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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
12-31-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
12-31-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
(214) 855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
02-14-2019
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
530
Form 13F Information table Value Total:
402944
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
3
4

[Repeat as necessary.]


028-15365
028-15369
028-18782
028-18780




PlainsCapital Corp
PlainsCapital Bank
Hilltop Securities Holdings LLC
HILLTOP SECURITIES INC.
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 167 878 SH DFND 3,4 0 0 878
3M CO COM 88579Y101 273 1435 SH DFND 1,2 1365 0 70
ABBOTT LABS COM 002824100 123 1697 SH DFND 3,4 0 0 1697
ABBOTT LABS COM 002824100 325 4495 SH DFND 1,2 4495 0 0
ABBVIE INC COM 00287Y109 863 9357 SH DFND 3,4 0 0 9357
ABBVIE INC COM 00287Y109 1566 16981 SH DFND 1,2 16538 434 9
ABIOMED INC COM 003654100 1212 3730 SH DFND 3,4 0 0 3730
ABIOMED INC COM 003654100 16 49 SH DFND 1,2 49 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 54 381 SH DFND 3,4 0 0 381
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 291 2065 SH DFND 1,2 2065 0 0
ADOBE INC COM 00724F101 2 11 SH DFND 3,4 0 0 11
ADOBE INC COM 00724F101 284 1256 SH DFND 1,2 1256 0 0
AFLAC INC COM 001055102 324 7106 SH DFND 3,4 0 0 7106
AFLAC INC COM 001055102 124 2716 SH DFND 1,2 2716 0 0
AGCO CORP COM 001084102 406 7283 SH DFND 1,2 7137 0 146
ALGONQUIN PWR UTILS CORP COM 015857105 583 58000 SH DFND 3,4 0 0 58000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 43 317 SH DFND 3,4 0 0 317
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 228 1663 SH DFND 1,2 1663 0 0
ALPHABET INC CAP STK CL A 02079K305 744 712 SH DFND 3,4 0 0 712
ALPHABET INC CAP STK CL A 02079K305 1043 999 SH DFND 1,2 978 0 21
ALPHABET INC CAP STK CL C 02079K107 511 493 SH DFND 3,4 0 0 493
ALPHABET INC CAP STK CL C 02079K107 562 543 SH DFND 1,2 543 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 573 65606 SH DFND 3,4 0 0 65606
ALPS ETF TR ALERIAN MLP 00162Q866 108 12347 SH DFND 1,2 12347 0 0
ALPS ETF TR RIVERFRNT DYMC 00162Q528 252 8954 SH DFND 3,4 0 0 8954
ALPS ETF TR RIVERFRONT DYM 00162Q536 896 37782 SH DFND 3,4 0 0 37782
ALPS ETF TR RIVERFRONT UNC 00162Q544 722 30263 SH DFND 3,4 0 0 30263
ALTICE USA INC CL A 02156K103 176 10650 SH DFND 3,4 0 0 10650
ALTRIA GROUP INC COM 02209S103 205 4141 SH DFND 3,4 0 0 4141
ALTRIA GROUP INC COM 02209S103 1294 26197 SH DFND 1,2 25288 896 13
AMAZON COM INC COM 023135106 1706 1136 SH DFND 3,4 0 0 1136
AMAZON COM INC COM 023135106 1129 752 SH DFND 1,2 752 0 0
AMERICAN ELEC PWR INC COM 025537101 67 892 SH DFND 3,4 0 0 892
AMERICAN ELEC PWR INC COM 025537101 422 5645 SH DFND 1,2 5415 230 0
AMERICAN EXPRESS CO COM 025816109 4 43 SH DFND 3,4 0 0 43
AMERICAN EXPRESS CO COM 025816109 208 2182 SH DFND 1,2 2182 0 0
AMERICAN TOWER CORP NEW COM 03027X100 32 205 SH DFND 3,4 0 0 205
AMERICAN TOWER CORP NEW COM 03027X100 258 1635 SH DFND 1,2 1635 0 0
AMGEN INC COM 031162100 286 1472 SH DFND 3,4 0 0 1472
AMGEN INC COM 031162100 359 1844 SH DFND 1,2 1844 0 0
AMPHENOL CORP NEW CL A 032095101 294 3632 SH DFND 3,4 0 0 3632
AMPHENOL CORP NEW CL A 032095101 360 4454 SH DFND 1,2 4240 0 214
APPLE INC COM 037833100 3944 25002 SH DFND 3,4 0 0 25002
APPLE INC COM 037833100 2150 13633 SH DFND 1,2 13414 0 219
AQUANTIA CORP COM 03842Q108 613 69900 SH DFND 3,4 0 0 69900
ASTRAZENECA PLC SPONSORED ADR 046353108 691 18197 SH DFND 1,2 17602 595 0
AT&T INC COM 00206R102 427 14963 SH DFND 3,4 0 0 14963
AT&T INC COM 00206R102 1677 58785 SH DFND 1,2 58122 623 40
AUTOMATIC DATA PROCESSING IN COM 053015103 139 1060 SH DFND 3,4 0 0 1060
AUTOMATIC DATA PROCESSING IN COM 053015103 284 2164 SH DFND 1,2 2164 0 0
BANCO SANTANDER SA ADR 05964H105 0 6 SH DFND 3,4 0 0 6
BANCO SANTANDER SA ADR 05964H105 123 27397 SH DFND 1,2 27397 0 0
BANK AMER CORP COM 060505104 90 3641 SH DFND 3,4 0 0 3641
BANK AMER CORP COM 060505104 726 29498 SH DFND 1,2 29498 0 0
BAXTER INTL INC COM 071813109 209 3182 SH DFND 1,2 3182 0 0
BCE INC COM NEW 05534B760 9 229 SH DFND 3,4 0 0 229
BCE INC COM NEW 05534B760 894 22624 SH DFND 1,2 21660 964 0
BECTON DICKINSON & CO COM 075887109 573 2545 SH DFND 3,4 0 0 2545
BECTON DICKINSON & CO COM 075887109 155 687 SH DFND 1,2 687 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 306 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 447 2190 SH DFND 3,4 0 0 2190
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 748 3666 SH DFND 1,2 3563 0 103
