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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
09-30-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
09-30-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
214-855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
11-14-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
661
Form 13F Information table Value Total:
476497
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
3
4

[Repeat as necessary.]


028-15365
028-15369
028-18782
028-18780




PlainsCapital Corp
PlainsCapital Bank
Hilltop Securities Holdings LLC
HILLTOP SECURITIES INC.
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 198 942 SH DFND 3,4 0 0 942
3M CO COM 88579Y101 328 1556 SH DFND 1,2 1486 0 70
ABBOTT LABS COM 002824100 723 9853 SH DFND 3,4 0 0 9853
ABBOTT LABS COM 002824100 396 5386 SH DFND 1,2 5386 0 0
ABBVIE INC COM 00287Y109 927 9797 SH DFND 3,4 0 0 9797
ABBVIE INC COM 00287Y109 1976 20902 SH DFND 1,2 20535 362 5
ABIOMED INC COM 003654100 2087 4640 SH DFND 3,4 0 0 4640
ABIOMED INC COM 003654100 29 64 SH DFND 1,2 64 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 75 442 SH DFND 3,4 0 0 442
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 322 1890 SH DFND 1,2 1890 0 0
ADOBE SYS INC COM 00724F101 6 23 SH DFND 3,4 0 0 23
ADOBE SYS INC COM 00724F101 395 1466 SH DFND 1,2 1466 0 0
AETNA INC NEW COM 00817Y108 47 232 SH DFND 3,4 0 0 232
AETNA INC NEW COM 00817Y108 205 1011 SH DFND 1,2 1011 0 0
AFLAC INC COM 001055102 354 7512 SH DFND 3,4 0 0 7512
AFLAC INC COM 001055102 137 2909 SH DFND 1,2 2909 0 0
AGCO CORP COM 001084102 644 10601 SH DFND 1,2 10455 0 146
ALASKA AIR GROUP INC COM 011659109 151 2197 SH DFND 3,4 0 0 2197
ALASKA AIR GROUP INC COM 011659109 62 904 SH DFND 1,2 904 0 0
ALBEMARLE CORP COM 012653101 227 2275 SH DFND 3,4 0 0 2275
ALBEMARLE CORP COM 012653101 28 276 SH DFND 1,2 276 0 0
ALGONQUIN PWR UTILS CORP COM 015857105 601 58000 SH DFND 3,4 0 0 58000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 821 4985 SH DFND 3,4 0 0 4985
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 167 1015 SH DFND 1,2 1015 0 0
ALLSTATE CORP COM 020002101 18 184 SH DFND 3,4 0 0 184
ALLSTATE CORP COM 020002101 188 1900 SH DFND 1,2 1857 0 43
ALPHABET INC CAP STK CL A 02079K305 1372 1137 SH DFND 3,4 0 0 1137
ALPHABET INC CAP STK CL C 02079K107 1115 934 SH DFND 3,4 0 0 934
ALPHABET INC CAP STK CL A 02079K305 1211 1003 SH DFND 1,2 980 0 23
ALPHABET INC CAP STK CL C 02079K107 582 488 SH DFND 1,2 488 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 498 46615 SH DFND 3,4 0 0 46615
ALPS ETF TR RIVERFRNT DYMC 00162Q528 250 7496 SH DFND 3,4 0 0 7496
ALPS ETF TR RIVERFRONT DYM 00162Q536 951 39834 SH DFND 3,4 0 0 39834
ALPS ETF TR RIVERFRONT UNC 00162Q544 823 32452 SH DFND 3,4 0 0 32452
ALPS ETF TR ALERIAN MLP 00162Q866 155 14547 SH DFND 1,2 14547 0 0
ALTRIA GROUP INC COM 02209S103 272 4510 SH DFND 3,4 0 0 4510
ALTRIA GROUP INC COM 02209S103 2107 34928 SH DFND 1,2 34012 910 6
AMAZON COM INC COM 023135106 3379 1687 SH DFND 3,4 0 0 1687
AMAZON COM INC COM 023135106 1194 596 SH DFND 1,2 596 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 215 5196 SH DFND 3,4 0 0 5196
AMERICAN AIRLS GROUP INC COM 02376R102 16 388 SH DFND 1,2 388 0 0
AMERICAN ELEC PWR INC COM 025537101 63 885 SH DFND 3,4 0 0 885
AMERICAN ELEC PWR INC COM 025537101 515 7270 SH DFND 1,2 7038 232 0
AMERICAN EXPRESS CO COM 025816109 20 189 SH DFND 3,4 0 0 189
AMERICAN EXPRESS CO COM 025816109 245 2304 SH DFND 1,2 2304 0 0
AMERICAN TOWER CORP NEW COM 03027X100 38 262 SH DFND 3,4 0 0 262
AMERICAN TOWER CORP NEW COM 03027X100 237 1631 SH DFND 1,2 1631 0 0
AMGEN INC COM 031162100 313 1511 SH DFND 3,4 0 0 1511
AMGEN INC COM 031162100 409 1974 SH DFND 1,2 1974 0 0
AMPHENOL CORP NEW CL A 032095101 349 3713 SH DFND 3,4 0 0 3713
AMPHENOL CORP NEW CL A 032095101 434 4619 SH DFND 1,2 4396 0 223
APPLE INC COM 037833100 6509 28834 SH DFND 3,4 0 0 28834
APPLE INC COM 037833100 3442 15247 SH DFND 1,2 15018 0 229
APTIV PLC SHS G6095L109 385 4583 SH DFND 3,4 0 0 4583
APTIV PLC SHS G6095L109 123 1466 SH DFND 1,2 1466 0 0
AQUANTIA CORP COM 03842Q108 1271 99400 SH DFND 3,4 0 0 99400
ASTRAZENECA PLC SPONSORED ADR 046353108 965 24387 SH DFND 1,2 23667 720 0
AT&T INC COM 00206R102 1064 31691 SH DFND 3,4 0 0 31691
AT&T INC COM 00206R102 2409 71758 SH DFND 1,2 71091 651 16
AUTOMATIC DATA PROCESSING IN COM 053015103 203 1349 SH DFND 3,4 0 0 1349
AUTOMATIC DATA PROCESSING IN COM 053015103 406 2693 SH DFND 1,2 2693 0 0
AVERY DENNISON CORP COM 053611109 207 1913 SH DFND 1,2 1913 0 0
BAIDU INC SPON ADR REP A 056752108 1461 6390 SH DFND 3,4 0 0 6390
BAIDU INC SPON ADR REP A 056752108 51 224 SH DFND 1,2 224 0 0
BANCO SANTANDER SA ADR 05964H105 181 36255 SH DFND 1,2 36255 0 0
BANK AMER CORP COM 060505104 57 1935 SH DFND 3,4 0 0 1935
BANK AMER CORP COM 060505104 872 29600 SH DFND 1,2 29600 0 0
BAXTER INTL INC COM 071813109 271 3522 SH DFND 1,2 3522 0 0
BCE INC COM NEW 05534B760 58 1429 SH DFND 3,4 0 0 1429
BCE INC COM NEW 05534B760 1203 29694 SH DFND 1,2 28736 958 0
BECTON DICKINSON & CO COM 075887109 612 2343 SH DFND 3,4 0 0 2343
BECTON DICKINSON & CO COM 075887109 141 541 SH DFND 1,2 541 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 471 2200 SH DFND 3,4 0 0 2200
BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 841 3924 SH DFND 1,2 3817 0 107
BEST BUY INC COM 086516101 225 2841 SH DFND 1,2 2841 0 0
BLACKROCK INC COM 09247X101 75 159 SH DFND 3,4 0 0 159
BLACKROCK INC COM 09247X101 197 418 SH DFND 1,2 418 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 185 14500 SH DFND 1,2 14500 0 0
