|
The following firms are believed to presently make a market in UMB Financial Corporation stock on the NASDAQ |
| Company | Phone | Address |
| A.G. Edwards, Inc. | (314) 955-3000 | One North Jefferson Avenue
Saint Louis, MO 63103 |
| Citi Order Routing and Execution, LLC | (843) 789-2026 | 11 eWall Street
Suite 103
Mount Pleasant, SC 29464 |
| B-Trade Services LLC | (212) 448-5690 | 1633 Broadway
48th Floor
New York, NY 10019 |
| Mint Brokers | (646) 346-7090 | One Seaport Plaza
19th Floor
New York, NY 10038 |
| Citadel Securities LLC | (312) 395-2100 | 131 South Dearborn Street
32nd Floor
Chicago, IL 60603 |
| Citigroup Global Markets Holdings Inc. | (212) 816-6000 | 388 Greenwich Street
38th Floor
New York, NY 10013 |
| G1 Execution Services, LLC | (484) 562-1253 | 175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604 |
| Macquarie USA, LLC | (212) 687-1105 | 125 West 55th Street
Fifth Floor
New York, NY 10019 |
| B. Riley FBR, Inc. | (310) 966-1444 | 11100 Santa Monica Boulevard
Suite 800
Los Angeles, CA 90025 |
| FHN Financial Securities Corp. | (901) 435-8080 | 845 Crossover Lane
Suite 150
Memphis, TN 38117 |
| FTN Equity Capital Markets Corp. | (216) 592-1700 | 1301 East Ninth Street
Suite 3232
Cleveland, OH 44114 |
| Goldman Sachs & Co. LLC | (212) 902-1000 | 200 West Street
29th Floor
New York, NY 10282 |
| Keefe, Bruyette & Woods, Inc. | (212) 887-7777 | The Equitable Building
787 Seventh Avenue, Fourth Floor
New York, NY 10019 |
| Knight Capital Americas, L.P. | (201) 222-9400 | 545 Washington Boulevard
Jersey City, NJ 07310 |
| Lehman Brothers Inc. | (646) 348-7100 | 100 Wall Street
17th Floor
New York, NY 10005 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | (800) 637-7455 | One Bryant Park
New York, NY 10036 |
| Morgan Stanley & Co. LLC | (212) 761-4000 | 1585 Broadway Avenue
New York, NY 10036 |
| Pershing LLC | (201) 413-2000 | One Pershing Plaza
Jersey City, NJ 07399 |
| Prudential Equity Group, LLC | (212) 778-6053 | One New York Plaza
15th Floor
New York, NY 10292 |
| Sandler O'Neill & Partners, L.P. | (212) 466-7800 | 1251 Avenue of the Americas
Sixth Floor
New York, NY 10020 |
| Sterne, Agee & Leach, Inc. | (205) 949-3500 | Two Perimeter Park, South
Suite 100W
Birmingham, AL 35243 |
| Stifel, Nicolaus & Company, Incorporated | (314) 342-2000 | 501 North Broadway
Saint Louis, MO 63102 |
| SAL Equity Trading, GP | (484) 562-1253 | 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004 |
| UBS Securities LLC | (212) 719-2000 | 1285 Avenue of the Americas
New York, NY 10019 |
