Toggle SGML Header (+)


Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
03-31-2019
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
03-31-2019
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
(214) 855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
05-15-2019
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
592
Form 13F Information table Value Total:
470953
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
3
4

[Repeat as necessary.]


028-15365
028-15369
028-18782
028-18780




PlainsCapital Corp
PlainsCapital Bank
Hilltop Securities Holdings LLC
HILLTOP SECURITIES INC.
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 281 1352 SH DFND 1,2 1282 0 70
3M CO COM 88579Y101 185 888 SH DFND 3,4 0 0 888
ABBOTT LABS COM 002824100 348 4356 SH DFND 1,2 4356 0 0
ABBOTT LABS COM 002824100 526 6583 SH DFND 3,4 0 0 6583
ABBVIE INC COM 00287Y109 1354 16801 SH DFND 1,2 16412 389 0
ABBVIE INC COM 00287Y109 820 10170 SH DFND 3,4 0 0 10170
ABIOMED INC COM 003654100 10 35 SH DFND 1,2 35 0 0
ABIOMED INC COM 003654100 1047 3667 SH DFND 3,4 0 0 3667
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 317 1799 SH DFND 1,2 1799 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 60 339 SH DFND 3,4 0 0 339
ADOBE INC COM 00724F101 347 1301 SH DFND 1,2 1301 0 0
ADOBE INC COM 00724F101 11 43 SH DFND 3,4 0 0 43
AFLAC INC COM 001055102 136 2716 SH DFND 1,2 2716 0 0
AFLAC INC COM 001055102 370 7404 SH DFND 3,4 0 0 7404
AGCO CORP COM 001084102 442 6352 SH DFND 1,2 6206 0 146
ALGONQUIN PWR UTILS CORP COM 015857105 654 58000 SH DFND 3,4 0 0 58000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 290 1591 SH DFND 1,2 1591 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 58 317 SH DFND 3,4 0 0 317
ALLSTATE CORP COM 020002101 190 2013 SH DFND 1,2 1970 0 43
ALLSTATE CORP COM 020002101 17 184 SH DFND 3,4 0 0 184
ALPHABET INC CAP STK CL A 02079K305 1130 960 SH DFND 1,2 939 0 21
ALPHABET INC CAP STK CL A 02079K305 1120 952 SH DFND 3,4 0 0 952
ALPHABET INC CAP STK CL C 02079K107 642 547 SH DFND 1,2 547 0 0
ALPHABET INC CAP STK CL C 02079K107 588 501 SH DFND 3,4 0 0 501
ALPS ETF TR ALERIAN MLP 00162Q866 245 24503 SH DFND 1,2 24325 0 178
ALPS ETF TR ALERIAN MLP 00162Q866 793 79024 SH DFND 3,4 0 0 79024
ALPS ETF TR RIVERFRNT DYMC 00162Q528 335 10440 SH DFND 3,4 0 0 10440
ALPS ETF TR RIVERFRNT FLEX 00162Q510 245 7456 SH DFND 3,4 0 0 7456
ALPS ETF TR RIVERFRONT DYM 00162Q536 919 37623 SH DFND 3,4 0 0 37623
ALPS ETF TR RIVERFRONT UNC 00162Q544 732 29198 SH DFND 3,4 0 0 29198
ALTICE USA INC CL A 02156K103 229 10650 SH DFND 3,4 0 0 10650
ALTRIA GROUP INC COM 02209S103 1316 22910 SH DFND 1,2 22079 831 0
ALTRIA GROUP INC COM 02209S103 418 7278 SH DFND 3,4 0 0 7278
AMAZON COM INC COM 023135106 1339 752 SH DFND 1,2 752 0 0
AMAZON COM INC COM 023135106 2504 1406 SH DFND 3,4 0 0 1406
AMERICAN ELEC PWR CO INC COM 025537101 428 5105 SH DFND 1,2 4875 230 0
AMERICAN ELEC PWR CO INC COM 025537101 75 898 SH DFND 3,4 0 0 898
AMERICAN EXPRESS CO COM 025816109 246 2250 SH DFND 1,2 2250 0 0
AMERICAN EXPRESS CO COM 025816109 5 43 SH DFND 3,4 0 0 43
AMERICAN TOWER CORP NEW COM 03027X100 331 1679 SH DFND 1,2 1679 0 0
AMERICAN TOWER CORP NEW COM 03027X100 40 205 SH DFND 3,4 0 0 205
AMGEN INC COM 031162100 352 1855 SH DFND 1,2 1855 0 0
AMGEN INC COM 031162100 291 1530 SH DFND 3,4 0 0 1530
AMPHENOL CORP NEW CL A 032095101 423 4478 SH DFND 1,2 4264 0 214
AMPHENOL CORP NEW CL A 032095101 425 4496 SH DFND 3,4 0 0 4496
APPLE INC COM 037833100 2633 13857 SH DFND 1,2 13638 0 219
APPLE INC COM 037833100 4693 24708 SH DFND 3,4 0 0 24708
APPLE INC COM 037833100 2089 11000 SH Put DFND 3,4 0 0 11000
APTIV PLC SHS G6095L109 118 1479 SH DFND 1,2 1479 0 0
APTIV PLC SHS G6095L109 389 4898 SH DFND 3,4 0 0 4898
ARCOSA INC COM 039653100 103 3357 SH DFND 1,2 3299 0 58
ARCOSA INC COM 039653100 257 8406 SH DFND 3,4 0 0 8406
ASTRAZENECA PLC SPONSORED ADR 046353108 596 14736 SH DFND 1,2 14193 543 0
AT&T INC COM 00206R102 1691 53901 SH DFND 1,2 53278 623 0
AT&T INC COM 00206R102 2476 78953 SH DFND 3,4 0 0 78953
AUTOMATIC DATA PROCESSING IN COM 053015103 457 2860 SH DFND 1,2 2860 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 169 1060 SH DFND 3,4 0 0 1060
AVERY DENNISON CORP COM 053611109 222 1962 SH DFND 1,2 1962 0 0
BANCO SANTANDER SA ADR 05964H105 127 27397 SH DFND 1,2 27397 0 0
BANCO SANTANDER SA ADR 05964H105 0 6 SH DFND 3,4 0 0 6
BANK AMER CORP COM 060505104 820 29737 SH DFND 1,2 29737 0 0
BANK AMER CORP COM 060505104 41 1496 SH DFND 3,4 0 0 1496
BAXTER INTL INC COM 071813109 250 3076 SH DFND 1,2 3076 0 0
BCE INC COM NEW 05534B760 939 21167 SH DFND 1,2 20203 964 0
BCE INC COM NEW 05534B760 10 229 SH DFND 3,4 0 0 229
BECTON DICKINSON & CO COM 075887109 240 960 SH DFND 1,2 960 0 0
BECTON DICKINSON & CO COM 075887109 672 2691 SH DFND 3,4 0 0 2691
BERKSHIRE HATHAWAY INC DEL CL A 084670108 301 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 803 3998 SH DFND 1,2 3895 0 103
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 482 2400 SH DFND 3,4 0 0 2400