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 12 550 SH DFND 3,4 0 0 550
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 2727 128657 SH DFND 1,2 128525 0 132
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 369 9703 SH DFND 3,4 0 0 9703
BLACKSTONE GSO FLTING RTE FU COM 09256U105 455 25280 SH DFND 3,4 0 0 25280
BOEING CO COM 097023105 3010 8093 SH DFND 3,4 0 0 8093
BOEING CO COM 097023105 354 953 SH DFND 1,2 953 0 0
BOOKING HLDGS INC COM 09857L108 825 416 SH DFND 1,2 401 0 15
BP PLC SPONSORED ADR 055622104 26 563 SH DFND 3,4 0 0 563
BP PLC SPONSORED ADR 055622104 1361 29535 SH DFND 1,2 28779 756 0
BRINKS CO COM 109696104 361 5187 SH DFND 1,2 5187 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 209 3368 SH DFND 3,4 0 0 3368
BRISTOL MYERS SQUIBB CO COM 110122108 341 5486 SH DFND 1,2 5486 0 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 35 746 SH DFND 3,4 0 0 746
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 535 11462 SH DFND 1,2 11146 316 0
BROADCOM INC COM 11135F101 30 122 SH DFND 3,4 0 0 122
BROADCOM INC COM 11135F101 743 3012 SH DFND 1,2 3010 0 2
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1875 14209 SH DFND 1,2 13924 0 285
BUNGE LIMITED COM G16962105 517 7525 SH DFND 3,4 0 0 7525
CACTUS INC CL A 127203107 367 9595 SH DFND 3,4 0 0 9595
CAPITAL SOUTHWEST CORP COM 140501107 1053 55500 SH DFND 3,4 0 0 55500
CARDINAL HEALTH INC COM 14149Y108 253 4683 SH DFND 1,2 4627 50 6
CARGURUS INC COM CL A 141788109 364 6531 SH DFND 3,4 0 0 6531
CARNIVAL CORP UNIT 99/99/9999 143658300 28 440 SH DFND 3,4 0 0 440
CARNIVAL CORP UNIT 99/99/9999 143658300 270 4225 SH DFND 1,2 4219 0 6
CATERPILLAR INC DEL COM 149123101 61 399 SH DFND 3,4 0 0 399
CATERPILLAR INC DEL COM 149123101 303 1991 SH DFND 1,2 1988 0 3
CBOE GLOBAL MARKETS INC COM 12503M108 557 5800 SH DFND 3,4 0 0 5800
CBOE GLOBAL MARKETS INC COM 12503M108 31 326 SH DFND 1,2 326 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 797 8501 SH DFND 1,2 8230 271 0
CDW CORP COM 12514G108 435 4882 SH DFND 1,2 4882 0 0
CELGENE CORP COM 151020104 99 1103 SH DFND 3,4 0 0 1103
CELGENE CORP COM 151020104 283 3162 SH DFND 1,2 3150 0 12
CEMEX SAB DE CV SPON ADR NEW 151290889 77 10951 SH DFND 1,2 10951 0 0
CENTENE CORP DEL COM 15135B101 1709 11804 SH DFND 1,2 11627 0 177
CHEVRON CORP NEW COM 166764100 324 2651 SH DFND 3,4 0 0 2651
CHEVRON CORP NEW COM 166764100 1753 14337 SH DFND 1,2 14183 152 2
CHUBB LIMITED COM H1467J104 72 540 SH DFND 3,4 0 0 540
CHUBB LIMITED COM H1467J104 627 4690 SH DFND 1,2 4512 0 178
CINTAS CORP COM 172908105 659 3330 SH DFND 3,4 0 0 3330
CINTAS CORP COM 172908105 54 271 SH DFND 1,2 271 0 0
CISCO SYS INC COM 17275R102 428 8806 SH DFND 3,4 0 0 8806
CISCO SYS INC COM 17275R102 1492 30665 SH DFND 1,2 30543 100 22
CITIGROUP INC COM NEW 172967424 262 3653 SH DFND 3653 0 0
CITIGROUP INC COM NEW 172967424 19 262 SH DFND 3,4 0 0 262
CITIGROUP INC COM NEW 172967424 255 3558 SH DFND 1,2 3558 0 0
CLEAN ENERGY FUELS CORP COM 184499101 60 23000 SH DFND 1,2 23000 0 0
CLEAN HARBORS INC COM 184496107 977 13651 SH DFND 1,2 13502 0 149
CLOROX CO DEL COM 189054109 143 950 SH DFND 3,4 0 0 950
CLOROX CO DEL COM 189054109 62 411 SH DFND 1,2 411 0 0
CME GROUP INC COM CL A 12572Q105 399 2345 SH DFND 3,4 0 0 2345
CME GROUP INC COM CL A 12572Q105 752 4423 SH DFND 1,2 4395 23 5
CNA FINL CORP COM 126117100 202 4442 SH DFND 1,2 4433 0 9
COCA COLA CO COM 191216100 1067 23105 SH DFND 3,4 0 0 23105
COCA COLA CO COM 191216100 1654 35818 SH DFND 1,2 34832 986 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 399 5165 SH DFND 1,2 5056 0 109
COMCAST CORP NEW CL A 20030N101 63 1766 SH DFND 3,4 0 0 1766
COMCAST CORP NEW CL A 20030N101 318 8975 SH DFND 1,2 8965 0 10
CONOCOPHILLIPS COM 20825C104 27 356 SH DFND 3,4 0 0 356
CONOCOPHILLIPS COM 20825C104 252 3257 SH DFND 1,2 3257 0 0
CONTROL4 CORP COM 21240D107 330 9602 SH DFND 3,4 0 0 9602
COSTCO WHSL CORP NEW COM 22160K105 157 669 SH DFND 3,4 0 0 669
COSTCO WHSL CORP NEW COM 22160K105 133 568 SH DFND 1,2 568 0 0
CRACKER BARREL OLD CTRY STOR COM 22410J106 118 800 SH DFND 3,4 0 0 800
CRACKER BARREL OLD CTRY STOR COM 22410J106 118 802 SH DFND 1,2 754 0 48
CROWN CASTLE INTL CORP NEW COM 22822V101 402 3615 SH DFND 3,4 0 0 3615
CROWN CASTLE INTL CORP NEW COM 22822V101 1298 11661 SH DFND 1,2 11254 407 0
CSI COMPRESSCO LP COM UNIT 12637A103 490 95150 SH DFND 3,4 0 0 95150
CSX CORP COM 126408103 562 7590 SH DFND 3,4 0 0 7590
CSX CORP COM 126408103 83 1127 SH DFND 1,2 1127 0 0
CULLEN FROST BANKERS INC COM 229899109 764 7317 SH DFND 3,4 0 0 7317
CVS HEALTH CORP COM 126650100 147 1862 SH DFND 3,4 0 0 1862
CVS HEALTH CORP COM 126650100 477 6056 SH DFND 1,2 6046 0 10
D R HORTON INC COM 23331A109 220 5214 SH DFND 1,2 5214 0 0
DANAHER CORP DEL COM 235851102 347 3197 SH DFND 3,4 0 0 3197
DANAHER CORP DEL COM 235851102 103 947 SH DFND 1,2 947 0 0
DARLING INGREDIENTS INC COM 237266101 620 32080 SH DFND 1,2 32038 0 42
DASEKE INC COM 23753F107 749 93350 SH DFND 3,4 0 0 93350
DEVON ENERGY CORP NEW COM 25179M103 300 7499 SH DFND 3,4 0 0 7499
DEVON ENERGY CORP NEW COM 25179M103 18 460 SH DFND 1,2 460 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 369 2603 SH DFND 3,4 0 0 2603
DIAGEO P L C SPON ADR NEW 25243Q205 202 1425 SH DFND 1,2 1425 0 0
DIAMONDBACK ENERGY INC COM 25278X109 1231 9106 SH DFND 3,4 0 0 9106
DIAMONDBACK ENERGY INC COM 25278X109 21 157 SH DFND 1,2 157 0 0
DIEBOLD NXDF INC COM 253651103 91 20100 SH DFND 1,2 20100 0 0
DISCOVERY INC COM SER A 25470F104 485 15145 SH DFND 3,4 0 0 15145
DISCOVERY INC COM SER A 25470F104 1 17 SH DFND 1,2 17 0 0
DISNEY WALT CO COM DISNEY 254687106 235 2010 SH DFND 3,4 0 0 2010