BLACKROCK INC COM 09247X101 4 11 SH DFND 3,4 0 0 11
BLACKROCK INC COM 09247X101 303 771 SH DFND 1,2 769 0 2
BLACKROCK MUNICIPL INC QLTY COM 092479104 222 17770 SH DFND 1,2 17770 0 0
BLACKROCK SCIENCE & TECH TR SHS 09258G104 236 8600 SH DFND 3,4 0 0 8600
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 12 550 SH DFND 3,4 0 0 550
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 13899 661235 SH DFND 1,2 657632 0 3603
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 265 8904 SH DFND 3,4 0 0 8904
BLACKSTONE GSO FLTING RTE FU COM 09256U105 397 25882 SH DFND 3,4 0 0 25882
BOEING CO COM 097023105 2423 7513 SH DFND 3,4 0 0 7513
BOEING CO COM 097023105 313 969 SH DFND 1,2 969 0 0
BOOKING HLDGS INC COM 09857L108 658 382 SH DFND 1,2 368 0 14
BP PLC SPONSORED ADR 055622104 14 363 SH DFND 3,4 0 0 363
BP PLC SPONSORED ADR 055622104 960 25315 SH DFND 1,2 24419 896 0
BRINKS CO COM 109696104 215 3321 SH DFND 1,2 3321 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 155 2976 SH DFND 3,4 0 0 2976
BRISTOL MYERS SQUIBB CO COM 110122108 237 4565 SH DFND 1,2 4565 0 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 10 300 SH DFND 3,4 0 0 300
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 333 10434 SH DFND 1,2 9824 610 0
BROADCOM INC COM 11135F101 312 1228 SH DFND 3,4 0 0 1228
BROADCOM INC COM 11135F101 711 2796 SH DFND 1,2 2793 0 3
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1110 11536 SH DFND 1,2 11256 0 280
BUNGE LIMITED COM G16962105 349 6525 SH DFND 3,4 0 0 6525
CAPITAL SOUTHWEST CORP COM 140501107 1213 63100 SH DFND 3,4 0 0 63100
CARNIVAL CORP UNIT 99/99/9999 143658300 18 355 SH DFND 3,4 0 0 355
CARNIVAL CORP UNIT 99/99/9999 143658300 193 3927 SH DFND 1,2 3913 0 14
CATERPILLAR INC DEL COM 149123101 387 3042 SH DFND 3,4 0 0 3042
CATERPILLAR INC DEL COM 149123101 258 2029 SH DFND 1,2 2023 0 6
CDN IMPERIAL BK COMM TORONTO COM 136069101 524 7031 SH DFND 1,2 6639 392 0
CDW CORP COM 12514G108 389 4810 SH DFND 1,2 4810 0 0
CENTENE CORP DEL COM 15135B101 945 8197 SH DFND 1,2 8020 0 177
CHEVRON CORP NEW COM 166764100 404 3709 SH DFND 3,4 0 0 3709
CHEVRON CORP NEW COM 166764100 1286 11828 SH DFND 1,2 11677 147 4
CHUBB LIMITED COM H1467J104 63 489 SH DFND 3,4 0 0 489
CHUBB LIMITED COM H1467J104 476 3682 SH DFND 1,2 3509 0 173
CINTAS CORP COM 172908105 533 3173 SH DFND 3,4 0 0 3173
CINTAS CORP COM 172908105 58 344 SH DFND 1,2 344 0 0
CISCO SYS INC COM 17275R102 267 6156 SH DFND 3,4 0 0 6156
CISCO SYS INC COM 17275R102 1280 29539 SH DFND 1,2 29400 100 39
CITIGROUP INC COM NEW 172967424 190 3653 SH DFND 3653 0 0
CITIGROUP INC COM NEW 172967424 0 1 SH DFND 3,4 0 0 1
CITIGROUP INC COM NEW 172967424 220 4224 SH DFND 1,2 4224 0 0
CLEAN ENERGY FUELS CORP COM 184499101 34 20000 SH DFND 1,2 20000 0 0
CLEAN HARBORS INC COM 184496107 442 8954 SH DFND 1,2 8805 0 149
CLOROX CO DEL COM 189054109 146 950 SH DFND 3,4 0 0 950
CLOROX CO DEL COM 189054109 59 384 SH DFND 1,2 384 0 0
CME GROUP INC COM CL A 12572Q105 445 2368 SH DFND 3,4 0 0 2368
CME GROUP INC COM CL A 12572Q105 666 3541 SH DFND 1,2 3532 0 9
CNA FINL CORP COM 126117100 246 5562 SH DFND 1,2 5543 0 19
COCA COLA CO COM 191216100 607 12820 SH DFND 3,4 0 0 12820
COCA COLA CO COM 191216100 1330 28082 SH DFND 1,2 27110 972 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 299 4706 SH DFND 1,2 4608 0 98
COMCAST CORP NEW CL A 20030N101 61 1794 SH DFND 3,4 0 0 1794
COMCAST CORP NEW CL A 20030N101 190 5593 SH DFND 1,2 5593 0 0
CONOCOPHILLIPS COM 20825C104 50 806 SH DFND 3,4 0 0 806
CONOCOPHILLIPS COM 20825C104 197 3161 SH DFND 1,2 3161 0 0
CREDIT SUISSE NASSAU BRH X LINK SILVER SH 22542D449 81 11745 SH DFND 3,4 0 0 11745
CROWN CASTLE INTL CORP NEW COM 22822V101 384 3531 SH DFND 3,4 0 0 3531
CROWN CASTLE INTL CORP NEW COM 22822V101 1024 9430 SH DFND 1,2 9035 395 0
CSI COMPRESSCO LP COM UNIT 12637A103 150 64650 SH DFND 3,4 0 0 64650
CSX CORP COM 126408103 486 7824 SH DFND 3,4 0 0 7824
CSX CORP COM 126408103 65 1042 SH DFND 1,2 1042 0 0
CULLEN FROST BANKERS INC COM 229899109 618 7028 SH DFND 3,4 0 0 7028
CVS HEALTH CORP COM 126650100 158 2413 SH DFND 3,4 0 0 2413
CVS HEALTH CORP COM 126650100 404 6164 SH DFND 1,2 6164 0 0
DANAHER CORP DEL COM 235851102 330 3197 SH DFND 3,4 0 0 3197
DANAHER CORP DEL COM 235851102 100 971 SH DFND 1,2 971 0 0
DARLING INGREDIENTS INC COM 237266101 435 22593 SH DFND 1,2 22551 0 42
DASEKE INC COM 23753F107 214 58050 SH DFND 3,4 0 0 58050
DEERE & CO COM 244199105 317 2128 SH DFND 3,4 0 0 2128
DEERE & CO COM 244199105 168 1127 SH DFND 1,2 1127 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 215 4300 SH DFND 3,4 0 0 4300