BLACKROCK INC COM 09247X101 198 464 SH DFND 1,2 464 0 0
BLACKROCK INC COM 09247X101 7 16 SH DFND 3,4 0 0 16
BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 202 9100 SH DFND 3,4 0 0 9100
BLACKROCK MUNICIPL INC QLTY COM 092479104 238 17770 SH DFND 1,2 17770 0 0
BLACKROCK SCIENCE & TECH TR SHS 09258G104 298 9088 SH DFND 3,4 0 0 9088
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 12601 561823 SH DFND 1,2 559295 0 2528
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 12 550 SH DFND 3,4 0 0 550
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 310 8861 SH DFND 3,4 0 0 8861
BLACKSTONE GSO FLTING RTE FU COM 09256U105 514 31307 SH DFND 3,4 0 0 31307
BOEING CO COM 097023105 432 1133 SH DFND 1,2 1133 0 0
BOEING CO COM 097023105 3585 9399 SH DFND 3,4 0 0 9399
BOOKING HLDGS INC COM 09857L108 692 397 SH DFND 1,2 383 0 14
BP PLC SPONSORED ADR 055622104 1075 24576 SH DFND 1,2 23680 896 0
BP PLC SPONSORED ADR 055622104 26 600 SH DFND 3,4 0 0 600
BRISTOL MYERS SQUIBB CO COM 110122108 218 4561 SH DFND 1,2 4561 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 556 11651 SH DFND 3,4 0 0 11651
BRISTOL MYERS SQUIBB CO COM 110122108 382 8000 SH Put DFND 3,4 0 0 8000
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 476 11404 SH DFND 1,2 10794 610 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 21 500 SH DFND 3,4 0 0 500
BROADCOM INC COM 11135F101 729 2423 SH DFND 1,2 2423 0 0
BROADCOM INC COM 11135F101 726 2413 SH DFND 3,4 0 0 2413
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1141 10997 SH DFND 1,2 10717 0 280
BUNGE LIMITED COM G16962105 356 6700 SH DFND 3,4 0 0 6700
CAPITAL SOUTHWEST CORP COM 140501107 1286 61100 SH DFND 3,4 0 0 61100
CATERPILLAR INC DEL COM 149123101 236 1744 SH DFND 1,2 1744 0 0
CATERPILLAR INC DEL COM 149123101 358 2642 SH DFND 3,4 0 0 2642
CDN IMPERIAL BK COMM TORONTO COM 136069101 535 6762 SH DFND 1,2 6370 392 0
CDW CORP COM 12514G108 468 4866 SH DFND 1,2 4866 0 0
CENTENE CORP DEL COM 15135B101 773 14557 SH DFND 1,2 14203 0 354
CHEVRON CORP NEW COM 166764100 1479 12014 SH DFND 1,2 11867 147 0
CHEVRON CORP NEW COM 166764100 1788 14516 SH DFND 3,4 0 0 14516
CHUBB LIMITED COM H1467J104 406 2899 SH DFND 1,2 2726 0 173
CHUBB LIMITED COM H1467J104 63 449 SH DFND 3,4 0 0 449
CINTAS CORP COM 172908105 70 344 SH DFND 1,2 344 0 0
CINTAS CORP COM 172908105 583 2883 SH DFND 3,4 0 0 2883
CISCO SYS INC COM 17275R102 1348 24982 SH DFND 1,2 24982 0 0
CISCO SYS INC COM 17275R102 832 15403 SH DFND 3,4 0 0 15403
CITIGROUP INC COM NEW 172967424 227 3653 SH DFND 3653 0 0
CITIGROUP INC COM NEW 172967424 219 3519 SH DFND 1,2 3519 0 0
CLEAN HARBORS INC COM 184496107 572 8001 SH DFND 1,2 7852 0 149
CLOROX CO DEL COM 189054109 57 355 SH DFND 1,2 355 0 0
CLOROX CO DEL COM 189054109 152 950 SH DFND 3,4 0 0 950
CME GROUP INC COM CL A 12572Q105 395 2400 SH DFND 1,2 2400 0 0
CME GROUP INC COM CL A 12572Q105 211 1284 SH DFND 3,4 0 0 1284
COCA COLA CO COM 191216100 1260 26875 SH DFND 1,2 25903 972 0
COCA COLA CO COM 191216100 2402 51266 SH DFND 3,4 0 0 51266
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 351 4847 SH DFND 1,2 4749 0 98
COMCAST CORP NEW CL A 20030N101 364 9106 SH DFND 1,2 9106 0 0
COMCAST CORP NEW CL A 20030N101 76 1891 SH DFND 3,4 0 0 1891
COMSTOCK RES INC COM 205768302 69 10000 SH DFND 1,2 10000 0 0
CONOCOPHILLIPS COM 20825C104 232 3473 SH DFND 1,2 3473 0 0
CONOCOPHILLIPS COM 20825C104 42 636 SH DFND 3,4 0 0 636
COSTCO WHSL CORP NEW COM 22160K105 243 1003 SH DFND 1,2 1003 0 0
COSTCO WHSL CORP NEW COM 22160K105 140 580 SH DFND 3,4 0 0 580
CROWN CASTLE INTL CORP NEW COM 22822V101 1298 10142 SH DFND 1,2 9747 395 0
CROWN CASTLE INTL CORP NEW COM 22822V101 928 7252 SH DFND 3,4 0 0 7252
CSI COMPRESSCO LP COM UNIT 12637A103 312 109700 SH DFND 3,4 0 0 109700
CSX CORP COM 126408103 78 1042 SH DFND 1,2 1042 0 0
CSX CORP COM 126408103 621 8295 SH DFND 3,4 0 0 8295
CULLEN FROST BANKERS INC COM 229899109 528 5440 SH DFND 3,4 0 0 5440
CVS HEALTH CORP COM 126650100 373 6925 SH DFND 1,2 6925 0 0
CVS HEALTH CORP COM 126650100 139 2580 SH DFND 3,4 0 0 2580
D R HORTON INC COM 23331A109 210 5085 SH DFND 1,2 5085 0 0
DANAHER CORPORATION COM 235851102 116 881 SH DFND 1,2 881 0 0
DANAHER CORPORATION COM 235851102 435 3297 SH DFND 3,4 0 0 3297
DARLING INGREDIENTS INC COM 237266101 421 19432 SH DFND 1,2 19390 0 42
DASEKE INC COM 23753F107 295 58050 SH DFND 3,4 0 0 58050
DEERE & CO COM 244199105 180 1127 SH DFND 1,2 1127 0 0
DEERE & CO COM 244199105 451 2824 SH DFND 3,4 0 0 2824
DIAGEO P L C SPON ADR NEW 25243Q205 219 1339 SH DFND 1,2 1339 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 492 3009 SH DFND 3,4 0 0 3009
DISCOVER FINL SVCS COM 254709108 233 3278 SH DFND 1,2 3278 0 0
DISCOVERY INC COM SER A 25470F104 447 16543 SH DFND 3,4 0 0 16543
DISH NETWORK CORP CL A 25470M109 1 41 SH DFND 3,4 0 0 41
DISH NETWORK CORP CL A 25470M109 665 21000 SH Put DFND 3,4 0 0 21000
DISNEY WALT CO COM DISNEY 254687106 488 4395 SH DFND 1,2 4395 0 0
DISNEY WALT CO COM DISNEY 254687106 598 5382 SH DFND 3,4 0 0 5382
DOLLAR GEN CORP NEW COM 256677105 42 352 SH DFND 1,2 352 0 0