DISNEY WALT CO COM DISNEY 254687106 262 2242 SH DFND 1,2 2241 0 1
DOLLAR GEN CORP NEW COM 256677105 347 3179 SH DFND 3,4 0 0 3179
DOLLAR GEN CORP NEW COM 256677105 19 175 SH DFND 1,2 175 0 0
DOLLAR TREE INC COM 256746108 449 5510 SH DFND 1,2 5293 0 217
DOMINION ENERGY INC COM 25746U109 202 2875 SH DFND 3,4 0 0 2875
DOMINION ENERGY INC COM 25746U109 1303 18549 SH DFND 1,2 18047 499 3
DUKE ENERGY CORP NEW COM NEW 26441C204 75 938 SH DFND 3,4 0 0 938
DUKE ENERGY CORP NEW COM NEW 26441C204 1191 14886 SH DFND 1,2 14384 502 0
DUNKIN BRANDS GROUP INC COM 265504100 278 3775 SH DFND 3,4 0 0 3775
DUNKIN BRANDS GROUP INC COM 265504100 92 1243 SH DFND 1,2 1243 0 0
DXC TECHNOLOGY CO COM 23355L106 51 540 SH DFND 3,4 0 0 540
DXC TECHNOLOGY CO COM 23355L106 233 2493 SH DFND 1,2 2493 0 0
DYCOM INDS INC COM 267475101 285 3376 SH DFND 1,2 3376 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 102 15880 SH DFND 3,4 0 0 15880
EATON VANCE TAX MNGD GBL DV COM 27829F108 104 10900 SH DFND 3,4 0 0 10900
EATON VANCE TAX MNGD GBL DV COM 27829F108 90 9450 SH DFND 1,2 9450 0 0
EATON VANCE TX MNG BY WRT OP COM 27828Y108 1115 69225 SH DFND 1,2 69095 0 130
ECOLAB INC COM 278865100 35 223 SH DFND 3,4 0 0 223
ECOLAB INC COM 278865100 398 2533 SH DFND 1,2 2453 0 80
EMERSON ELEC CO COM 291011104 11 139 SH DFND 3,4 0 0 139
EMERSON ELEC CO COM 291011104 294 3833 SH DFND 1,2 3800 30 3
ENTERPRISE PRODS PARTNERS L COM 293792107 653 22724 SH DFND 3,4 0 0 22724
ENTERPRISE PRODS PARTNERS L COM 293792107 22 770 SH DFND 1,2 770 0 0
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 287 7156 SH DFND 3,4 0 0 7156
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 194 10585 SH DFND 3,4 0 0 10585
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 3900 212770 SH DFND 1,2 212512 0 258
EXELON CORP COM 30161N101 356 8159 SH DFND 3,4 0 0 8159
EXELON CORP COM 30161N101 128 2935 SH DFND 1,2 2935 0 0
EXPEDIA GROUP INC COM NEW 30212P303 235 1805 SH DFND 1,2 1799 0 6
EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 319 15799 SH DFND 1,2 15799 0 0
EXXON MOBIL CORP COM 30231G102 987 11605 SH DFND 3,4 0 0 11605
EXXON MOBIL CORP COM 30231G102 3116 36659 SH DFND 1,2 35965 691 3
FACEBOOK INC CL A 30303M102 1211 7363 SH DFND 3,4 0 0 7363
FACEBOOK INC CL A 30303M102 1022 6211 SH DFND 1,2 6125 0 86
FASTENAL CO COM 311900104 463 7975 SH DFND 1,2 7725 0 250
FEDEX CORP COM 31428X106 825 3425 SH DFND 3,4 0 0 3425
FEDEX CORP COM 31428X106 127 528 SH DFND 1,2 528 0 0
FIBROGEN INC COM 31572Q808 3269 53810 SH DFND 3,4 0 0 53810
FIRST DATA CORP NEW COM CL A 32008D106 231 9444 SH DFND 3,4 0 0 9444
FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 2131 34486 SH DFND 3,4 0 0 34486
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2600 43326 SH DFND 3,4 0 0 43326
FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 878 17232 SH DFND 3,4 0 0 17232
FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 486 26187 SH DFND 3,4 0 0 26187
FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 1128 29355 SH DFND 3,4 0 0 29355
FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 1270 40229 SH DFND 3,4 0 0 40229
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1209 63275 SH DFND 3,4 0 0 63275
FIRST TR SR FLG RTE INCM FD COM 33733U108 141 11075 SH DFND 3,4 0 0 11075
FIVE BELOW INC COM 33829M101 306 2354 SH DFND 3,4 0 0 2354
FIVE BELOW INC COM 33829M101 9 71 SH DFND 1,2 71 0 0
FIVE PRIME THERAPEUTICS INC COM 33830X104 554 39824 SH DFND 3,4 0 0 39824
FLEXSHARES TR MORNSTAR UPSTR 33939L407 1029 30411 SH DFND 1,2 30411 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 248 5308 SH DFND 1,2 5308 0 0
FLOWSERVE CORP COM 34354P105 602 11010 SH DFND 1,2 10935 0 75
FLUOR CORP NEW COM 343412102 239 4109 SH DFND 3,4 0 0 4109
FLUOR CORP NEW COM 343412102 40 684 SH DFND 1,2 684 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 125 13508 SH DFND 3,4 0 0 13508
FORD MTR CO DEL COM PAR $0.01 345370860 45 4914 SH DFND 1,2 4914 0 0
FORTIVE CORP COM 34959J108 823 9777 SH DFND 3,4 0 0 9777
FORTIVE CORP COM 34959J108 23 273 SH DFND 1,2 273 0 0
GENERAL DYNAMICS CORP COM 369550108 140 685 SH DFND 3,4 0 0 685
GENERAL DYNAMICS CORP COM 369550108 214 1043 SH DFND 1,2 1043 0 0
GENERAL ELECTRIC CO COM 369604103 71 6324 SH DFND 3,4 0 0 6324
GENERAL ELECTRIC CO COM 369604103 98 8702 SH DFND 1,2 8702 0 0
GENERAL MLS INC COM 370334104 378 8808 SH DFND 3,4 0 0 8808
GENERAL MLS INC COM 370334104 590 13755 SH DFND 1,2 13322 433 0
GILEAD SCIENCES INC COM 375558103 174 2248 SH DFND 3,4 0 0 2248
GILEAD SCIENCES INC COM 375558103 290 3755 SH DFND 1,2 3751 0 4
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 33 825 SH DFND 3,4 0 0 825
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1044 25984 SH DFND 1,2 25163 821 0
GLOBAL X FDS GLBL X MLP ETF 37950E473 1018 106549 SH DFND 3,4 0 0 106549
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 1496 112390 SH DFND 1,2 111010 0 1380
GOLDMAN SACHS GROUP INC COM 38141G104 36 162 SH DFND 3,4 0 0 162
GOLDMAN SACHS GROUP INC COM 38141G104 204 910 SH DFND 1,2 901 0 9
GRAHAM CORP COM 384556106 337 11955 SH DFND 3,4 0 0 11955
GREAT WESTN BANCORP INC COM 391416104 744 17640 SH DFND 3,4 0 0 17640
GREAT WESTN BANCORP INC COM 391416104 7 160 SH DFND 1,2 160 0 0
HANESBRANDS INC COM 410345102 552 29954 SH DFND 1,2 29708 0 246
HARRIS CORP DEL COM 413875105 121 715 SH DFND 3,4 0 0 715
HARRIS CORP DEL COM 413875105 80 472 SH DFND 1,2 472 0 0
HASBRO INC COM 418056107 203 1933 SH DFND 3,4 0 0 1933
HASBRO INC COM 418056107 129 1228 SH DFND 1,2 1228 0 0
HCA HEALTHCARE INC COM 40412C101 373 2680 SH DFND 3,4 0 0 2680
HCA HEALTHCARE INC COM 40412C101 7 48 SH DFND 1,2 48 0 0