DELTA AIR LINES INC DEL COM NEW 247361702 150 3013 SH DFND 1,2 3013 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 383 2700 SH DFND 3,4 0 0 2700
DIAGEO P L C SPON ADR NEW 25243Q205 205 1447 SH DFND 1,2 1447 0 0
DIEBOLD NXDF INC COM 253651103 32 12796 SH DFND 1,2 12796 0 0
DISCOVERY INC COM SER A 25470F104 376 15205 SH DFND 3,4 0 0 15205
DISNEY WALT CO COM DISNEY 254687106 183 1672 SH DFND 3,4 0 0 1672
DISNEY WALT CO COM DISNEY 254687106 313 2861 SH DFND 1,2 2861 0 0
DOLLAR GEN CORP NEW COM 256677105 344 3179 SH DFND 3,4 0 0 3179
DOLLAR GEN CORP NEW COM 256677105 18 162 SH DFND 1,2 162 0 0
DOLLAR TREE INC COM 256746108 491 5435 SH DFND 1,2 5232 0 203
DOMINION ENERGY INC COM 25746U109 238 3326 SH DFND 3,4 0 0 3326
DOMINION ENERGY INC COM 25746U109 1040 14560 SH DFND 1,2 14063 492 5
DUKE ENERGY CORP NEW COM NEW 26441C204 81 939 SH DFND 3,4 0 0 939
DUKE ENERGY CORP NEW COM NEW 26441C204 990 11470 SH DFND 1,2 10975 495 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 71 9500 SH DFND 3,4 0 0 9500
EATON VANCE TAX MNGD GBL DV COM 27829F108 70 9450 SH DFND 1,2 9450 0 0
EATON VANCE TX MNG BY WRT OP COM 27828Y108 1340 99378 SH DFND 1,2 99320 0 58
ECOLAB INC COM 278865100 26 177 SH DFND 3,4 0 0 177
ECOLAB INC COM 278865100 318 2160 SH DFND 1,2 2085 0 75
ENTERPRISE PRODS PARTNERS L COM 293792107 258 10489 SH DFND 3,4 0 0 10489
ENTERPRISE PRODS PARTNERS L COM 293792107 21 844 SH DFND 1,2 844 0 0
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 249 7391 SH DFND 3,4 0 0 7391
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 40 2500 SH DFND 3,4 0 0 2500
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 2591 161633 SH DFND 1,2 161388 0 245
EXELON CORP COM 30161N101 343 7608 SH DFND 3,4 0 0 7608
EXELON CORP COM 30161N101 127 2802 SH DFND 1,2 2802 0 0
EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 184 11891 SH DFND 1,2 11891 0 0
EXXON MOBIL CORP COM 30231G102 533 7813 SH DFND 3,4 0 0 7813
EXXON MOBIL CORP COM 30231G102 2223 32600 SH DFND 1,2 31883 712 5
FACEBOOK INC CL A 30303M102 506 3858 SH DFND 3,4 0 0 3858
FACEBOOK INC CL A 30303M102 882 6728 SH DFND 1,2 6648 0 80
FASTENAL CO COM 311900104 397 7587 SH DFND 1,2 7344 0 243
FIBROGEN INC COM 31572Q808 2023 43710 SH DFND 3,4 0 0 43710
FIRST DATA CORP NEW COM CL A 32008D106 187 11054 SH DFND 3,4 0 0 11054
FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 238 4652 SH DFND 3,4 0 0 4652
FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 1046 45803 SH DFND 3,4 0 0 45803
FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 1107 51939 SH DFND 3,4 0 0 51939
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2473 41325 SH DFND 3,4 0 0 41325
FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 902 17671 SH DFND 3,4 0 0 17671
FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 1064 32073 SH DFND 3,4 0 0 32073
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 893 49763 SH DFND 3,4 0 0 49763
FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1399 51340 SH DFND 3,4 0 0 51340
FIVE PRIME THERAPEUTICS INC COM 33830X104 336 36146 SH DFND 3,4 0 0 36146
FLEXSHARES TR MORNSTAR UPSTR 33939L407 672 22970 SH DFND 1,2 22970 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 228 5211 SH DFND 1,2 5211 0 0
FLOWSERVE CORP COM 34354P105 252 6614 SH DFND 1,2 6539 0 75
FORD MTR CO DEL COM PAR $0.01 345370860 159 20834 SH DFND 3,4 0 0 20834
FORD MTR CO DEL COM PAR $0.01 345370860 33 4278 SH DFND 1,2 4278 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 42 11470 SH DFND 3,4 0 0 11470
GENERAL ELECTRIC CO COM 369604103 32 4271 SH DFND 3,4 0 0 4271
GENERAL ELECTRIC CO COM 369604103 71 9320 SH DFND 1,2 9320 0 0
GENERAL MLS INC COM 370334104 255 6542 SH DFND 3,4 0 0 6542
GENERAL MLS INC COM 370334104 408 10473 SH DFND 1,2 9946 527 0
GILEAD SCIENCES INC COM 375558103 144 2310 SH DFND 3,4 0 0 2310
GILEAD SCIENCES INC COM 375558103 246 3935 SH DFND 1,2 3927 0 8
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 9 225 SH DFND 3,4 0 0 225
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 706 18471 SH DFND 1,2 17550 921 0
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 611 52369 SH DFND 1,2 51321 0 1048
HANESBRANDS INC COM 410345102 266 21195 SH DFND 1,2 20949 0 246
HASBRO INC COM 418056107 144 1773 SH DFND 3,4 0 0 1773
HASBRO INC COM 418056107 56 692 SH DFND 1,2 692 0 0
HECLA MNG CO COM 422704106 553 234331 SH DFND 3,4 0 0 234331
HILLTOP HOLDINGS INC COM 432748101 18 1000 SH DFND 3,4 0 0 1000
HILLTOP HOLDINGS INC COM 432748101 1653 92762 SH DFND 1,2 7950 84812 0
HOME DEPOT INC COM 437076102 286 1665 SH DFND 3,4 0 0 1665