DOLLAR GEN CORP NEW COM 256677105 441 3697 SH DFND 3,4 0 0 3697
DOLLAR TREE INC COM 256746108 577 5484 SH DFND 1,2 5281 0 203
DOMINION ENERGY INC COM 25746U109 1010 13177 SH DFND 1,2 12685 492 0
DOMINION ENERGY INC COM 25746U109 283 3693 SH DFND 3,4 0 0 3693
DOVER CORP COM 260003108 81 865 SH DFND 1,2 865 0 0
DOVER CORP COM 260003108 200 2137 SH DFND 3,4 0 0 2137
DOWDUPONT INC COM 26078J100 279 5228 SH DFND 1,2 5228 0 0
DOWDUPONT INC COM 26078J100 961 18024 SH DFND 3,4 0 0 18024
DUKE ENERGY CORP NEW COM NEW 26441C204 993 11037 SH DFND 1,2 10542 495 0
DUKE ENERGY CORP NEW COM NEW 26441C204 731 8124 SH DFND 3,4 0 0 8124
EATON CORP PLC SHS G29183103 48 591 SH DFND 1,2 591 0 0
EATON CORP PLC SHS G29183103 201 2500 SH DFND 3,4 0 0 2500
EATON VANCE TAX MNGD GBL DV COM 27829F108 77 9450 SH DFND 1,2 9450 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 57 7000 SH DFND 3,4 0 0 7000
EATON VANCE TX MNG BY WRT OP COM 27828Y108 947 63086 SH DFND 1,2 63086 0 0
ECOLAB INC COM 278865100 371 2102 SH DFND 1,2 2027 0 75
ECOLAB INC COM 278865100 21 118 SH DFND 3,4 0 0 118
ENCANA CORP COM 292505104 195 26924 SH DFND 1,2 25958 0 966
ENCANA CORP COM 292505104 1 200 SH DFND 3,4 0 0 200
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 299 19475 SH DFND 3,4 0 0 19475
ENSIGN GROUP INC COM 29358P101 5 106 SH DFND 1,2 106 0 0
ENSIGN GROUP INC COM 29358P101 291 5675 SH DFND 3,4 0 0 5675
ENTERPRISE PRODS PARTNERS L COM 293792107 961 33019 SH DFND 3,4 0 0 33019
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 412 10287 SH DFND 3,4 0 0 10287
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 2434 137988 SH DFND 1,2 137855 0 133
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 44 2500 SH DFND 3,4 0 0 2500
EXELON CORP COM 30161N101 142 2845 SH DFND 1,2 2845 0 0
EXELON CORP COM 30161N101 382 7615 SH DFND 3,4 0 0 7615
EXPEDIA GROUP INC COM NEW 30212P303 236 1984 SH DFND 1,2 1984 0 0
EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 184 10237 SH DFND 1,2 10237 0 0
EXXON MOBIL CORP COM 30231G102 2488 30792 SH DFND 1,2 30145 647 0
EXXON MOBIL CORP COM 30231G102 1536 19007 SH DFND 3,4 0 0 19007
EYENOVIA INC COM 30234E104 210 35000 SH DFND 3,4 0 0 35000
FACEBOOK INC CL A 30303M102 1074 6442 SH DFND 1,2 6362 0 80
FACEBOOK INC CL A 30303M102 615 3688 SH DFND 3,4 0 0 3688
FASTENAL CO COM 311900104 368 5723 SH DFND 1,2 5488 0 235
FIBROGEN INC COM 31572Q808 2387 43910 SH DFND 3,4 0 0 43910
FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 290 5149 SH DFND 3,4 0 0 5149
FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1875 74893 SH DFND 3,4 0 0 74893
FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 1252 52936 SH DFND 3,4 0 0 52936
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2596 43275 SH DFND 3,4 0 0 43275
FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 891 17371 SH DFND 3,4 0 0 17371
FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 1227 32045 SH DFND 3,4 0 0 32045
FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1614 53517 SH DFND 3,4 0 0 53517
FIVE BELOW INC COM 33829M101 14 116 SH DFND 1,2 116 0 0
FIVE BELOW INC COM 33829M101 271 2180 SH DFND 3,4 0 0 2180
FIVE PRIME THERAPEUTICS INC COM 33830X104 447 33337 SH DFND 3,4 0 0 33337
FLEXSHARES TR MORNSTAR UPSTR 33939L407 816 24908 SH DFND 1,2 24908 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 292 5910 SH DFND 1,2 5910 0 0
FLOWSERVE CORP COM 34354P105 233 5161 SH DFND 1,2 5086 0 75
FORD MTR CO DEL COM 345370860 38 4278 SH DFND 1,2 4278 0 0
FORD MTR CO DEL COM 345370860 193 21982 SH DFND 3,4 0 0 21982
FORTIVE CORP COM 34959J108 14 166 SH DFND 1,2 166 0 0
FORTIVE CORP COM 34959J108 241 2877 SH DFND 3,4 0 0 2877
FS KKR CAPITAL CORP COM 302635107 205 33930 SH DFND 3,4 0 0 33930
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 139 32104 SH DFND 3,4 0 0 32104
GENERAL ELECTRIC CO COM 369604103 93 9308 SH DFND 1,2 9308 0 0
GENERAL ELECTRIC CO COM 369604103 42 4219 SH DFND 3,4 0 0 4219
GENERAL MLS INC COM 370334104 523 10121 SH DFND 1,2 9594 527 0
GENERAL MLS INC COM 370334104 349 6744 SH DFND 3,4 0 0 6744
GILEAD SCIENCES INC COM 375558103 238 3664 SH DFND 1,2 3664 0 0
GILEAD SCIENCES INC COM 375558103 163 2510 SH DFND 3,4 0 0 2510
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 737 17650 SH DFND 1,2 16729 921 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5 125 SH DFND 3,4 0 0 125
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 436 34915 SH DFND 1,2 33867 0 1048
GREAT WESTN BANCORP INC COM 391416104 2 70 SH DFND 1,2 70 0 0
GREAT WESTN BANCORP INC COM 391416104 208 6600 SH DFND 3,4 0 0 6600
HANESBRANDS INC COM 410345102 344 19242 SH DFND 1,2 18996 0 246
HARRIS CORP DEL COM 413875105 31 197 SH DFND 1,2 197 0 0
HARRIS CORP DEL COM 413875105 325 2036 SH DFND 3,4 0 0 2036
HASBRO INC COM 418056107 59 692 SH DFND 1,2 692 0 0
HASBRO INC COM 418056107 159 1873 SH DFND 3,4 0 0 1873
HEALTHEQUITY INC COM 42226A107 410 5539 SH DFND 3,4 0 0 5539
HECLA MNG CO COM 422704106 68 29551 SH DFND 3,4 0 0 29551
HILLTOP HOLDINGS INC COM 432748101 1693 92762 SH DFND 1,2 92762 0 0