HEALTHEQUITY INC COM 42226A107 495 5239 SH DFND 3,4 0 0 5239
HEARTLAND FINL USA INC COM 42234Q102 293 5053 SH DFND 1,2 5053 0 0
HECLA MNG CO COM 422704106 775 277771 SH DFND 3,4 0 0 277771
HELIX ENERGY SOLUTIONS GRP I COM 42330P107 830 83988 SH DFND 3,4 0 0 83988
HOME DEPOT INC COM 437076102 1671 8065 SH DFND 3,4 0 0 8065
HOME DEPOT INC COM 437076102 645 3117 SH DFND 1,2 3116 0 1
HONDA MOTOR LTD AMERN SHS 438128308 3 100 SH DFND 3,4 0 0 100
HONDA MOTOR LTD AMERN SHS 438128308 207 6896 SH DFND 1,2 6896 0 0
HONEYWELL INTL INC COM 438516106 454 2726 SH DFND 3,4 0 0 2726
HONEYWELL INTL INC COM 438516106 440 2647 SH DFND 1,2 2647 0 0
HP INC COM 40434L105 383 14869 SH DFND 1,2 14764 95 10
HSBC HLDGS PLC SPON ADR NEW 404280406 3 73 SH DFND 3,4 0 0 73
HSBC HLDGS PLC SPON ADR NEW 404280406 258 5875 SH DFND 1,2 5875 0 0
HUNTINGTON INGALLS INDS INC COM 446413106 233 910 SH DFND 3,4 0 0 910
HUNTINGTON INGALLS INDS INC COM 446413106 33 127 SH DFND 1,2 127 0 0
ICON PLC SHS G4705A100 242 1573 SH DFND 1,2 1573 0 0
IDEX CORP COM 45167R104 1328 8813 SH DFND 1,2 8610 0 203
ILLINOIS TOOL WKS INC COM 452308109 141 1000 SH DFND 3,4 0 0 1000
ILLINOIS TOOL WKS INC COM 452308109 126 896 SH DFND 1,2 896 0 0
ING GROEP N V SPONSORED ADR 456837103 130 10036 SH DFND 1,2 10036 0 0
INSULET CORP COM 45784P101 478 4514 SH DFND 3,4 0 0 4514
INTEL CORP COM 458140100 330 6984 SH DFND 3,4 0 0 6984
INTEL CORP COM 458140100 742 15689 SH DFND 1,2 15677 0 12
INTERNATIONAL BUSINESS MACHS COM 459200101 365 2416 SH DFND 3,4 0 0 2416
INTERNATIONAL BUSINESS MACHS COM 459200101 594 3932 SH DFND 1,2 3910 17 5
INTL PAPER CO COM 460146103 138 2800 SH DFND 3,4 0 0 2800
INTL PAPER CO COM 460146103 327 6650 SH DFND 1,2 6572 71 7
INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 635 25136 SH DFND 1,2 25136 0 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2018 HY 46138J205 206 8200 SH DFND 3,4 0 0 8200
INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 295 12130 SH DFND 3,4 0 0 12130
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 246 2071 SH DFND 3,4 0 0 2071
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 6 200 SH DFND 3,4 0 0 200
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 954 30000 SH DFND 1,2 30000 0 0
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 313 13720 SH DFND 3,4 0 0 13720
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 144 2912 SH DFND 3,4 0 0 2912
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 445 19214 SH DFND 3,4 0 0 19214
INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 881 30291 SH DFND 3,4 0 0 30291
INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 890 35752 SH DFND 3,4 0 0 35752
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 184 8037 SH DFND 1,2 7992 0 45
INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 1214 22460 SH DFND 1,2 22460 0 0
INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1011 20426 SH DFND 1,2 20426 0 0
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 269 11601 SH DFND 1,2 11601 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 908 4886 SH DFND 3,4 0 0 4886
INVESCO QQQ TR UNIT SER 1 46090E103 3530 19000 SH Put DFND 3,4 0 0 19000
INVESCO QQQ TR UNIT SER 1 46090E103 5705 30708 SH DFND 1,2 30708 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 885 14692 SH DFND 1,2 14602 0 90
ISHARES SILVER TRUST ISHARES 46428Q109 430 31301 SH DFND 3,4 0 0 31301
ISHARES TR 1 3 YR TREAS BD 464287457 158 1905 SH DFND 3,4 0 0 1905
ISHARES TR 20 YR TR BD ETF 464287432 299 2549 SH DFND 3,4 0 0 2549
ISHARES TR 20 YR TR BD ETF 464287432 2111 18000 SH Put DFND 3,4 0 0 18000
ISHARES TR CHINA LG-CAP ETF 464287184 825 19275 SH DFND 3,4 0 0 19275
ISHARES TR CORE MSCI TOTAL 46432F834 422 7000 SH DFND 3,4 0 0 7000
ISHARES TR CORE S&P MCP ETF 464287507 2179 10827 SH DFND 3,4 0 0 10827
ISHARES TR CORE S&P SCP ETF 464287804 1323 15166 SH DFND 3,4 0 0 15166
ISHARES TR CORE S&P TTL STK 464287150 938 14075 SH DFND 3,4 0 0 14075
ISHARES TR CORE S&P500 ETF 464287200 1016 3472 SH DFND 3,4 0 0 3472
ISHARES TR FLTG RATE NT ETF 46429B655 556 10894 SH DFND 3,4 0 0 10894
ISHARES TR GLB CNSM STP ETF 464288737 400 7952 SH DFND 3,4 0 0 7952
ISHARES TR IBONDS DEC22 ETF 46434VBA7 777 31935 SH DFND 3,4 0 0 31935
ISHARES TR IBONDS DEC24 ETF 46434VBG4 983 40780 SH DFND 3,4 0 0 40780
ISHARES TR IBOXX HI YD ETF 464288513 165 1910 SH DFND 3,4 0 0 1910
ISHARES TR IBOXX INV CP ETF 464287242 2 18 SH DFND 3,4 0 0 18
ISHARES TR INTL MOMENTUM FT 46434V449 2152 70661 SH DFND 3,4 0 0 70661
ISHARES TR INTL SEL DIV ETF 464288448 104 3200 SH DFND 3,4 0 0 3200
ISHARES TR MSCI EAFE ETF 464287465 293 4309 SH DFND 3,4 0 0 4309
ISHARES TR MSCI EMG MKT ETF 464287234 30 710 SH DFND 3,4 0 0 710
ISHARES TR RUS 2000 GRW ETF 464287648 10 45 SH DFND 3,4 0 0 45
ISHARES TR RUSSELL 2000 ETF 464287655 649 3849 SH DFND 3,4 0 0 3849
ISHARES TR S&P MC 400GR ETF 464287606 6 24 SH DFND 3,4 0 0 24
ISHARES TR S&P US PFD STK 464288687 15 400 SH DFND 3,4 0 0 400
ISHARES TR SELECT DIVID ETF 464287168 682 6833 SH DFND 3,4 0 0 6833
ISHARES TR SH TR CRPORT ETF 464288646 364 7022 SH DFND 3,4 0 0 7022
ISHARES TR SHORT TREAS BD 464288679 2185 19780 SH DFND 3,4 0 0 19780
ISHARES TR SHRT NAT MUN ETF 464288158 554 5291 SH DFND 3,4 0 0 5291
ISHARES TR TIPS BD ETF 464287176 1168 10562 SH DFND 3,4 0 0 10562
ISHARES TR US AER DEF ETF 464288760 1871 8646 SH DFND 3,4 0 0 8646
ISHARES TR USA MOMENTUM FCT 46432F396 3550 29831 SH DFND 3,4 0 0 29831
ISHARES TR 1 3 YR TREAS BD 464287457 8382 100880 SH DFND 1,2 100552 21 307
ISHARES TR 20 YR TR BD ETF 464287432 10729 91491 SH DFND 1,2 91431 0 60