HOME DEPOT INC COM 437076102 564 3279 SH DFND 1,2 3279 0 0
HONEYWELL INTL INC COM 438516106 189 1427 SH DFND 3,4 0 0 1427
HONEYWELL INTL INC COM 438516106 383 2901 SH DFND 1,2 2901 0 0
HP INC COM 40434L105 233 11397 SH DFND 1,2 11286 95 16
HSBC HLDGS PLC SPON ADR NEW 404280406 3 73 SH DFND 3,4 0 0 73
HSBC HLDGS PLC SPON ADR NEW 404280406 243 5905 SH DFND 1,2 5905 0 0
ICON PLC SHS G4705A100 207 1603 SH DFND 1,2 1603 0 0
IDEX CORP COM 45167R104 746 5913 SH DFND 1,2 5710 0 203
ILLINOIS TOOL WKS INC COM 452308109 127 1000 SH DFND 3,4 0 0 1000
ILLINOIS TOOL WKS INC COM 452308109 100 792 SH DFND 1,2 792 0 0
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 203 6391 SH DFND 3,4 0 0 6391
INSULET CORP COM 45784P101 359 4529 SH DFND 3,4 0 0 4529
INSULET CORP COM 45784P101 2 22 SH DFND 1,2 22 0 0
INTEL CORP COM 458140100 384 8182 SH DFND 3,4 0 0 8182
INTEL CORP COM 458140100 660 14071 SH DFND 1,2 14055 0 16
INTERNATIONAL BUSINESS MACHS COM 459200101 130 1140 SH DFND 3,4 0 0 1140
INTERNATIONAL BUSINESS MACHS COM 459200101 377 3319 SH DFND 1,2 3307 0 12
INTL PAPER CO COM 460146103 4 100 SH DFND 3,4 0 0 100
INTL PAPER CO COM 460146103 207 5133 SH DFND 1,2 5048 71 14
INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 7059 277376 SH DFND 1,2 275745 0 1631
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 6 200 SH DFND 3,4 0 0 200
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 846 30000 SH DFND 1,2 30000 0 0
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 255 12605 SH DFND 3,4 0 0 12605
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 42 2078 SH DFND 1,2 2078 0 0
INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 609 13857 SH DFND 1,2 13857 0 0
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 115 2457 SH DFND 3,4 0 0 2457
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 7422 159103 SH DFND 1,2 157797 0 1306
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 388 17810 SH DFND 3,4 0 0 17810
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 132 6108 SH DFND 1,2 6108 0 0
INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 918 30907 SH DFND 3,4 0 0 30907
INVESCO QQQ TR UNIT SER 1 46090E103 679 4399 SH DFND 3,4 0 0 4399
INVESCO QQQ TR UNIT SER 1 46090E103 794 5142 SH DFND 1,2 5142 0 0
ISHARES INC CORE MSCI EMKT 46434G103 259 5496 SH DFND 1,2 5496 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 427 29437 SH DFND 3,4 0 0 29437
ISHARES TR 1 3 YR TREAS BD 464287457 159 1905 SH DFND 3,4 0 0 1905
ISHARES TR 1 3 YR TREAS BD 464287457 15462 184907 SH DFND 1,2 183423 21 1463
ISHARES TR 20 YR TR BD ETF 464287432 447 3680 SH DFND 3,4 0 0 3680
ISHARES TR 20 YR TR BD ETF 464287432 10198 83927 SH DFND 1,2 83704 0 223
ISHARES TR 3 7 YR TREAS BD 464288661 4408 36308 SH DFND 1,2 35694 30 584
ISHARES TR CORE 1 5 YR USD 46432F859 2826 57597 SH DFND 1,2 57490 0 107
ISHARES TR CORE S&P MCP ETF 464287507 79 475 SH DFND 3,4 0 0 475
ISHARES TR CORE S&P MCP ETF 464287507 1197 7208 SH DFND 1,2 7208 0 0
ISHARES TR CORE S&P SCP ETF 464287804 52 750 SH DFND 3,4 0 0 750
ISHARES TR CORE S&P SCP ETF 464287804 809 11670 SH DFND 1,2 11670 0 0
ISHARES TR CORE S&P500 ETF 464287200 399 1585 SH DFND 3,4 0 0 1585
ISHARES TR CORE S&P500 ETF 464287200 367 1458 SH DFND 1,2 1458 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 294 5833 SH DFND 3,4 0 0 5833
ISHARES TR FLTG RATE NT ETF 46429B655 8144 161719 SH DFND 1,2 159231 192 2296
ISHARES TR GLB CNSM STP ETF 464288737 330 7170 SH DFND 3,4 0 0 7170
ISHARES TR IBONDS DEC22 ETF 46434VBA7 790 32671 SH DFND 3,4 0 0 32671
ISHARES TR IBONDS DEC24 ETF 46434VBG4 983 41150 SH DFND 3,4 0 0 41150
ISHARES TR IBOXX INV CP ETF 464287242 2 18 SH DFND 3,4 0 0 18
ISHARES TR IBOXX INV CP ETF 464287242 11389 100957 SH DFND 1,2 99992 19 946
ISHARES TR INTL MOMENTUM FT 46434V449 1701 66459 SH DFND 3,4 0 0 66459
ISHARES TR INTL SEL DIV ETF 464288448 92 3200 SH DFND 3,4 0 0 3200
ISHARES TR INTL SEL DIV ETF 464288448 2666 92893 SH DFND 1,2 92893 0 0
ISHARES TR INTRM TR CRP ETF 464288638 698 13321 SH DFND 1,2 13317 0 4
ISHARES TR JPMORGAN USD EMG 464288281 2911 28019 SH DFND 1,2 27665 17 337
ISHARES TR MBS ETF 464288588 7172 68533 SH DFND 1,2 67345 77 1111
ISHARES TR MSCI EAFE ETF 464287465 330 5615 SH DFND 3,4 0 0 5615
ISHARES TR MSCI EAFE ETF 464287465 1923 32720 SH DFND 1,2 32720 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 31 782 SH DFND 3,4 0 0 782
ISHARES TR MSCI EMG MKT ETF 464287234 258 6594 SH DFND 1,2 3926 0 2668
ISHARES TR MSCI KLD400 SOC 464288570 627 6741 SH DFND 1,2 6741 0 0