HILLTOP HOLDINGS INC COM 432748101 18 1000 SH DFND 3,4 0 0 1000
HOME DEPOT INC COM 437076102 873 4549 SH DFND 1,2 4549 0 0
HOME DEPOT INC COM 437076102 278 1450 SH DFND 3,4 0 0 1450
HONEYWELL INTL INC COM 438516106 549 3454 SH DFND 1,2 3454 0 0
HONEYWELL INTL INC COM 438516106 256 1609 SH DFND 3,4 0 0 1609
HSBC HLDGS PLC SPON ADR NEW 404280406 240 5905 SH DFND 1,2 5905 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 3 73 SH DFND 3,4 0 0 73
HUBBELL INC COM 443510607 12 101 SH DFND 1,2 101 0 0
HUBBELL INC COM 443510607 229 1940 SH DFND 3,4 0 0 1940
ICON PLC SHS G4705A100 214 1569 SH DFND 1,2 1569 0 0
IDEX CORP COM 45167R104 779 5137 SH DFND 1,2 4934 0 203
ILLINOIS TOOL WKS INC COM 452308109 114 792 SH DFND 1,2 792 0 0
ILLINOIS TOOL WKS INC COM 452308109 144 1000 SH DFND 3,4 0 0 1000
INSULET CORP COM 45784P101 442 4644 SH DFND 3,4 0 0 4644
INTEL CORP COM 458140100 741 13786 SH DFND 1,2 13786 0 0
INTEL CORP COM 458140100 631 11759 SH DFND 3,4 0 0 11759
INTERNATIONAL BUSINESS MACHS COM 459200101 350 2480 SH DFND 1,2 2480 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 781 5535 SH DFND 3,4 0 0 5535
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 247 15573 SH DFND 1,2 15352 0 221
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 87 5500 SH DFND 3,4 0 0 5500
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 452 21740 SH DFND 3,4 0 0 21740
INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 1180 36510 SH DFND 3,4 0 0 36510
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1019 30000 SH DFND 1,2 30000 0 0
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 262 11823 SH DFND 1,2 11789 0 34
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 268 12105 SH DFND 3,4 0 0 12105
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 6476 123048 SH DFND 1,2 122062 0 986
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 131 2485 SH DFND 3,4 0 0 2485
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 138 6108 SH DFND 1,2 6108 0 0
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 508 22425 SH DFND 3,4 0 0 22425
INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 941 30907 SH DFND 3,4 0 0 30907
INVESCO LTD SHS G491BT108 127 6622 SH DFND 1,2 6137 485 0
INVESCO LTD SHS G491BT108 145 7500 SH DFND 3,4 0 0 7500
INVESCO QQQ TR UNIT SER 1 46090E103 1257 7001 SH DFND 1,2 7001 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 786 4373 SH DFND 3,4 0 0 4373
INVESCO TR INVT GRADE MUNS COM 46131M106 540 43584 SH DFND 3,4 0 0 43584
ISHARES INC CORE MSCI EMKT 46434G103 3054 59079 SH DFND 1,2 59079 0 0
ISHARES INC MSCI MEXICO ETF 464286822 849 19476 SH DFND 1,2 19476 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 454 32049 SH DFND 3,4 0 0 32049
ISHARES TR 1 3 YR TREAS BD 464287457 10923 129853 SH DFND 1,2 128829 21 1003
ISHARES TR 1 3 YR TREAS BD 464287457 166 1975 SH DFND 3,4 0 0 1975
ISHARES TR 20 YR TR BD ETF 464287432 11397 90134 SH DFND 1,2 89754 0 380
ISHARES TR 20 YR TR BD ETF 464287432 483 3817 SH DFND 3,4 0 0 3817
ISHARES TR 20 YR TR BD ETF 464287432 569 4500 SH Call DFND 3,4 0 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 4352 35327 SH DFND 1,2 35055 30 242
ISHARES TR CORE 1 5 YR USD 46432F859 2741 54991 SH DFND 1,2 54902 0 89
ISHARES TR CORE S&P MCP ETF 464287507 1340 7075 SH DFND 1,2 7075 0 0
ISHARES TR CORE S&P MCP ETF 464287507 68 360 SH DFND 3,4 0 0 360
ISHARES TR CORE S&P SCP ETF 464287804 2991 38777 SH DFND 1,2 38777 0 0
ISHARES TR CORE S&P SCP ETF 464287804 48 620 SH DFND 3,4 0 0 620
ISHARES TR CORE S&P500 ETF 464287200 415 1458 SH DFND 1,2 1458 0 0
ISHARES TR CORE S&P500 ETF 464287200 956 3360 SH DFND 3,4 0 0 3360
ISHARES TR CORE US AGGBD ET 464287226 86 790 SH DFND 1,2 790 0 0
ISHARES TR CORE US AGGBD ET 464287226 1751 16057 SH DFND 3,4 0 0 16057
ISHARES TR FLTG RATE NT ETF 46429B655 10409 204492 SH DFND 1,2 201583 192 2717
ISHARES TR FLTG RATE NT ETF 46429B655 269 5288 SH DFND 3,4 0 0 5288
ISHARES TR IBONDS DEC22 ETF 46434VBA7 804 32271 SH DFND 3,4 0 0 32271
ISHARES TR IBONDS DEC24 ETF 46434VBG4 1016 40820 SH DFND 3,4 0 0 40820
ISHARES TR IBOXX HI YD ETF 464288513 111 1283 SH DFND 1,2 1283 0 0
ISHARES TR IBOXX HI YD ETF 464288513 646 7500 SH Put DFND 3,4 0 0 7500
ISHARES TR IBOXX INV CP ETF 464287242 6003 50419 SH DFND 1,2 50402 0 17
ISHARES TR IBOXX INV CP ETF 464287242 2 18 SH DFND 3,4 0 0 18
ISHARES TR INTL MOMENTUM FT 46434V449 1517 53088 SH DFND 3,4 0 0 53088
ISHARES TR INTL SEL DIV ETF 464288448 1992 64525 SH DFND 1,2 64525 0 0
ISHARES TR INTL SEL DIV ETF 464288448 99 3200 SH DFND 3,4 0 0 3200
ISHARES TR INTRM TR CRP ETF 464288638 689 12490 SH DFND 1,2 12486 0 4
ISHARES TR JPMORGAN USD EMG 464288281 3121 28354 SH DFND 1,2 28338 0 16
ISHARES TR MBS ETF 464288588 15508 145809 SH DFND 1,2 144566 77 1166
ISHARES TR MIN VOL USA ETF 46429B697 767 13049 SH DFND 3,4 0 0 13049
ISHARES TR MSCI EAFE ETF 464287465 2767 42663 SH DFND 1,2 42663 0 0
ISHARES TR MSCI EAFE ETF 464287465 374 5773 SH DFND 3,4 0 0 5773
ISHARES TR MSCI EMG MKT ETF 464287234 290 6757 SH DFND 1,2 4089 0 2668