ISHARES TR 3 7 YR TREAS BD 464288661 4714 39590 SH DFND 1,2 38925 30 635
ISHARES TR CORE 1 5 YR USD 46432F859 3040 62031 SH DFND 1,2 61901 0 130
ISHARES TR CORE S&P MCP ETF 464287507 1478 7341 SH DFND 1,2 7341 0 0
ISHARES TR CORE S&P SCP ETF 464287804 6216 71260 SH DFND 1,2 71260 0 0
ISHARES TR CORE S&P500 ETF 464287200 427 1458 SH DFND 1,2 1458 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 12344 241956 SH DFND 1,2 237711 192 4053
ISHARES TR IBOXX HI YD ETF 464288513 107 1233 SH DFND 1,2 1233 0 0
ISHARES TR IBOXX INV CP ETF 464287242 4553 39619 SH DFND 1,2 39347 19 253
ISHARES TR INTL SEL DIV ETF 464288448 3398 104160 SH DFND 1,2 103969 0 191
ISHARES TR INTRM TR CRP ETF 464288638 1081 20361 SH DFND 1,2 19699 0 662
ISHARES TR JPMORGAN USD EMG 464288281 1450 13452 SH DFND 1,2 13255 17 180
ISHARES TR MBS ETF 464288588 10538 101992 SH DFND 1,2 100184 77 1731
ISHARES TR MSCI EAFE ETF 464287465 2020 29707 SH DFND 1,2 29707 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 304 7075 SH DFND 1,2 4407 0 2668
ISHARES TR MSCI EURO FL ETF 464289180 264 13002 SH DFND 1,2 13002 0 0
ISHARES TR MSCI KLD400 SOC 464288570 616 5770 SH DFND 1,2 5770 0 0
ISHARES TR RUS 1000 ETF 464287622 1331 8228 SH DFND 1,2 8228 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 333 2133 SH DFND 1,2 2133 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 340 1583 SH DFND 1,2 1583 0 0
ISHARES TR RUS MID CAP ETF 464287499 944 4282 SH DFND 1,2 4282 0 0
ISHARES TR RUS TOP 200 ETF 464289446 7838 115975 SH DFND 1,2 115571 0 404
ISHARES TR RUSSELL 2000 ETF 464287655 1910 11334 SH DFND 1,2 11334 0 0
ISHARES TR S&P MC 400GR ETF 464287606 359 1540 SH DFND 1,2 1540 0 0
ISHARES TR S&P MC 400VL ETF 464287705 234 1400 SH DFND 1,2 1400 0 0
ISHARES TR S&P US PFD STK 464288687 4630 124720 SH DFND 1,2 124018 525 177
ISHARES TR SELECT DIVID ETF 464287168 247 2472 SH DFND 1,2 2472 0 0
ISHARES TR SH TR CRPORT ETF 464288646 5770 111316 SH DFND 1,2 110886 0 430
ISHARES TR SHORT TREAS BD 464288679 54 485 SH DFND 1,2 485 0 0
JOHNSON & JOHNSON COM 478160104 1162 8411 SH DFND 3,4 0 0 8411
JOHNSON & JOHNSON COM 478160104 1745 12628 SH DFND 1,2 12544 78 6
JPMORGAN CHASE & CO COM 46625H100 3079 27284 SH DFND 3,4 0 0 27284
JPMORGAN CHASE & CO COM 46625H100 1055 9345 SH DFND 1,2 9340 0 5
KAYNE ANDERSN MLP MIDS INVT COM 486606106 1326 74331 SH DFND 1,2 74331 0 0
KIMBERLY CLARK CORP COM 494368103 130 1146 SH DFND 3,4 0 0 1146
KIMBERLY CLARK CORP COM 494368103 980 8623 SH DFND 1,2 8436 187 0
KNOWLES CORP COM 49926D109 453 27249 SH DFND 1,2 27147 0 102
KRAFT HEINZ CO COM 500754106 22 394 SH DFND 3,4 0 0 394
KRAFT HEINZ CO COM 500754106 304 5505 SH DFND 1,2 5300 205 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 356 2049 SH DFND 3,4 0 0 2049
LABORATORY CORP AMER HLDGS COM NEW 50540R409 127 728 SH DFND 1,2 728 0 0
LAM RESEARCH CORP COM 512807108 256 1688 SH DFND 1,2 1688 0 0
LAS VEGAS SANDS CORP COM 517834107 77 1290 SH DFND 3,4 0 0 1290
LAS VEGAS SANDS CORP COM 517834107 265 4462 SH DFND 1,2 4455 0 7
LEGGETT & PLATT INC COM 524660107 40 913 SH DFND 3,4 0 0 913
LEGGETT & PLATT INC COM 524660107 167 3807 SH DFND 1,2 3768 35 4
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 79 26140 SH DFND 1,2 26140 0 0
LOCKHEED MARTIN CORP COM 539830109 1746 5046 SH DFND 3,4 0 0 5046
LOCKHEED MARTIN CORP COM 539830109 851 2460 SH DFND 1,2 2432 27 1
LOWES COS INC COM 548661107 190 1651 SH DFND 3,4 0 0 1651
LOWES COS INC COM 548661107 211 1836 SH DFND 1,2 1836 0 0
M D C HLDGS INC COM 552676108 219 7400 SH DFND 3,4 0 0 7400
MARATHON PETE CORP COM 56585A102 241 3014 SH DFND 3,4 0 0 3014
MARATHON PETE CORP COM 56585A102 138 1721 SH DFND 1,2 1721 0 0
MARSH & MCLENNAN COS INC COM 571748102 346 4184 SH DFND 3,4 0 0 4184
MARSH & MCLENNAN COS INC COM 571748102 61 743 SH DFND 1,2 743 0 0
MASTERCARD INCORPORATED CL A 57636Q104 1207 5421 SH DFND 3,4 0 0 5421
MASTERCARD INCORPORATED CL A 57636Q104 1029 4622 SH DFND 1,2 4500 0 122
MAXIM INTEGRATED PRODS INC COM 57772K101 12 216 SH DFND 3,4 0 0 216
MAXIM INTEGRATED PRODS INC COM 57772K101 251 4450 SH DFND 1,2 4444 0 6
MCCORMICK & CO INC COM NON VTG 579780206 231 1754 SH DFND 3,4 0 0 1754
MCCORMICK & CO INC COM NON VTG 579780206 115 874 SH DFND 1,2 874 0 0
MCDONALDS CORP COM 580135101 498 2978 SH DFND 3,4 0 0 2978
MCDONALDS CORP COM 580135101 1143 6836 SH DFND 1,2 6833 0 3
MEDTRONIC PLC SHS G5960L103 146 1480 SH DFND 3,4 0 0 1480
MEDTRONIC PLC SHS G5960L103 131 1336 SH DFND 1,2 1336 0 0
MERCADOLIBRE INC COM 58733R102 460 1350 SH DFND 3,4 0 0 1350
MERCK & CO INC COM 58933Y105 240 3385 SH DFND 3,4 0 0 3385
MERCK & CO INC COM 58933Y105 842 11873 SH DFND 1,2 11868 0 5
MICRON TECHNOLOGY INC COM 595112103 183 4045 SH DFND 3,4 0 0 4045
MICRON TECHNOLOGY INC COM 595112103 40 874 SH DFND 1,2 874 0 0
MICROSOFT CORP COM 594918104 4546 39747 SH DFND 3,4 0 0 39747
MICROSOFT CORP COM 594918104 2145 18760 SH DFND 1,2 18664 46 50
MIDDLEBY CORP COM 596278101 320 2473 SH DFND 1,2 2345 0 128
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 167 26980 SH DFND 1,2 26980 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 49 13985 SH DFND 1,2 13985 0 0
MORGAN STANLEY COM NEW 617446448 29 625 SH DFND 3,4 0 0 625
MORGAN STANLEY COM NEW 617446448 180 3863 SH DFND 1,2 3863 0 0
MOTUS GI HLDGS INC COM 62014P108 618 121100 SH DFND 3,4 0 0 121100
MURPHY USA INC COM 626755102 835 9771 SH DFND 1,2 9643 0 128
NATIONAL GRID PLC SPONSORED ADR NE 636274409 6 114 SH DFND 3,4 0 0 114
NATIONAL GRID PLC SPONSORED ADR NE 636274409 806 15539 SH DFND 1,2 14990 549 0
NETFLIX INC COM 64110L106 1679 4489 SH DFND 3,4 0 0 4489
NETFLIX INC COM 64110L106 718 1918 SH DFND 1,2 1918 0 0