ISHARES TR RUS 1000 ETF 464287622 1199 8647 SH DFND 1,2 8647 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 277 2113 SH DFND 1,2 2113 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 266 1583 SH DFND 1,2 1583 0 0
ISHARES TR RUS MID CAP ETF 464287499 846 18202 SH DFND 1,2 18202 0 0
ISHARES TR RUS TOP 200 ETF 464289446 4529 77573 SH DFND 1,2 77573 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 364 2717 SH DFND 3,4 0 0 2717
ISHARES TR RUSSELL 2000 ETF 464287655 1721 12854 SH DFND 1,2 12854 0 0
ISHARES TR RUSSELL 3000 ETF 464287689 453 3083 SH DFND 1,2 3083 0 0
ISHARES TR S&P MC 400GR ETF 464287606 5 24 SH DFND 3,4 0 0 24
ISHARES TR S&P MC 400GR ETF 464287606 281 1470 SH DFND 1,2 1470 0 0
ISHARES TR S&P US PFD STK 464288687 14 400 SH DFND 3,4 0 0 400
ISHARES TR S&P US PFD STK 464288687 3544 103565 SH DFND 1,2 102666 750 149
ISHARES TR SELECT DIVID ETF 464287168 584 6535 SH DFND 3,4 0 0 6535
ISHARES TR SELECT DIVID ETF 464287168 194 2173 SH DFND 1,2 2173 0 0
ISHARES TR SH TR CRPORT ETF 464288646 210 4075 SH DFND 3,4 0 0 4075
ISHARES TR SH TR CRPORT ETF 464288646 4946 95806 SH DFND 1,2 95116 0 690
ISHARES TR SHORT TREAS BD 464288679 287 2602 SH DFND 3,4 0 0 2602
ISHARES TR TIPS BD ETF 464287176 359 3280 SH DFND 3,4 0 0 3280
ISHARES TR USA MOMENTUM FCT 46432F396 2491 24852 SH DFND 3,4 0 0 24852
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 646 21235 SH DFND 3,4 0 0 21235
JOHNSON & JOHNSON COM 478160104 688 5328 SH DFND 3,4 0 0 5328
JOHNSON & JOHNSON COM 478160104 1428 11061 SH DFND 1,2 10971 78 12
JPMORGAN CHASE & CO COM 46625H100 2085 21363 SH DFND 3,4 0 0 21363
JPMORGAN CHASE & CO COM 46625H100 793 8128 SH DFND 1,2 8128 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 804 58452 SH DFND 1,2 58452 0 0
KIMBERLY CLARK CORP COM 494368103 121 1061 SH DFND 3,4 0 0 1061
KIMBERLY CLARK CORP COM 494368103 826 7254 SH DFND 1,2 7069 185 0
KIRKLAND LAKE GOLD LTD COM 49741E100 800 30650 SH DFND 3,4 0 0 30650
KNOWLES CORP COM 49926D109 263 19747 SH DFND 1,2 19645 0 102
LABORATORY CORP AMER HLDGS COM NEW 50540R409 162 1279 SH DFND 3,4 0 0 1279
LABORATORY CORP AMER HLDGS COM NEW 50540R409 83 653 SH DFND 1,2 653 0 0
LAM RESEARCH CORP COM 512807108 242 1771 SH DFND 1,2 1771 0 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 100 39048 SH DFND 1,2 39048 0 0
LOCKHEED MARTIN CORP COM 539830109 1105 4220 SH DFND 3,4 0 0 4220
LOCKHEED MARTIN CORP COM 539830109 524 2003 SH DFND 1,2 1972 27 4
LOWES COS INC COM 548661107 133 1445 SH DFND 3,4 0 0 1445
LOWES COS INC COM 548661107 167 1810 SH DFND 1,2 1810 0 0
MARATHON PETE CORP COM 56585A102 197 3335 SH DFND 3,4 0 0 3335
MARATHON PETE CORP COM 56585A102 163 2757 SH DFND 1,2 2757 0 0
MARSH & MCLENNAN COS INC COM 571748102 326 4089 SH DFND 3,4 0 0 4089
MARSH & MCLENNAN COS INC COM 571748102 54 679 SH DFND 1,2 679 0 0
MASTERCARD INCORPORATED CL A 57636Q104 1211 6421 SH DFND 3,4 0 0 6421
MASTERCARD INCORPORATED CL A 57636Q104 776 4114 SH DFND 1,2 3997 0 117
MCCORMICK & CO INC COM NON VTG 579780206 237 1702 SH DFND 3,4 0 0 1702
MCCORMICK & CO INC COM NON VTG 579780206 118 848 SH DFND 1,2 848 0 0
MCDONALDS CORP COM 580135101 799 4501 SH DFND 3,4 0 0 4501
MCDONALDS CORP COM 580135101 1004 5654 SH DFND 1,2 5648 0 6
MEDTRONIC PLC SHS G5960L103 121 1325 SH DFND 3,4 0 0 1325
MEDTRONIC PLC SHS G5960L103 173 1907 SH DFND 1,2 1907 0 0
MERCK & CO INC COM 58933Y105 1165 15245 SH DFND 3,4 0 0 15245
MERCK & CO INC COM 58933Y105 739 9673 SH DFND 1,2 9664 0 9
MICROSOFT CORP COM 594918104 3605 35493 SH DFND 3,4 0 0 35493
MICROSOFT CORP COM 594918104 1894 18644 SH DFND 1,2 18548 46 50
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 121 24843 SH DFND 1,2 24843 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 42 13985 SH DFND 1,2 13985 0 0
MOTUS GI HLDGS INC COM 62014P108 340 109400 SH DFND 3,4 0 0 109400
MURPHY USA INC COM 626755102 448 5847 SH DFND 1,2 5719 0 128
NATIONAL GRID PLC SPONSORED ADR NE 636274409 5 114 SH DFND 3,4 0 0 114
NATIONAL GRID PLC SPONSORED ADR NE 636274409 511 10655 SH DFND 1,2 10007 648 0
NETFLIX INC COM 64110L106 30 113 SH DFND 3,4 0 0 113
NETFLIX INC COM 64110L106 501 1871 SH DFND 1,2 1871 0 0
NEWFIELD EXPL CO COM 651290108 170 11556 SH DFND 1,2 11194 0 362
NEXTERA ENERGY INC COM 65339F101 48 274 SH DFND 3,4 0 0 274
NEXTERA ENERGY INC COM 65339F101 510 2934 SH DFND 1,2 2930 0 4
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 118 12300 SH DFND 3,4 0 0 12300
NORTHROP GRUMMAN CORP COM 666807102 371 1513 SH DFND 3,4 0 0 1513
NORTHROP GRUMMAN CORP COM 666807102 163 664 SH DFND 1,2 664 0 0
NOVARTIS A G SPONSORED ADR 66987V109 14 167 SH DFND 3,4 0 0 167