ISHARES TR MSCI EMG MKT ETF 464287234 34 782 SH DFND 3,4 0 0 782
ISHARES TR MSCI KLD400 SOC 464288570 736 6974 SH DFND 1,2 6974 0 0
ISHARES TR PFD AND INCM SEC 464288687 2646 72418 SH DFND 1,2 71647 750 21
ISHARES TR RUS 1000 ETF 464287622 1265 8044 SH DFND 1,2 8044 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 248 1641 SH DFND 1,2 1641 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 335 1702 SH DFND 1,2 1702 0 0
ISHARES TR RUS MD CP GR ETF 464287481 4774 35194 SH DFND 1,2 35194 0 0
ISHARES TR RUS MID CAP ETF 464287499 931 17258 SH DFND 1,2 17258 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1843 12037 SH DFND 1,2 12037 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 493 3220 SH DFND 3,4 0 0 3220
ISHARES TR RUSSELL 3000 ETF 464287689 720 4320 SH DFND 1,2 4320 0 0
ISHARES TR S&P MC 400GR ETF 464287606 319 1455 SH DFND 1,2 1455 0 0
ISHARES TR S&P MC 400VL ETF 464287705 213 1355 SH DFND 1,2 1355 0 0
ISHARES TR SELECT DIVID ETF 464287168 176 1789 SH DFND 1,2 1789 0 0
ISHARES TR SELECT DIVID ETF 464287168 655 6669 SH DFND 3,4 0 0 6669
ISHARES TR SH TR CRPORT ETF 464288646 5948 112639 SH DFND 1,2 112157 0 482
ISHARES TR SH TR CRPORT ETF 464288646 226 4275 SH DFND 3,4 0 0 4275
ISHARES TR SHORT TREAS BD 464288679 516 4669 SH DFND 3,4 0 0 4669
ISHARES TR TIPS BD ETF 464287176 5842 51666 SH DFND 1,2 51453 0 213
ISHARES TR TIPS BD ETF 464287176 403 3565 SH DFND 3,4 0 0 3565
ISHARES TR U.S. REAL ES ETF 464287739 204 2344 SH DFND 3,4 0 0 2344
ISHARES TR US HOME CONS ETF 464288752 3326 94411 SH DFND 1,2 93830 0 581
ISHARES TR USA MOMENTUM FCT 46432F396 2021 18018 SH DFND 3,4 0 0 18018
JOHNSON & JOHNSON COM 478160104 1261 9015 SH DFND 1,2 9015 0 0
JOHNSON & JOHNSON COM 478160104 745 5330 SH DFND 3,4 0 0 5330
JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 443 8809 SH DFND 3,4 0 0 8809
JPMORGAN CHASE & CO COM 46625H100 911 8994 SH DFND 1,2 8994 0 0
JPMORGAN CHASE & CO COM 46625H100 2507 24761 SH DFND 3,4 0 0 24761
KAYNE ANDERSN MLP MIDS INVT COM 486606106 911 56836 SH DFND 1,2 56836 0 0
KIMBERLY CLARK CORP COM 494368103 877 7074 SH DFND 1,2 6889 185 0
KIMBERLY CLARK CORP COM 494368103 132 1065 SH DFND 3,4 0 0 1065
KNOWLES CORP COM 49926D109 288 16324 SH DFND 1,2 16222 0 102
LABORATORY CORP AMER HLDGS COM NEW 50540R409 86 556 SH DFND 1,2 556 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 267 1748 SH DFND 3,4 0 0 1748
LAM RESEARCH CORP COM 512807108 379 2114 SH DFND 1,2 2114 0 0
LAM RESEARCH CORP COM 512807108 368 2057 SH DFND 3,4 0 0 2057
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 125 39048 SH DFND 1,2 39048 0 0
LOCKHEED MARTIN CORP COM 539830109 465 1548 SH DFND 1,2 1548 0 0
LOCKHEED MARTIN CORP COM 539830109 1375 4582 SH DFND 3,4 0 0 4582
LOWES COS INC COM 548661107 197 1799 SH DFND 1,2 1799 0 0
LOWES COS INC COM 548661107 151 1379 SH DFND 3,4 0 0 1379
LULULEMON ATHLETICA INC COM 550021109 2 15 SH DFND 1,2 15 0 0
LULULEMON ATHLETICA INC COM 550021109 309 1883 SH DFND 3,4 0 0 1883
MARATHON PETE CORP COM 56585A102 166 2767 SH DFND 1,2 2767 0 0
MARATHON PETE CORP COM 56585A102 211 3523 SH DFND 3,4 0 0 3523
MARSH & MCLENNAN COS INC COM 571748102 63 668 SH DFND 1,2 668 0 0
MARSH & MCLENNAN COS INC COM 571748102 443 4714 SH DFND 3,4 0 0 4714
MASCO CORP COM 574599106 31 785 SH DFND 1,2 785 0 0
MASCO CORP COM 574599106 260 6603 SH DFND 3,4 0 0 6603
MASTERCARD INC CL A 57636Q104 969 4114 SH DFND 1,2 3997 0 117
MASTERCARD INC CL A 57636Q104 1595 6774 SH DFND 3,4 0 0 6774
MCCORMICK & CO INC COM NON VTG 579780206 128 848 SH DFND 1,2 848 0 0
MCCORMICK & CO INC COM NON VTG 579780206 271 1802 SH DFND 3,4 0 0 1802
MCDONALDS CORP COM 580135101 764 4021 SH DFND 1,2 4021 0 0
MCDONALDS CORP COM 580135101 719 3784 SH DFND 3,4 0 0 3784
MEDTRONIC PLC SHS G5960L103 127 1395 SH DFND 1,2 1395 0 0
MEDTRONIC PLC SHS G5960L103 116 1273 SH DFND 3,4 0 0 1273
MERCK & CO INC COM 58933Y105 807 9702 SH DFND 1,2 9702 0 0
MERCK & CO INC COM 58933Y105 2577 30979 SH DFND 3,4 0 0 30979
MICROCHIP TECHNOLOGY INC COM 595017104 137 1647 SH DFND 1,2 1647 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 72 872 SH DFND 3,4 0 0 872
MICROSOFT CORP COM 594918104 2045 17338 SH DFND 1,2 17288 0 50
MICROSOFT CORP COM 594918104 4443 37669 SH DFND 3,4 0 0 37669
MIDDLEBY CORP COM 596278101 254 1950 SH DFND 1,2 1828 0 122
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 123 24843 SH DFND 1,2 24843 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 43 13985 SH DFND 1,2 13985 0 0
MONDELEZ INTL INC CL A 609207105 193 3872 SH DFND 1,2 3872 0 0
MONDELEZ INTL INC CL A 609207105 17 338 SH DFND 3,4 0 0 338
MOTUS GI HLDGS INC COM 62014P108 594 152300 SH DFND 3,4 0 0 152300
MURPHY USA INC COM 626755102 422 4928 SH DFND 1,2 4800 0 128
NATIONAL GRID PLC SPONSORED ADR NE 636274409 568 10167 SH DFND 1,2 9469 698 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409 6 114 SH DFND 3,4 0 0 114
NETFLIX INC COM 64110L106 667 1871 SH DFND 1,2 1871 0 0
NETFLIX INC COM 64110L106 53 150 SH DFND 3,4 0 0 150
NEXTERA ENERGY INC COM 65339F101 563 2915 SH DFND 1,2 2915 0 0
