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The following firms are believed to presently make a market in Heritage Commerce Corp stock on the NASDAQ |
| Company | Phone | Address |
| Citi Order Routing and Execution, LLC | (843) 789-2112 | 11 eWall Street
Suite 103
Mount Pleasant, SC 29464 |
| B-Trade Services LLC | (212) 448-5690 | 1633 Broadway
48th Floor
New York, NY 10019 |
| Citadel Securities LLC | (312) 395-2100 | 131 South Dearborn Street
32nd Floor
Chicago, IL 60603 |
| Citigroup Global Markets Holdings Inc. | (212) 816-6000 | 388 Greenwich Street
38th Floor
New York, NY 10013 |
| D.A. Davidson & Co. | (406) 727-4200 | Eight Third Street, North
Great Falls, MT 59401 |
| G1 Execution Services, LLC | (312) 986-8359 | 175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604 |
| FIG Partners, LLC | (404) 601-7200 | 1475 Peachtree Street, NE
Suite 800
Atlanta, GA 30309 |
| FTN Financial Securities Corp | (901) 435-8080 | 845 Crossover Lane
Suite 150
Memphis, TN 38117 |
| FTN Equity Capital Markets Corp. | (216) 592-1700 | 1301 East Ninth Street
Suite 3232
Cleveland, OH 44114 |
| Goldman Sachs & Co. LLC | (212) 902-1000 | 200 West Street
29th Floor
New York, NY 10282 |
| Howe Barnes Hoefer & Arnett, Inc. | (800) 774-8723 | 555 Market Street, 18th Floor
San Francisco, CA 94105 |
| Hudson Securities, Inc. | (201) 216-0100 | 111 Town Square Place
Suite 1500A
Jersey City, NJ 07310 |
| Keefe, Bruyette & Woods, Inc. | (212) 887-7777 | The Equitable Building
787 Seventh Avenue, Fourth Floor
New York, NY 10019 |
| Knight Capital Americas, L.P. | (201) 222-9400 | 545 Washington Boulevard
Jersey City, NJ 07310 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | (800) 637-7455 | Bank of America Tower
One Bryant Park
New York, NY 10036 |
| Morgan Stanley & Co. LLC | (212) 761-4000 | 1585 Broadway Avenue
New York, NY 10036 |
| RBC Capital Markets, LLC | (212) 428-6200 | Three World Financial Center
200 Vesey Street, Ninth Floor
New York, NY 10281 |
| Sandler O'Neill & Partners, L.P. | (212) 466-7800 | 1251 Avenue of the Americas
Sixth Floor
New York, NY 10020 |
| SAL Equity Trading, GP | (484) 562-1253 | 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004 |
| UBS Securities LLC | (212) 719-2000 | 1285 Avenue of the Americas
One Stamford Forum-Second Floor
New York, NY 10019 |