NOVARTIS A G SPONSORED ADR 66987V109 436 5076 SH DFND 1,2 5076 0 0
NOVO-NORDISK A S ADR 670100205 346 7503 SH DFND 1,2 7503 0 0
NUVEEN MUN VALUE FD INC COM 670928100 241 26037 SH DFND 3,4 0 0 26037
NUVEEN MUN VALUE FD INC COM 670928100 119 12879 SH DFND 1,2 12879 0 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 126 13097 SH DFND 3,4 0 0 13097
NUVEEN SR INCOME FD COM 67067Y104 77 14000 SH DFND 3,4 0 0 14000
NVIDIA CORP COM 67066G104 73 545 SH DFND 3,4 0 0 545
NVIDIA CORP COM 67066G104 127 952 SH DFND 1,2 952 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 147 2396 SH DFND 3,4 0 0 2396
OCCIDENTAL PETE CORP DEL COM 674599105 665 10836 SH DFND 1,2 10340 496 0
OGE ENERGY CORP COM 670837103 165 4200 SH DFND 3,4 0 0 4200
OGE ENERGY CORP COM 670837103 308 7876 SH DFND 1,2 7571 0 305
ONEOK INC NEW COM 682680103 78 1454 SH DFND 3,4 0 0 1454
ONEOK INC NEW COM 682680103 241 4465 SH DFND 1,2 4451 0 14
ORACLE CORP COM 68389X105 13 280 SH DFND 3,4 0 0 280
ORACLE CORP COM 68389X105 318 7053 SH DFND 1,2 7053 0 0
ORGANOVO HLDGS INC COM 68620A104 20 21367 SH DFND 3,4 0 0 21367
PACER FDS TR TRENDP 100 ETF 69374H303 1251 38290 SH DFND 3,4 0 0 38290
PACER FDS TR TRENDP US LAR CP 69374H105 1681 58425 SH DFND 3,4 0 0 58425
PACER FDS TR TRENDP US MID CP 69374H204 1388 45017 SH DFND 3,4 0 0 45017
PACER FDS TR TRENDPILOT EUR 69374H808 215 8582 SH DFND 3,4 0 0 8582
PARATEK PHARMACEUTICALS INC COM 699374302 107 20950 SH DFND 3,4 0 0 20950
PAYCHEX INC COM 704326107 46 710 SH DFND 3,4 0 0 710
PAYCHEX INC COM 704326107 353 5423 SH DFND 1,2 5403 0 20
PAYPAL HLDGS INC COM 70450Y103 361 4294 SH DFND 3,4 0 0 4294
PAYPAL HLDGS INC COM 70450Y103 279 3321 SH DFND 1,2 3321 0 0
PENTAIR PLC SHS G7S00T104 225 5948 SH DFND 1,2 5772 0 176
PEOPLES UNITED FINANCIAL INC COM 712704105 289 20064 SH DFND 1,2 19582 450 32
PEPSICO INC COM 713448108 764 6911 SH DFND 3,4 0 0 6911
PEPSICO INC COM 713448108 820 7425 SH DFND 1,2 7011 161 253
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 0 19 SH DFND 3,4 0 0 19
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 156 26430 SH DFND 1,2 26430 0 0
PFIZER INC COM 717081103 383 8764 SH DFND 3,4 0 0 8764
PFIZER INC COM 717081103 1071 24544 SH DFND 1,2 24527 0 17
PHILIP MORRIS INTL INC COM 718172109 288 4321 SH DFND 3,4 0 0 4321
PHILIP MORRIS INTL INC COM 718172109 1169 17520 SH DFND 1,2 17198 313 9
PHILLIPS 66 COM 718546104 186 2162 SH DFND 3,4 0 0 2162
PHILLIPS 66 COM 718546104 399 4632 SH DFND 1,2 4481 0 151
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 375 3715 SH DFND 3,4 0 0 3715
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7796 77229 SH DFND 1,2 77229 0 0
PLAYAGS INC COM 72814N104 529 23000 SH DFND 3,4 0 0 23000
POLARIS INDS INC COM 731068102 378 4930 SH DFND 1,2 4840 0 90
PPL CORP COM 69351T106 11 398 SH DFND 3,4 0 0 398
PPL CORP COM 69351T106 564 19907 SH DFND 1,2 19207 700 0
PROCTER AND GAMBLE CO COM 742718109 451 4907 SH DFND 3,4 0 0 4907
PROCTER AND GAMBLE CO COM 742718109 1146 12464 SH DFND 1,2 12113 342 9
PRUDENTIAL FINL INC COM 744320102 302 3708 SH DFND 1,2 3653 51 4
PUBLIC STORAGE COM 74460D109 439 2167 SH DFND 1,2 2113 54 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 329 6319 SH DFND 1,2 6319 0 0
QUALCOMM INC COM 747525103 3 50 SH DFND 3,4 0 0 50
QUALCOMM INC COM 747525103 292 5139 SH DFND 1,2 5129 0 10
REALTY INCOME CORP COM 756109104 88 1399 SH DFND 3,4 0 0 1399
REALTY INCOME CORP COM 756109104 329 5210 SH DFND 1,2 5035 175 0
RIO TINTO PLC SPONSORED ADR 767204100 163 3360 SH DFND 3,4 0 0 3360
RIO TINTO PLC SPONSORED ADR 767204100 221 4567 SH DFND 1,2 4567 0 0
ROSS STORES INC COM 778296103 295 3547 SH DFND 3,4 0 0 3547
ROSS STORES INC COM 778296103 31 375 SH DFND 1,2 375 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 175 2560 SH DFND 3,4 0 0 2560
ROYAL BK CDA MONTREAL QUE COM 780087102 113 1643 SH DFND 1,2 1643 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 72 1205 SH DFND 3,4 0 0 1205
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 236 3932 SH DFND 1,2 3932 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 10 175 SH DFND 3,4 0 0 175
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 223 3820 SH DFND 1,2 3820 0 0
RUMBLEON INC CL B 781386206 682 126750 SH DFND 3,4 0 0 126750
SABINE ROYALTY TR UNIT BEN INT 785688102 8 220 SH DFND 3,4 0 0 220
SABINE ROYALTY TR UNIT BEN INT 785688102 373 10000 SH DFND 1,2 10000 0 0
SALESFORCE COM INC COM 79466L302 27 200 SH DFND 3,4 0 0 200
SALESFORCE COM INC COM 79466L302 291 2123 SH DFND 1,2 2123 0 0
SANOFI SPONSORED ADR 80105N105 275 6344 SH DFND 1,2 6344 0 0