NEWFIELD EXPL CO COM 651290108 667 23171 SH DFND 1,2 22809 0 362
NEXTERA ENERGY INC COM 65339F101 108 643 SH DFND 3,4 0 0 643
NEXTERA ENERGY INC COM 65339F101 524 3130 SH DFND 1,2 3128 0 2
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 139 12000 SH DFND 3,4 0 0 12000
NIKE INC CL B 654106103 117 1382 SH DFND 3,4 0 0 1382
NIKE INC CL B 654106103 137 1615 SH DFND 1,2 1615 0 0
NORFOLK SOUTHERN CORP COM 655844108 339 1880 SH DFND 3,4 0 0 1880
NORFOLK SOUTHERN CORP COM 655844108 215 1194 SH DFND 1,2 1194 0 0
NORTHROP GRUMMAN CORP COM 666807102 559 1762 SH DFND 3,4 0 0 1762
NORTHROP GRUMMAN CORP COM 666807102 253 797 SH DFND 1,2 797 0 0
NOVARTIS A G SPONSORED ADR 66987V109 14 167 SH DFND 3,4 0 0 167
NOVARTIS A G SPONSORED ADR 66987V109 430 4993 SH DFND 1,2 4993 0 0
NOVO-NORDISK A S ADR 670100205 371 7869 SH DFND 1,2 7855 0 14
NUVEEN MUN VALUE FD INC COM 670928100 224 23914 SH DFND 3,4 0 0 23914
NUVEEN MUN VALUE FD INC COM 670928100 121 12879 SH DFND 1,2 12879 0 0
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 119 12371 SH DFND 3,4 0 0 12371
NUVEEN SR INCOME FD COM 67067Y104 95 15500 SH DFND 3,4 0 0 15500
NVENT ELECTRIC PLC SHS G6700G107 213 7867 SH DFND 1,2 7691 0 176
NVIDIA CORP COM 67066G104 170 605 SH DFND 3,4 0 0 605
NVIDIA CORP COM 67066G104 273 972 SH DFND 1,2 972 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 303 3683 SH DFND 3,4 0 0 3683
OCCIDENTAL PETE CORP DEL COM 674599105 1173 14276 SH DFND 1,2 13797 479 0
OGE ENERGY CORP COM 670837103 153 4200 SH DFND 3,4 0 0 4200
OGE ENERGY CORP COM 670837103 372 10240 SH DFND 1,2 9935 0 305
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 538 5603 SH DFND 3,4 0 0 5603
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 10 109 SH DFND 1,2 109 0 0
ONEOK INC NEW COM 682680103 98 1451 SH DFND 3,4 0 0 1451
ONEOK INC NEW COM 682680103 344 5063 SH DFND 1,2 5056 0 7
ORACLE CORP COM 68389X105 20 387 SH DFND 3,4 0 0 387
ORACLE CORP COM 68389X105 272 5274 SH DFND 1,2 5274 0 0
ORGANOVO HLDGS INC COM 68620A104 25 21367 SH DFND 3,4 0 0 21367
PACER FDS TR TRENDP US LAR CP 69374H105 542 17218 SH DFND 3,4 0 0 17218
PACER FDS TR TRENDPILOT EUR 69374H808 255 9616 SH DFND 3,4 0 0 9616
PAGSEGURO DIGITAL LTD COM CL A G68707101 469 16960 SH DFND 3,4 0 0 16960
PARATEK PHARMACEUTICALS INC COM 699374302 318 32800 SH DFND 3,4 0 0 32800
PAYCHEX INC COM 704326107 38 510 SH DFND 3,4 0 0 510
PAYCHEX INC COM 704326107 455 6181 SH DFND 1,2 6170 0 11
PAYPAL HLDGS INC COM 70450Y103 377 4295 SH DFND 3,4 0 0 4295
PAYPAL HLDGS INC COM 70450Y103 292 3327 SH DFND 1,2 3327 0 0
PBF ENERGY INC CL A 69318G106 309 6185 SH DFND 3,4 0 0 6185
PENTAIR PLC SHS G7S00T104 397 9154 SH DFND 1,2 8978 0 176
PEOPLES UNITED FINANCIAL INC COM 712704105 7 390 SH DFND 3,4 0 0 390
PEOPLES UNITED FINANCIAL INC COM 712704105 541 31625 SH DFND 1,2 31158 450 17
PEPSICO INC COM 713448108 614 5493 SH DFND 3,4 0 0 5493
PEPSICO INC COM 713448108 936 8373 SH DFND 1,2 8002 113 258
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 21 2600 SH DFND 3,4 0 0 2600
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 210 26430 SH DFND 1,2 26430 0 0
PFIZER INC COM 717081103 422 9584 SH DFND 3,4 0 0 9584
PFIZER INC COM 717081103 1269 28818 SH DFND 1,2 28625 184 9
PHILIP MORRIS INTL INC COM 718172109 379 4652 SH DFND 3,4 0 0 4652
PHILIP MORRIS INTL INC COM 718172109 2131 26131 SH DFND 1,2 25805 321 5
PHILLIPS 66 COM 718546104 274 2433 SH DFND 3,4 0 0 2433
PHILLIPS 66 COM 718546104 570 5056 SH DFND 1,2 4898 0 158
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 513 5053 SH DFND 3,4 0 0 5053
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 882 8672 SH DFND 1,2 8653 0 19
PIMCO INCOME STRATEGY FUND I COM 72201J104 145 13750 SH DFND 3,4 0 0 13750
PLAYAGS INC COM 72814N104 631 21400 SH DFND 3,4 0 0 21400
POLARIS INDS INC COM 731068102 815 8068 SH DFND 1,2 7978 0 90
PPL CORP COM 69351T106 12 396 SH DFND 3,4 0 0 396
PPL CORP COM 69351T106 739 25270 SH DFND 1,2 24758 512 0
PROCTER AND GAMBLE CO COM 742718109 528 6344 SH DFND 3,4 0 0 6344
PROCTER AND GAMBLE CO COM 742718109 1268 15239 SH DFND 1,2 14862 371 6
PRUDENTIAL FINL INC COM 744320102 515 5087 SH DFND 1,2 5034 51 2
PUBLIC STORAGE COM 74460D109 654 3244 SH DFND 1,2 3129 115 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 511 9681 SH DFND 1,2 9418 263 0
PVH CORP COM 693656100 324 2243 SH DFND 3,4 0 0 2243
PVH CORP COM 693656100 271 1877 SH DFND 1,2 1877 0 0
QUALCOMM INC COM 747525103 2 21 SH DFND 3,4 0 0 21
QUALCOMM INC COM 747525103 338 4689 SH DFND 1,2 4686 0 3
RAYTHEON CO COM NEW 755111507 474 2293 SH DFND 3,4 0 0 2293
RAYTHEON CO COM NEW 755111507 126 610 SH DFND 1,2 610 0 0
REALTY INCOME CORP COM 756109104 57 998 SH DFND 3,4 0 0 998
REALTY INCOME CORP COM 756109104 401 7048 SH DFND 1,2 6871 177 0
RIO TINTO PLC SPONSORED ADR 767204100 171 3360 SH DFND 3,4 0 0 3360
RIO TINTO PLC SPONSORED ADR 767204100 229 4489 SH DFND 1,2 4489 0 0
ROCKWELL COLLINS INC COM 774341101 308 2193 SH DFND 3,4 0 0 2193
ROCKWELL COLLINS INC COM 774341101 18 131 SH DFND 1,2 131 0 0
ROSS STORES INC COM 778296103 368 3710 SH DFND 3,4 0 0 3710
ROSS STORES INC COM 778296103 55 557 SH DFND 1,2 557 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 137 1710 SH DFND 3,4 0 0 1710
ROYAL BK CDA MONTREAL QUE COM 780087102 132 1643 SH DFND 1,2 1643 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 15 205 SH DFND 3,4 0 0 205
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 317 4469 SH DFND 1,2 4469 0 0
RUMBLEON INC CL B 781386206 682 65100 SH DFND 3,4 0 0 65100
SABINE ROYALTY TR UNIT BEN INT 785688102 422 10000 SH DFND 1,2 10000 0 0
SALESFORCE COM INC COM 79466L302 339 2131 SH DFND 1,2 2131 0 0
