulevard
Jersey City, NJ 07310
Merrill Lynch, Pierce, Fenner & Smith Incorporated(800) 637-7455Bank of America Tower
One Bryant Park
New York, NY 10036
Morgan Stanley & Co. LLC(212) 761-40001585 Broadway Avenue
New York, NY 10036
RBC Capital Markets, LLC(212) 428-6200Three World Financial Center
200 Vesey Street, Ninth Floor
New York, NY 10281
Sandler O'Neill & Partners, L.P.(212) 466-78001251 Avenue of the Americas
Sixth Floor
New York, NY 10020
SAL Equity Trading, GP(484) 562-1253401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
UBS Securities LLC(212) 719-20001285 Avenue of the Americas
One Stamford Forum-Second Floor
New York, NY 10019

Copyright 2017, © S&P Global Market Intelligence  Terms of Use