Page 199 - DCP AR2011 Dev

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Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Unitholder
Matters
The following table sets forth the beneficial ownership of our units and the related transactions held by:
• each person who beneficially owns 5% or more of our outstanding units as of February 23, 2012;
• all of the directors of DCP Midstream GP, LLC;
• each Named Executive Officer of DCP Midstream GP, LLC; and
• all directors and executive officers of DCP Midstream GP, LLC as a group.
Percentage of total common units beneficially owned is based on 45,606,924 common units outstanding.
Name of Beneficial Owner (a)
Common
Units
Beneficially
Owned
Percentage
of Common
Units
Beneficially
Owned
DCP LP Holdings, LP (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12,473,971
25.8%
Kayne Anderson Capital Advisors, L.P (c) . . . . . . . . . . . . . . . . . . . . . . . . 3,603,198
7.9%
Tortoise Capital Advisors L.L.C. (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,332,260
7.3%
Fiduciary Asset Management Inc. (e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,008,496
6.6%
Mark A. Borer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
54,814
*
Angela A. Minas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
40,532
*
Michael S. Richards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
18,610
*
Donald G. Hrap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . —
*
Alan N. Harris . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
9,842
*
Paul F. Ferguson, Jr. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12,634
*
John E. Lowe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1
*
Frank A. McPherson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
21,966
*
Thomas C. Morris . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
26,967
*
Thomas C. O’Connor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
14,500
*
Stephen R. Springer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7,800
*
All directors and executive officers as a group (11 persons) . . . . . . . . . . .
207,666
*
* Less than 1%.
(a) Unless otherwise indicated, the address for all beneficial owners in this table is 370 17th Street, Suite
2775, Denver, Colorado 80202.
(b) DCP Midstream, LLC is the ultimate parent company of DCP LP Holdings, LP and may, therefore, be
deemed to beneficially own the units held by DCP LP Holdings, LP. DCP Midstream, LLC disclaims
beneficial ownership of all of the units owned by DCP LP Holdings, LP. The address of DCP LP Holdings,
LP and DCP Midstream, LLC is 370 17th Street, Suite 2500, Denver, Colorado 80202.
(c) As set forth in a Schedule 13G/A filed on January 24, 2012. The address of Kayne Anderson Capital
Advisors, L.P. is 1800 Avenue of the Stars, Second Floor, Los Angeles, CA 90067.
(d) As set forth in a Schedule 13G/A filed on February 10, 2012. The address of Tortoise Capital Advisors
L.L.C. is 11550 Ash Street, Suite 300, Leawood, Kansas 66211.
(e) As set forth in a Schedule 13G filed on February 14, 2012. The address of Fiduciary Asset Management
Inc. is 8325 Forsyth Blvd., Suite 700 St. Louis, Missouri 63105.
186