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capital offerings

Common Stock
Announce DateOffering TypeStatusPrivate Placement?Share Price ($)Shares OfferedOffering Size ($000)
11/4/2014Follow-OnPriced 11/4/2014No16.700031,190,716520,885
 Common stock, no par value
8/6/2014Follow-OnPriced 8/7/2014No16.200015,000,000243,000
 Common stock, no par value
2/2/2010Follow-OnPriced 2/3/2010No11.00008,625,00094,875
 Common stock, no par value
8/11/2009Follow-OnPriced 8/13/2009No9.750026,538,461258,750
 Common stock, no par value

Preferred Stock
Announce DateOffering TypeStatusPrivate Placement?Coupon (%)Shares OfferedOffering Size ($000)
2/2/2010Convertible PreferredPriced 2/3/2010No-18,975,000208,725
 Depository shares representing 1/100 of series B common stock equivalent convertible non-cumulative preferred stock
10/28/2008Private Placement - Preferred StockPriced 11/14/2008Yes-214,181214,181
 Variable rate series A cumulative perpetual preferred stock issued under TARP, no par value

Trust Preferred
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
9/6/2007Yes-12/15/2037-20,000
 Floating rate trust preferred securities, due 12/15/37
8/9/2007Yes-9/15/2037-40,000
 Floating rate trust preferred securities, due 09/15/37
12/31/2003Yes-1/1/2034-10,000
 Floating rate trust preferred securities, due 01/01/34
12/31/2003Yes-3/1/2034-10,000
 Floating rate trust preferred securities, due 03/01/34
11/14/2002Yes-10/30/2032-20,000
 Floating rate trust preferred securities, due 10/30/32
11/14/2002Yes-11/7/2032-30,000
 Floating rate trust preferred securities, due 11/07/32
9/30/2002Yes-9/26/2032-25,000
 Floating rate trust preferred securities, due 09/26/32

Common Stock (Subsidiaries)
Announce DateOffering TypeStatusPrivate Placement?Share Price ($)Shares OfferedOffering Size ($000)
Circle Bancorp
10/4/2010IPOTerminatedNo10.50002,860,00030,030
 Common stock, no par value
Humboldt Bancorp
3/30/2000Private Placement - Common StockPriced 3/29/2000Yes12.5000640,0008,000
 Common stock, no par value
North Bay Bancorp
12/22/1999Common Stock - Best EffortsPriced 7/6/2000No22.0000227,2735,000
 Common stock, no par value
Sterling Financial Corporation
8/14/2012Follow-OnPriced 8/14/2012No20.00005,738,637114,773
 Common stock, no par value
Sterling Financial Corporation
9/24/2010Shelf RegistrationPriced 4/18/2014No-5,738,637-
 Common stock, no par value
Sterling Financial Corporation
4/27/2010Private Placement - Common StockPriced 8/26/2010Yes0.2000292,000,00058,400
 Common stock, no par value

Preferred Stock (Subsidiaries)
Announce DateOffering TypeStatusPrivate Placement?Coupon (%)Shares OfferedOffering Size ($000)
Circle Bancorp
10/4/2010Private Placement - Preferred StockPriced 12/31/2009Yes10.0000650650
 10.000% Series A cumulative perpetual preferred stock, no par value
10/4/2010Private Placement - Preferred StockPriced 4/30/2010Yes10.00002,8702,870
 10.000% Series A cumulative perpetual preferred stock, no par value
5/3/2010Private Placement - Preferred StockPriced 8/26/2010Yes-3,881,700357,116
 Series D convertible participating voting preferred stock, no par value
4/27/2010Private Placement - Preferred StockPriced 8/26/2010Yes15.00003,418,300314,484
 15.000% Series B convertible participating voting preferred stock, no par value
4/27/2010Convertible PreferredPriced 8/26/2010No-303,000303,000
 Variable rate series C cumulative convertible preferred stock issued under TARP, $1.00 par value
11/24/2008Private Placement - Preferred StockPriced 12/5/2008Yes-303,000303,000
 Variable rate series A cumulative perpetual preferred stock issued under TARP, $1.00 par value

Trust Preferred (Subsidiaries)
Announce DatePrivate Placement?Coupon (%)Maturity DateYTM (%)Offering Size ($000)
Circle Bancorp
12/31/2003No-2/8/2034-5,000
 Floating rate trust preferred securities, due Feb 8, 2034
Circle Bancorp
6/30/2003No-6/26/2033-3,500
 Floating rate trust preferred securities, due June 26, 2033
Humboldt Bancorp
9/18/2003Yes-9/17/2033-27,000
 Variable rate trust preferred securities, due 09/17/33
Humboldt Bancorp
12/31/2001Yes-12/18/2031-10,000
 Floating rate trust preferred securities, due 12/18/31
Humboldt Bancorp
3/31/2001Yes10.20002/22/2031-5,000
 10.200% Trust preferred securities, due 02/22/31
Humboldt Bancorp
3/31/2000Yes10.87503/31/203010.8745,000
 10.875% Trust preferred securities, due 03/31/30
North Bay Bancorp
6/7/2002Yes-6/26/2032-10,000
 Floating rate trust preferred securities, due 06/26/32
Sterling Financial Corporation
7/31/2007Yes-10/1/2037-45,000
 Floating rate trust preferred securities, due 10/01/37
Sterling Financial Corporation
9/21/2006Yes-12/15/2036-50,000
 Floating rate trust preferred securities, due 12/15/36
Sterling Financial Corporation
6/15/2006Yes-6/15/2036-55,000
 Floating rate trust preferred securities, due 06/15/36
Sterling Financial Corporation
6/30/2005Yes-6/15/2035-10,310
 Floating rate trust preferred securities, due 06/15/35
Sterling Financial Corporation
8/14/2003Yes-9/30/2033-10,000
 Floating rate trust preferred securities, due 09/30/33
Sterling Financial Corporation
5/16/2003Yes-6/15/2033-20,000
 Floating rate trust preferred securities, due 06/15/33
Sterling Financial Corporation
5/16/2003Yes-5/15/2033-10,000
 Floating rate trust preferred securities, due 05/15/33
Sterling Financial Corporation
4/14/2003Yes-4/10/2033-14,000
 Floating rate trust preferred securities, due 04/10/33
Sterling Financial Corporation
3/31/2003Yes-3/26/2033-9,486
 Floating rate trust preferred securities, due 03/26/33
Sterling Financial Corporation
8/3/2001Yes10.25007/25/2031-24,000
 10.25% Trust preferred securities, due 07/25/31
Western Sierra Bancorp
9/30/2003Yes-9/7/2033-10,000
 Floating rate trust preferred securities, due 09/07/33
Western Sierra Bancorp
9/30/2003Yes-9/7/2033-10,000
 Floating rate trust preferred securities, due 09/07/33
Western Sierra Bancorp
12/26/2001Yes-12/18/2031-10,000
 Floating rate trust preferred securities, due 12/18/31
Western Sierra Bancorp
9/30/2001Yes-7/31/2031-6,000
 Floating rate trust preferred securities, due 07/31/31

Note: Capital Offerings information is comprehensive for securities issued on or after January 1, 2000.

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