SAP SE SPON ADR 803054204 221 2224 SH DFND 1,2 2224 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 1893 33000 SH DFND 33000 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 108 1884 SH DFND 3,4 0 0 1884
SELECT SECTOR SPDR TR ENERGY 81369Y506 12 202 SH DFND 1,2 202 0 0
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 5 176 SH DFND 3,4 0 0 176
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 671 21633 SH DFND 1,2 21633 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 205 2071 SH DFND 3,4 0 0 2071
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 45 893 SH DFND 3,4 0 0 893
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7642 150525 SH DFND 1,2 149617 0 908
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 47 545 SH DFND 3,4 0 0 545
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4109 47497 SH DFND 1,2 47379 0 118
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 246 10311 SH DFND 3,4 0 0 10311
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9 380 SH DFND 1,2 380 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4752 89797 SH DFND 1,2 89020 0 777
SHERWIN WILLIAMS CO COM 824348106 45 114 SH DFND 3,4 0 0 114
SHERWIN WILLIAMS CO COM 824348106 423 1074 SH DFND 1,2 1027 0 47
SHOPIFY INC CL A 82509L107 209 1511 SH DFND 1,2 1511 0 0
SIMON PPTY GROUP INC NEW COM 828806109 14 86 SH DFND 3,4 0 0 86
SIMON PPTY GROUP INC NEW COM 828806109 229 1362 SH DFND 1,2 1358 0 4
SONY CORP SPONSORED ADR 835699307 210 4348 SH DFND 1,2 4348 0 0
SOUTHERN CO COM 842587107 20 460 SH DFND 3,4 0 0 460
SOUTHERN CO COM 842587107 679 15477 SH DFND 1,2 14978 499 0
SOUTHWEST AIRLS CO COM 844741108 326 7021 SH DFND 3,4 0 0 7021
SOUTHWEST AIRLS CO COM 844741108 327 7028 SH DFND 1,2 7028 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 225 964 SH DFND 3,4 0 0 964
SPDR GOLD TRUST GOLD SHS 78463V107 2773 22870 SH DFND 3,4 0 0 22870
SPDR GOLD TRUST GOLD SHS 78463V107 349 2884 SH DFND 1,2 2884 0 0
SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 560 17100 SH DFND 1,2 17100 0 0
SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 1312 45258 SH DFND 3,4 0 0 45258
SPDR S&P 500 ETF TR TR UNIT 78462F103 2624 10500 SH DFND 10500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1351 5404 SH DFND 3,4 0 0 5404
SPDR S&P 500 ETF TR TR UNIT 78462F103 11871 47500 SH DFND 3,4 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3177 12711 SH DFND 1,2 12711 0 0
SPDR SER TR BLOMBERG BRC INV 78468R200 1836 60454 SH DFND 3,4 0 0 60454
SPDR SER TR BLOOMBERG SRT TR 78468R408 3040 116825 SH DFND 1,2 116631 0 194
SPDR SER TR SPDR BLOOMBERG 78468R663 1941 21219 SH DFND 3,4 0 0 21219
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 260 5565 SH DFND 3,4 0 0 5565
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 4256 90964 SH DFND 1,2 89725 279 960
SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 337 13243 SH DFND 3,4 0 0 13243
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 355 10577 SH DFND 1,2 10552 0 25
SPDR SERIES TRUST S&P REGL BKG 78464A698 851 18193 SH DFND 3,4 0 0 18193
STARBUCKS CORP COM 855244109 49 767 SH DFND 3,4 0 0 767
STARBUCKS CORP COM 855244109 555 8614 SH DFND 1,2 8434 0 180
STRYKER CORP COM 863667101 95 608 SH DFND 3,4 0 0 608
STRYKER CORP COM 863667101 119 759 SH DFND 1,2 759 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 117 18036 SH DFND 1,2 18036 0 0
SYSCO CORP COM 871829107 94 1500 SH DFND 3,4 0 0 1500
SYSCO CORP COM 871829107 145 2310 SH DFND 1,2 2310 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 212 5745 SH DFND 1,2 5745 0 0
TARGET CORP COM 87612E106 119 1807 SH DFND 3,4 0 0 1807
TARGET CORP COM 87612E106 191 2891 SH DFND 1,2 2843 41 7
TEXAS INSTRS INC COM 882508104 128 1354 SH DFND 3,4 0 0 1354
TEXAS INSTRS INC COM 882508104 410 4337 SH DFND 1,2 4286 51 0
THERMO FISHER SCIENTIFIC INC COM 883556102 90 400 SH DFND 3,4 0 0 400
THERMO FISHER SCIENTIFIC INC COM 883556102 622 2779 SH DFND 1,2 2664 0 115
THOR INDS INC COM 885160101 297 5716 SH DFND 1,2 5552 0 164
TIMKEN CO COM 887389104 411 11012 SH DFND 1,2 10844 0 168
TJX COS INC NEW COM 872540109 425 9500 SH DFND 3,4 0 0 9500
TJX COS INC NEW COM 872540109 429 9583 SH DFND 1,2 9193 0 390
TOTAL S A SPONSORED ADR 89151E109 633 12146 SH DFND 1,2 11741 405 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 213 1834 SH DFND 1,2 1834 0 0
TPI COMPOSITES INC COM 87266J104 233 9476 SH DFND 3,4 0 0 9476
TRINITY INDS INC COM 896522109 10 485 SH DFND 3,4 0 0 485
TRINITY INDS INC COM 896522109 275 13350 SH DFND 1,2 13174 0 176
TWITTER INC COM 90184L102 431 15000 SH DFND 3,4 0 0 15000
TWITTER INC COM 90184L102 7 258 SH DFND 1,2 258 0 0
UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 504 28489 SH DFND 1,2 28444 0 45
UNILEVER PLC SPON ADR NEW 904767704 28 531 SH DFND 3,4 0 0 531
UNILEVER PLC SPON ADR NEW 904767704 190 3627 SH DFND 1,2 3627 0 0
UNION PAC CORP COM 907818108 1018 7367 SH DFND 3,4 0 0 7367
UNION PAC CORP COM 907818108 549 3972 SH DFND 1,2 3810 0 162
UNITED PARCEL SERVICE INC CL B 911312106 4 42 SH DFND 3,4 0 0 42
UNITED PARCEL SERVICE INC CL B 911312106 403 4135 SH DFND 1,2 3909 226 0
UNITED RENTALS INC COM 911363109 276 2694 SH DFND 3,4 0 0 2694
UNITED RENTALS INC COM 911363109 3 33 SH DFND 1,2 33 0 0
UNITED TECHNOLOGIES CORP COM 913017109 120 1130 SH DFND 3,4 0 0 1130
UNITED TECHNOLOGIES CORP COM 913017109 593 5570 SH DFND 1,2 5394 30 146
UNITEDHEALTH GROUP INC COM 91324P102 1301 5221 SH DFND 3,4 0 0 5221
UNITEDHEALTH GROUP INC COM 91324P102 473 1896 SH DFND 1,2 1896 0 0
V F CORP COM 918204108 186 2610 SH DFND 3,4 0 0 2610
V F CORP COM 918204108 22 305 SH DFND 1,2 305 0 0
VALERO ENERGY CORP NEW COM 91913Y100 19 247 SH DFND 3,4 0 0 247
VALERO ENERGY CORP NEW COM 91913Y100 318 4245 SH DFND 1,2 4239 0 6
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2048 91550 SH DFND 1,2 91461 0 89
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 457 4082 SH DFND 3,4 0 0 4082
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 287 3665 SH DFND 1,2 3665 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 308 3888 SH DFND 3,4 0 0 3888
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 3793 69912 SH DFND 1,2 69912 0 0
VANGUARD GROUP DIV APP ETF 921908844 2641 26967 SH DFND 3,4 0 0 26967
VANGUARD GROUP DIV APP ETF 921908844 1053 10757 SH DFND 1,2 10757 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1388 18615 SH DFND 3,4 0 0 18615
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 599 8028 SH DFND 1,2 7795 0 233
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1218 5300 SH DFND 3,4 0 0 5300
VANGUARD INDEX FDS SM CP VAL ETF 922908611 262 2300 SH DFND 1,2 2300 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 1371 10387 SH DFND 3,4 0 0 10387
VANGUARD INDEX FDS TOTAL STK MKT 922908769 898 7037 SH DFND 3,4 0 0 7037
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2587 20270 SH DFND 1,2 20055 0 215
VANGUARD INDEX FDS VALUE ETF 922908744 235 2395 SH DFND 3,4 0 0 2395
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 540 6924 SH DFND 3,4 0 0 6924
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3114 39956 SH DFND 1,2 39889 0 67
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 419 5378 SH DFND 3,4 0 0 5378
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2088 13004 SH DFND 3,4 0 0 13004
VENTAS INC COM 92276F100 516 8821 SH DFND 1,2 8422 399 0
VERIZON COMMUNICATIONS INC COM 92343V104 829 14747 SH DFND 3,4 0 0 14747
VERIZON COMMUNICATIONS INC COM 92343V104 1762 31338 SH DFND 1,2 30189 1137 12
VISA INC COM CL A 92826C839 1721 13040 SH DFND 3,4 0 0 13040
VISA INC COM CL A 92826C839 987 7484 SH DFND 1,2 7291 0 193
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 71 3700 SH DFND 3,4 0 0 3700
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 702 36457 SH DFND 1,2 34577 1880 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 68 11600 SH DFND 3,4 0 0 11600
WALGREENS BOOTS ALLIANCE INC COM 931427108 34 495 SH DFND 3,4 0 0 495
WALGREENS BOOTS ALLIANCE INC COM 931427108 302 4415 SH DFND 1,2 4415 0 0
WALMART INC COM 931142103 415 4458 SH DFND 3,4 0 0 4458
WALMART INC COM 931142103 240 2577 SH DFND 1,2 2577 0 0
WASTE MGMT INC DEL COM 94106L109 111 1243 SH DFND 3,4 0 0 1243
WASTE MGMT INC DEL COM 94106L109 191 2139 SH DFND 1,2 2139 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 6 10000 SH DFND 3,4 0 0 10000
WELLS FARGO CO NEW COM 949746101 176 3810 SH DFND 3,4 0 0 3810
WELLS FARGO CO NEW COM 949746101 720 15632 SH DFND 1,2 15283 30 319
WELLTOWER INC COM 95040Q104 22 317 SH DFND 3,4 0 0 317
WELLTOWER INC COM 95040Q104 508 7315 SH DFND 1,2 6986 329 0
WENDYS CO COM 95058W100 513 32850 SH DFND 3,4 0 0 32850
WESTERN UN CO COM 959802109 470 27579 SH DFND 1,2 27302 0 277
WESTROCK CO COM 96145D105 419 11078 SH DFND 1,2 10881 0 197
WISDOMTREE TR EMER MKT HIGH FD 97717W315 20 500 SH DFND 3,4 0 0 500
WISDOMTREE TR EMER MKT HIGH FD 97717W315 229 5700 SH DFND 1,2 5700 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 2217 47576 SH DFND 3,4 0 0 47576
WISDOMTREE TR US MIDCAP DIVID 97717W505 1060 33511 SH DFND 3,4 0 0 33511
XYLEM INC COM 98419M100 352 5283 SH DFND 3,4 0 0 5283
XYLEM INC COM 98419M100 7 99 SH DFND 1,2 99 0 0
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