NEXTERA ENERGY INC COM 65339F101 83 431 SH DFND 3,4 0 0 431
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 180 12800 SH DFND 3,4 0 0 12800
NIKE INC CL B 654106103 128 1515 SH DFND 1,2 1515 0 0
NIKE INC CL B 654106103 79 933 SH DFND 3,4 0 0 933
NORFOLK SOUTHERN CORP COM 655844108 227 1213 SH DFND 1,2 1213 0 0
NORFOLK SOUTHERN CORP COM 655844108 19 100 SH DFND 3,4 0 0 100
NORTHROP GRUMMAN CORP COM 666807102 157 583 SH DFND 1,2 583 0 0
NORTHROP GRUMMAN CORP COM 666807102 732 2716 SH DFND 3,4 0 0 2716
NOVARTIS A G SPONSORED ADR 66987V109 468 4866 SH DFND 1,2 4866 0 0
NOVARTIS A G SPONSORED ADR 66987V109 16 167 SH DFND 3,4 0 0 167
NOVO-NORDISK A S ADR 670100205 339 6467 SH DFND 1,2 6467 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 113 11750 SH DFND 3,4 0 0 11750
NUVEEN MUN VALUE FD INC COM 670928100 129 12879 SH DFND 1,2 12879 0 0
NUVEEN MUN VALUE FD INC COM 670928100 270 27003 SH DFND 3,4 0 0 27003
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 129 12911 SH DFND 3,4 0 0 12911
NUVEEN SR INCOME FD COM 67067Y104 81 14000 SH DFND 3,4 0 0 14000
NUVEEN TEXAS QLTY MUN INCME COM 670983105 281 21028 SH DFND 3,4 0 0 21028
NVIDIA CORP COM 67066G104 171 952 SH DFND 1,2 952 0 0
NVIDIA CORP COM 67066G104 101 560 SH DFND 3,4 0 0 560
OCCIDENTAL PETE CORP COM 674599105 691 10442 SH DFND 1,2 9946 496 0
OCCIDENTAL PETE CORP COM 674599105 70 1056 SH DFND 3,4 0 0 1056
OGE ENERGY CORP COM 670837103 291 6770 SH DFND 1,2 6465 0 305
OGE ENERGY CORP COM 670837103 181 4200 SH DFND 3,4 0 0 4200
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 8 97 SH DFND 1,2 97 0 0
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 328 3839 SH DFND 3,4 0 0 3839
ONEOK INC NEW COM 682680103 155 2214 SH DFND 1,2 2214 0 0
ONEOK INC NEW COM 682680103 130 1861 SH DFND 3,4 0 0 1861
ORACLE CORP COM 68389X105 273 5077 SH DFND 1,2 5077 0 0
ORACLE CORP COM 68389X105 15 280 SH DFND 3,4 0 0 280
PACER FDS TR TRENDP 100 ETF 69374H303 1189 34865 SH DFND 3,4 0 0 34865
PACER FDS TR TRENDP US LAR CP 69374H105 1645 56006 SH DFND 3,4 0 0 56006
PACER FDS TR TRENDPILOT EUR 69374H808 235 9230 SH DFND 3,4 0 0 9230
PAYCHEX INC COM 704326107 281 3500 SH DFND 1,2 3500 0 0
PAYCHEX INC COM 704326107 57 710 SH DFND 3,4 0 0 710
PAYPAL HLDGS INC COM 70450Y103 345 3321 SH DFND 1,2 3321 0 0
PAYPAL HLDGS INC COM 70450Y103 843 8121 SH DFND 3,4 0 0 8121
PENTAIR PLC SHS G7S00T104 200 4487 SH DFND 1,2 4311 0 176
PEOPLES UTD FINL INC COM 712704105 166 10129 SH DFND 1,2 10129 0 0
PEPSICO INC COM 713448108 944 7702 SH DFND 1,2 7288 161 253
PEPSICO INC COM 713448108 846 6900 SH DFND 3,4 0 0 6900
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 199 26430 SH DFND 1,2 26430 0 0
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 0 19 SH DFND 3,4 0 0 19
PFIZER INC COM 717081103 811 19082 SH DFND 1,2 19082 0 0
PFIZER INC COM 717081103 2283 53749 SH DFND 3,4 0 0 53749
PHILIP MORRIS INTL INC COM 718172109 1282 14505 SH DFND 1,2 14258 247 0
PHILIP MORRIS INTL INC COM 718172109 245 2772 SH DFND 3,4 0 0 2772
PHILLIPS 66 COM 718546104 462 4864 SH DFND 1,2 4713 0 151
PHILLIPS 66 COM 718546104 207 2170 SH DFND 3,4 0 0 2170
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 97 958 SH DFND 1,2 958 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 946 9311 SH DFND 3,4 0 0 9311
PLAYAGS INC COM 72814N104 568 23750 SH DFND 3,4 0 0 23750
PNC FINL SVCS GROUP INC COM 693475105 212 1727 SH DFND 1,2 1651 76 0
POLARIS INDS INC COM 731068102 355 4209 SH DFND 1,2 4119 0 90
PPL CORP COM 69351T106 602 18992 SH DFND 1,2 18292 700 0
PPL CORP COM 69351T106 12 385 SH DFND 3,4 0 0 385
PROCTER AND GAMBLE CO COM 742718109 1113 10698 SH DFND 1,2 10406 292 0
PROCTER AND GAMBLE CO COM 742718109 1015 9750 SH DFND 3,4 0 0 9750
PRUDENTIAL FINL INC COM 744320102 243 2648 SH DFND 1,2 2648 0 0
PRUDENTIAL FINL INC COM 744320102 34 366 SH DFND 3,4 0 0 366
PUBLIC STORAGE COM 74460D109 287 1315 SH DFND 1,2 1261 54 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 276 4639 SH DFND 1,2 4639 0 0
QUALCOMM INC COM 747525103 255 4461 SH DFND 1,2 4461 0 0
RAYTHEON CO COM NEW 755111507 99 542 SH DFND 1,2 542 0 0
RAYTHEON CO COM NEW 755111507 121 663 SH DFND 3,4 0 0 663
REALTY INCOME CORP COM 756109104 358 4875 SH DFND 1,2 4700 175 0
REALTY INCOME CORP COM 756109104 103 1400 SH DFND 3,4 0 0 1400
RIO TINTO PLC SPONSORED ADR 767204100 269 4567 SH DFND 1,2 4567 0 0
RIO TINTO PLC SPONSORED ADR 767204100 214 3640 SH DFND 3,4 0 0 3640
ROSS STORES INC COM 778296103 32 340 SH DFND 1,2 340 0 0
ROSS STORES INC COM 778296103 355 3811 SH DFND 3,4 0 0 3811
ROYAL BK CDA MONTREAL QUE COM 780087102 124 1643 SH DFND 1,2 1643 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 199 2635 SH DFND 3,4 0 0 2635
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 251 3932 SH DFND 1,2 3932 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11 175 SH DFND 3,4 0 0 175
RUMBLEON INC CL B 781386206 643 130250 SH DFND 3,4 0 0 130250
S&P GLOBAL INC COM 78409V104 245 1165 SH DFND 1,2 1165 0 0
SABINE ROYALTY TR UNIT BEN INT 785688102 465 10000 SH DFND 1,2 10000 0 0