SANOFI SPONSORED ADR 80105N105 7 155 SH DFND 3,4 0 0 155
SANOFI SPONSORED ADR 80105N105 476 10658 SH DFND 1,2 10458 200 0
SAP SE SPON ADR 803054204 1 9 SH DFND 3,4 0 0 9
SAP SE SPON ADR 803054204 267 2168 SH DFND 1,2 2168 0 0
SCHLUMBERGER LTD COM 806857108 110 1805 SH DFND 3,4 0 0 1805
SCHLUMBERGER LTD COM 806857108 218 3581 SH DFND 1,2 3528 50 3
SCHWAB CHARLES CORP NEW COM 808513105 276 5622 SH DFND 3,4 0 0 5622
SCHWAB CHARLES CORP NEW COM 808513105 73 1480 SH DFND 1,2 1480 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 2500 33000 SH DFND 33000 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 206 2715 SH DFND 3,4 0 0 2715
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 186 1589 SH DFND 3,4 0 0 1589
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 475 8812 SH DFND 3,4 0 0 8812
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 25 265 SH DFND 3,4 0 0 265
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2252 81645 SH DFND 3,4 0 0 81645
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 204 2608 SH DFND 3,4 0 0 2608
SELECT SECTOR SPDR TR ENERGY 81369Y506 15 202 SH DFND 1,2 202 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 214 1829 SH DFND 1,2 1829 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 738 13687 SH DFND 1,2 13687 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 620 6518 SH DFND 1,2 6518 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10 380 SH DFND 1,2 380 0 0
SENSEONICS HLDGS INC COM 81727U105 68 14225 SH DFND 3,4 0 0 14225
SHERWIN WILLIAMS CO COM 824348106 56 122 SH DFND 3,4 0 0 122
SHERWIN WILLIAMS CO COM 824348106 523 1150 SH DFND 1,2 1100 0 50
SHOPIFY INC CL A 82509L107 255 1550 SH DFND 1,2 1550 0 0
SHOTSPOTTER INC COM 82536T107 380 6200 SH DFND 3,4 0 0 6200
SIMON PPTY GROUP INC NEW COM 828806109 15 86 SH DFND 3,4 0 0 86
SIMON PPTY GROUP INC NEW COM 828806109 229 1294 SH DFND 1,2 1292 0 2
SONY CORP SPONSORED ADR 835699307 265 4376 SH DFND 1,2 4376 0 0
SOUTHERN CO COM 842587107 29 659 SH DFND 3,4 0 0 659
SOUTHERN CO COM 842587107 840 19286 SH DFND 1,2 18780 506 0
SOUTHWEST AIRLS CO COM 844741108 438 7021 SH DFND 3,4 0 0 7021
SOUTHWEST AIRLS CO COM 844741108 436 6986 SH DFND 1,2 6986 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 331 1251 SH DFND 3,4 0 0 1251
SPDR GOLD TRUST GOLD SHS 78463V107 2746 24356 SH DFND 3,4 0 0 24356
SPDR GOLD TRUST GOLD SHS 78463V107 358 3169 SH DFND 1,2 3169 0 0
SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 1583 46144 SH DFND 3,4 0 0 46144
SPDR S&P 500 ETF TR TR UNIT 78462F103 3053 10500 SH DFND 10500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1399 4813 SH DFND 3,4 0 0 4813
SPDR S&P 500 ETF TR TR UNIT 78462F103 581 2000 SH Put DFND 3,4 0 0 2000
SPDR S&P 500 ETF TR TR UNIT 78462F103 7352 25289 SH DFND 1,2 25289 0 0
SPDR SER TR BLOMBERG BRC INV 78468R200 2516 81730 SH DFND 3,4 0 0 81730
SPDR SER TR SPDR BLOOMBERG 78468R663 1945 21239 SH DFND 3,4 0 0 21239
SPDR SER TR BLOOMBERG SRT TR 78468R408 3755 136124 SH DFND 1,2 135964 0 160
SPDR SERIES TRUST AEROSPACE DEF 78464A631 200 2009 SH DFND 3,4 0 0 2009
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 283 5241 SH DFND 3,4 0 0 5241
SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 433 17164 SH DFND 3,4 0 0 17164
SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 308 9262 SH DFND 3,4 0 0 9262
SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1621 44839 SH DFND 3,4 0 0 44839
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 276 6376 SH DFND 3,4 0 0 6376
SPDR SERIES TRUST S&P REGL BKG 78464A698 2336 39307 SH DFND 3,4 0 0 39307
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 3290 61002 SH DFND 1,2 60345 295 362
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1385 38437 SH DFND 1,2 38437 0 0
SQUARE INC CL A 852234103 758 7655 SH DFND 3,4 0 0 7655
SQUARE INC CL A 852234103 3 28 SH DFND 1,2 28 0 0
STARBUCKS CORP COM 855244109 32 567 SH DFND 3,4 0 0 567
STARBUCKS CORP COM 855244109 558 9815 SH DFND 1,2 9616 0 199
STARWOOD PPTY TR INC COM 85571B105 107 4950 SH DFND 3,4 0 0 4950
STARWOOD PPTY TR INC COM 85571B105 127 5903 SH DFND 1,2 5903 0 0
STRYKER CORP COM 863667101 108 608 SH DFND 3,4 0 0 608
STRYKER CORP COM 863667101 161 903 SH DFND 1,2 903 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 120 14951 SH DFND 1,2 14951 0 0
SYSCO CORP COM 871829107 110 1500 SH DFND 3,4 0 0 1500
SYSCO CORP COM 871829107 173 2355 SH DFND 1,2 2355 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 256 5793 SH DFND 1,2 5793 0 0
TARGET CORP COM 87612E106 129 1464 SH DFND 3,4 0 0 1464
TARGET CORP COM 87612E106 277 3133 SH DFND 1,2 3090 41 2
TEXAS INSTRS INC COM 882508104 143 1335 SH DFND 3,4 0 0 1335
TEXAS INSTRS INC COM 882508104 508 4734 SH DFND 1,2 4683 51 0
THERMO FISHER SCIENTIFIC INC COM 883556102 100 411 SH DFND 3,4 0 0 411
THERMO FISHER SCIENTIFIC INC COM 883556102 722 2957 SH DFND 1,2 2838 0 119
THOR INDS INC COM 885160101 839 10025 SH DFND 1,2 9861 0 164
TIMKEN CO COM 887389104 795 15962 SH DFND 1,2 15794 0 168
TJX COS INC NEW COM 872540109 540 4819 SH DFND 3,4 0 0 4819
TJX COS INC NEW COM 872540109 621 5548 SH DFND 1,2 5344 0 204
TORONTO DOMINION BK ONT COM NEW 891160509 240 3948 SH DFND 1,2 3948 0 0
TOTAL S A SPONSORED ADR 89151E109 13 200 SH DFND 3,4 0 0 200
TOTAL S A SPONSORED ADR 89151E109 1053 16351 SH DFND 1,2 15956 395 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 255 2049 SH DFND 1,2 2049 0 0
TPI COMPOSITES INC COM 87266J104 271 9476 SH DFND 3,4 0 0 9476
TRINITY INDS INC COM 896522109 43 1185 SH DFND 3,4 0 0 1185
TRINITY INDS INC COM 896522109 642 17524 SH DFND 1,2 17348 0 176