SABINE ROYALTY TR UNIT BEN INT 785688102 10 220 SH DFND 3,4 0 0 220
SALESFORCE COM INC COM 79466L302 343 2165 SH DFND 1,2 2165 0 0
SALESFORCE COM INC COM 79466L302 95 600 SH DFND 3,4 0 0 600
SANOFI SPONSORED ADR 80105N105 264 5952 SH DFND 1,2 5952 0 0
SAP SE SPON ADR 803054204 257 2224 SH DFND 1,2 2224 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 2182 33000 SH DFND 33000 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 602 9100 SH DFND 1,2 8817 0 283
SELECT SECTOR SPDR TR ENERGY 81369Y506 111 1680 SH DFND 3,4 0 0 1680
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 239 2097 SH DFND 3,4 0 0 2097
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 27 474 SH DFND 1,2 474 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1197 21337 SH DFND 3,4 0 0 21337
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 216 2354 SH DFND 1,2 2354 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1165 12694 SH DFND 3,4 0 0 12694
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 561 21809 SH DFND 3,4 0 0 21809
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4519 77680 SH DFND 1,2 77070 0 610
SHERWIN WILLIAMS CO COM 824348106 471 1093 SH DFND 1,2 1046 0 47
SHERWIN WILLIAMS CO COM 824348106 49 114 SH DFND 3,4 0 0 114
SHOPIFY INC CL A 82509L107 312 1511 SH DFND 1,2 1511 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 7 80 SH DFND 1,2 80 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 419 5075 SH DFND 3,4 0 0 5075
SOUTHERN CO COM 842587107 781 15107 SH DFND 1,2 14608 499 0
SOUTHERN CO COM 842587107 28 537 SH DFND 3,4 0 0 537
SOUTHWEST AIRLS CO COM 844741108 365 7028 SH DFND 1,2 7028 0 0
SOUTHWEST AIRLS CO COM 844741108 364 7021 SH DFND 3,4 0 0 7021
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 246 951 SH DFND 3,4 0 0 951
SPDR GOLD TRUST GOLD SHS 78463V107 7793 63873 SH DFND 1,2 63426 0 447
SPDR GOLD TRUST GOLD SHS 78463V107 1413 11577 SH DFND 3,4 0 0 11577
SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 1512 46380 SH DFND 3,4 0 0 46380
SPDR S&P 500 ETF TR TR UNIT 78462F103 5801 20539 SH DFND 1,2 20539 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1518 5374 SH DFND 3,4 0 0 5374
SPDR S&P 500 ETF TR TR UNIT 78462F103 11440 40500 SH Put DFND 3,4 0 0 40500
SPDR S&P 500 ETF TR TR UNIT 78462F103 2966 10500 SH DFND 10500 0 0
SPDR SER TR BLOMBERG BRC INV 78468R200 532 17314 SH DFND 3,4 0 0 17314
SPDR SER TR BLOOMBERG SRT TR 78468R408 2774 101821 SH DFND 1,2 101694 0 127
SPDR SER TR SPDR BLOOMBERG 78468R663 965 10538 SH DFND 3,4 0 0 10538
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 4828 92405 SH DFND 1,2 91005 279 1121
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 288 5507 SH DFND 3,4 0 0 5507
SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 342 13243 SH DFND 3,4 0 0 13243
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 3616 100528 SH DFND 1,2 100528 0 0
SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 769 26929 SH DFND 3,4 0 0 26929
SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 300 8775 SH DFND 3,4 0 0 8775
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 200 6515 SH DFND 3,4 0 0 6515
SQUARE INC CL A 852234103 5 70 SH DFND 1,2 70 0 0
SQUARE INC CL A 852234103 338 4515 SH DFND 3,4 0 0 4515
STARBUCKS CORP COM 855244109 561 7544 SH DFND 1,2 7364 0 180
STARBUCKS CORP COM 855244109 42 567 SH DFND 3,4 0 0 567
STRYKER CORP COM 863667101 150 759 SH DFND 1,2 759 0 0
STRYKER CORP COM 863667101 133 673 SH DFND 3,4 0 0 673
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 127 18036 SH DFND 1,2 18036 0 0
SYSCO CORP COM 871829107 160 2401 SH DFND 1,2 2401 0 0
SYSCO CORP COM 871829107 102 1523 SH DFND 3,4 0 0 1523
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 234 5708 SH DFND 1,2 5708 0 0
TANDEM DIABETES CARE INC COM NEW 875372203 229 3605 SH DFND 3,4 0 0 3605
TARGET CORP COM 87612E106 131 1634 SH DFND 1,2 1634 0 0
TARGET CORP COM 87612E106 1704 21228 SH DFND 3,4 0 0 21228
TEXAS INSTRS INC COM 882508104 359 3389 SH DFND 1,2 3389 0 0
TEXAS INSTRS INC COM 882508104 145 1368 SH DFND 3,4 0 0 1368
THERMO FISHER SCIENTIFIC INC COM 883556102 761 2781 SH DFND 1,2 2666 0 115
THERMO FISHER SCIENTIFIC INC COM 883556102 192 700 SH DFND 3,4 0 0 700
THOR INDS INC COM 885160101 311 4991 SH DFND 1,2 4827 0 164
TIMKEN CO COM 887389104 442 10150 SH DFND 1,2 9982 0 168
TJX COS INC NEW COM 872540109 523 9837 SH DFND 1,2 9447 0 390
TJX COS INC NEW COM 872540109 507 9520 SH DFND 3,4 0 0 9520
TORTOISE ENERGY INFRA CORP COM 89147L100 173 7367 SH DFND 1,2 7367 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 40 1700 SH DFND 3,4 0 0 1700
TOTAL S A SPONSORED ADS 89151E109 621 11161 SH DFND 1,2 10756 405 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 216 1834 SH DFND 1,2 1834 0 0
TPI COMPOSITES INC COM 87266J104 292 10203 SH DFND 3,4 0 0 10203
TRINITY INDS INC COM 896522109 262 12052 SH DFND 1,2 11876 0 176
TRINITY INDS INC COM 896522109 11 485 SH DFND 3,4 0 0 485
TRITON INTL LTD CL A G9078F107 418 13425 SH DFND 3,4 0 0 13425
TWITTER INC COM 90184L102 14 416 SH DFND 1,2 416 0 0