TWITTER INC COM 90184L102 1180 41450 SH DFND 3,4 0 0 41450
TWITTER INC COM 90184L102 427 15000 SH Call DFND 3,4 0 0 0
UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 580 28008 SH DFND 1,2 28008 0 0
UNILEVER PLC SPON ADR NEW 904767704 29 531 SH DFND 3,4 0 0 531
UNILEVER PLC SPON ADR NEW 904767704 228 4137 SH DFND 1,2 4137 0 0
UNION PAC CORP COM 907818108 997 6125 SH DFND 3,4 0 0 6125
UNION PAC CORP COM 907818108 655 4019 SH DFND 1,2 3852 0 167
UNITED PARCEL SERVICE INC CL B 911312106 10 86 SH DFND 3,4 0 0 86
UNITED PARCEL SERVICE INC CL B 911312106 518 4440 SH DFND 1,2 4289 151 0
UNITED RENTALS INC COM 911363109 475 2903 SH DFND 3,4 0 0 2903
UNITED RENTALS INC COM 911363109 1 6 SH DFND 1,2 6 0 0
UNITED TECHNOLOGIES CORP COM 913017109 151 1083 SH DFND 3,4 0 0 1083
UNITED TECHNOLOGIES CORP COM 913017109 892 6382 SH DFND 1,2 6203 30 149
UNITEDHEALTH GROUP INC COM 91324P102 1527 5741 SH DFND 3,4 0 0 5741
UNITEDHEALTH GROUP INC COM 91324P102 510 1917 SH DFND 1,2 1917 0 0
US BANCORP DEL COM NEW 902973304 125 2364 SH DFND 3,4 0 0 2364
US BANCORP DEL COM NEW 902973304 125 2366 SH DFND 1,2 2366 0 0
UXIN LTD ADS 91818X108 145 21400 SH DFND 3,4 0 0 21400
V F CORP COM 918204108 244 2610 SH DFND 3,4 0 0 2610
V F CORP COM 918204108 29 315 SH DFND 1,2 315 0 0
VALERO ENERGY CORP NEW COM 91913Y100 48 426 SH DFND 3,4 0 0 426
VALERO ENERGY CORP NEW COM 91913Y100 575 5063 SH DFND 1,2 5042 19 2
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 187 10121 SH DFND 3,4 0 0 10121
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 3367 147148 SH DFND 1,2 146867 0 281
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 641 4716 SH DFND 3,4 0 0 4716
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1054 13388 SH DFND 3,4 0 0 13388
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 474 6076 SH DFND 1,2 6076 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 4387 80452 SH DFND 1,2 80417 0 35
VANGUARD GROUP DIV APP ETF 921908844 71 641 SH DFND 3,4 0 0 641
VANGUARD GROUP DIV APP ETF 921908844 4143 37430 SH DFND 1,2 37430 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1536 19043 SH DFND 3,4 0 0 19043
VANGUARD INDEX FDS SMALL CP ETF 922908751 2542 15635 SH DFND 3,4 0 0 15635
VANGUARD INDEX FDS TOTAL STK MKT 922908769 58 387 SH DFND 3,4 0 0 387
VANGUARD INDEX FDS VALUE ETF 922908744 2836 25624 SH DFND 3,4 0 0 25624
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 587 7274 SH DFND 1,2 7274 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 4970 33211 SH DFND 1,2 32835 0 376
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 642 8210 SH DFND 3,4 0 0 8210
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1678 21479 SH DFND 1,2 21463 0 16
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 460 5277 SH DFND 3,4 0 0 5277
VANGUARD WORLD FDS FINANCIALS ETF 92204A405 201 2900 SH DFND 3,4 0 0 2900
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2419 13409 SH DFND 3,4 0 0 13409
VEEVA SYS INC CL A COM 922475108 639 5869 SH DFND 3,4 0 0 5869
VEEVA SYS INC CL A COM 922475108 63 582 SH DFND 1,2 582 0 0
VENTAS INC COM 92276F100 587 10797 SH DFND 1,2 10495 302 0
VERIZON COMMUNICATIONS INC COM 92343V104 570 10673 SH DFND 3,4 0 0 10673
VERIZON COMMUNICATIONS INC COM 92343V104 2019 37840 SH DFND 1,2 36644 1196 0
VERTEX PHARMACEUTICALS INC COM 92532F100 155 802 SH DFND 3,4 0 0 802
VERTEX PHARMACEUTICALS INC COM 92532F100 141 732 SH DFND 1,2 732 0 0
VIRTUS GLOBAL DIVID INCOME F COM 92835W107 146 13050 SH DFND 3,4 0 0 13050
VISA INC COM CL A 92826C839 2308 15376 SH DFND 3,4 0 0 15376
VISA INC COM CL A 92826C839 1031 6871 SH DFND 1,2 6671 0 200
VMWARE INC CL A COM 928563402 17 112 SH DFND 3,4 0 0 112
VMWARE INC CL A COM 928563402 221 1420 SH DFND 1,2 1420 0 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 182 8370 SH DFND 3,4 0 0 8370
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1112 51254 SH DFND 1,2 49527 1727 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 176 24000 SH DFND 3,4 0 0 24000
WALGREENS BOOTS ALLIANCE INC COM 931427108 27 375 SH DFND 3,4 0 0 375
WALGREENS BOOTS ALLIANCE INC COM 931427108 331 4539 SH DFND 1,2 4527 0 12
WALMART INC COM 931142103 336 3576 SH DFND 3,4 0 0 3576
WALMART INC COM 931142103 241 2571 SH DFND 1,2 2571 0 0
WASTE MGMT INC DEL COM 94106L109 89 981 SH DFND 3,4 0 0 981
WASTE MGMT INC DEL COM 94106L109 227 2514 SH DFND 1,2 2514 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 27 10000 SH DFND 3,4 0 0 10000
WELLS FARGO CO NEW COM 949746101 333 6330 SH DFND 3,4 0 0 6330
WELLS FARGO CO NEW COM 949746101 904 17202 SH DFND 1,2 16845 30 327
WELLTOWER INC COM 95040Q104 20 316 SH DFND 3,4 0 0 316
WELLTOWER INC COM 95040Q104 612 9512 SH DFND 1,2 9179 333 0
WENDYS CO COM 95058W100 563 32850 SH DFND 3,4 0 0 32850
WESTERN UN CO COM 959802109 781 41040 SH DFND 1,2 40768 0 272
WESTROCK CO COM 96145D105 8 150 SH DFND 3,4 0 0 150
WESTROCK CO COM 96145D105 744 13928 SH DFND 1,2 13737 0 191
WEYERHAEUSER CO COM 962166104 208 6454 SH DFND 3,4 0 0 6454
WEYERHAEUSER CO COM 962166104 17 534 SH DFND 1,2 534 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 1041 19602 SH DFND 3,4 0 0 19602
XYLEM INC COM 98419M100 420 5259 SH DFND 3,4 0 0 5259
XYLEM INC COM 98419M100 8 99 SH DFND 1,2 99 0 0
YAMANA GOLD INC COM 98462Y100 100 40000 SH DFND 3,4 0 0 40000
YAMANA GOLD INC COM 98462Y100 3 1031 SH DFND 1,2 1031 0 0
ZIMMER BIOMET HLDGS INC COM 98956P102 639 4859 SH DFND 3,4 0 0 4859
ZIMMER BIOMET HLDGS INC COM 98956P102 36 271 SH DFND 1,2 271 0 0
ZOETIS INC CL A 98978V103 197 2151 SH DFND 3,4 0 0 2151
ZOETIS INC CL A 98978V103 55 602 SH DFND 1,2 602 0 0
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