TWITTER INC COM 90184L102 493 15000 SH DFND 3,4 0 0 15000
UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 556 28260 SH DFND 1,2 28223 0 37
ULTA BEAUTY INC COM 90384S303 83 237 SH DFND 1,2 237 0 0
ULTA BEAUTY INC COM 90384S303 359 1029 SH DFND 3,4 0 0 1029
UNILEVER PLC SPON ADR NEW 904767704 199 3443 SH DFND 1,2 3443 0 0
UNILEVER PLC SPON ADR NEW 904767704 31 531 SH DFND 3,4 0 0 531
UNION PACIFIC CORP COM 907818108 651 3892 SH DFND 1,2 3730 0 162
UNION PACIFIC CORP COM 907818108 1401 8379 SH DFND 3,4 0 0 8379
UNITED PARCEL SERVICE INC CL B 911312106 616 5518 SH DFND 1,2 5292 226 0
UNITED PARCEL SERVICE INC CL B 911312106 8 71 SH DFND 3,4 0 0 71
UNITED RENTALS INC COM 911363109 1 13 SH DFND 1,2 13 0 0
UNITED RENTALS INC COM 911363109 321 2808 SH DFND 3,4 0 0 2808
UNITED TECHNOLOGIES CORP COM 913017109 649 5036 SH DFND 1,2 4894 0 142
UNITED TECHNOLOGIES CORP COM 913017109 141 1093 SH DFND 3,4 0 0 1093
UNITEDHEALTH GROUP INC COM 91324P102 474 1917 SH DFND 1,2 1917 0 0
UNITEDHEALTH GROUP INC COM 91324P102 966 3907 SH DFND 3,4 0 0 3907
V F CORP COM 918204108 27 305 SH DFND 1,2 305 0 0
V F CORP COM 918204108 292 3355 SH DFND 3,4 0 0 3355
VALERO ENERGY CORP NEW COM 91913Y100 259 3051 SH DFND 1,2 3051 0 0
VALERO ENERGY CORP NEW COM 91913Y100 37 440 SH DFND 3,4 0 0 440
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2709 115968 SH DFND 1,2 115800 0 168
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 314 13998 SH DFND 1,2 13553 0 445
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1798 80195 SH DFND 3,4 0 0 80195
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 272 2129 SH DFND 3,4 0 0 2129
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 292 3665 SH DFND 1,2 3665 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1756 21627 SH DFND 3,4 0 0 21627
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 583 10455 SH DFND 1,2 10455 0 0
VANGUARD GROUP DIV APP ETF 921908844 4912 44804 SH DFND 1,2 44804 0 0
VANGUARD GROUP DIV APP ETF 921908844 2917 26608 SH DFND 3,4 0 0 26608
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3440 39582 SH DFND 1,2 39337 0 245
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1581 18189 SH DFND 3,4 0 0 18189
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 440 1695 SH DFND 1,2 1695 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1304 5025 SH DFND 3,4 0 0 5025
VANGUARD INDEX FDS SMALL CP ETF 922908751 1082 7078 SH DFND 3,4 0 0 7078
VANGUARD INDEX FDS TOTAL STK MKT 922908769 3687 25480 SH DFND 1,2 25241 0 239
VANGUARD INDEX FDS TOTAL STK MKT 922908769 3574 24701 SH DFND 3,4 0 0 24701
VANGUARD INDEX FDS VALUE ETF 922908744 249 2317 SH DFND 3,4 0 0 2317
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3110 39001 SH DFND 1,2 38945 0 56
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 299 3751 SH DFND 3,4 0 0 3751
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 445 5193 SH DFND 3,4 0 0 5193
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2006 11630 SH DFND 3,4 0 0 11630
VENTAS INC COM 92276F100 564 8840 SH DFND 1,2 8441 399 0
VERIZON COMMUNICATIONS INC COM 92343V104 1671 28264 SH DFND 1,2 27127 1137 0
VERIZON COMMUNICATIONS INC COM 92343V104 3140 53101 SH DFND 3,4 0 0 53101
VISA INC COM CL A 92826C839 1033 6612 SH DFND 1,2 6419 0 193
VISA INC COM CL A 92826C839 2272 14547 SH DFND 3,4 0 0 14547
VMWARE INC CL A COM 928563402 251 1388 SH DFND 1,2 1388 0 0
VMWARE INC CL A COM 928563402 18 100 SH DFND 3,4 0 0 100
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 608 33434 SH DFND 1,2 31554 1880 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 87 4800 SH DFND 3,4 0 0 4800
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 75 11600 SH DFND 3,4 0 0 11600
WALGREENS BOOTS ALLIANCE INC COM 931427108 361 5715 SH DFND 1,2 5715 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 31 495 SH DFND 3,4 0 0 495
WALMART INC COM 931142103 251 2577 SH DFND 1,2 2577 0 0
WALMART INC COM 931142103 278 2846 SH DFND 3,4 0 0 2846
WASTE MGMT INC DEL COM 94106L109 246 2367 SH DFND 1,2 2367 0 0
WASTE MGMT INC DEL COM 94106L109 109 1045 SH DFND 3,4 0 0 1045
WEATHERFORD INTL PLC ORD SHS G48833100 7 10000 SH DFND 3,4 0 0 10000
WELLS FARGO CO NEW COM 949746101 791 16382 SH DFND 1,2 16074 0 308
WELLS FARGO CO NEW COM 949746101 179 3706 SH DFND 3,4 0 0 3706
WELLTOWER INC COM 95040Q104 532 6856 SH DFND 1,2 6527 329 0
WELLTOWER INC COM 95040Q104 23 296 SH DFND 3,4 0 0 296
WENDYS CO COM 95058W100 588 32850 SH DFND 3,4 0 0 32850
WESTERN UN CO COM 959802109 366 19852 SH DFND 1,2 19601 0 251
WESTROCK CO COM 96145D105 337 8814 SH DFND 1,2 8629 0 185
WEYERHAEUSER CO COM 962166104 14 533 SH DFND 1,2 533 0 0
WEYERHAEUSER CO COM 962166104 353 13395 SH DFND 3,4 0 0 13395
WISDOMTREE TR INTL EQUITY FD 97717W703 2425 47899 SH DFND 3,4 0 0 47899
XILINX INC COM 983919101 136 1071 SH DFND 1,2 1071 0 0
XILINX INC COM 983919101 146 1149 SH DFND 3,4 0 0 1149
XYLEM INC COM 98419M100 8 99 SH DFND 1,2 99 0 0
XYLEM INC COM 98419M100 457 5788 SH DFND 3,4 0 0 5788
YETI HLDGS INC COM 98585X104 327 10818 SH DFND 3,4 0 0 10818
(Back To Top)