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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
09-30-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
09-30-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
STATE STREET CORP
Address:
ONE LINCOLN STREET
BOSTON
MA
02111

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/S/ Ian W Appleyard
Title:
Global Controller and Chief Accounting Officer
Phone:
44-203-395-8019

Signature, Place, and Date of Signing:

/S/ Ian W Appleyard
[Signature]
London,MA
[City, State]
11-07-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
12
Form 13F Information table Entry Total:
3770
Form 13F Information table Value Total:
1302123679
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
5
6
8
10
11
12
13
18
19
20

[Repeat as necessary.]


028-00733
028-11338
028-11326
028-11327
028-11330
028-11332
028-18493
028-11331
028-11334
028-13812
028-14459
028-18135




State Street Bank & Trust Co
SSGA Funds Management, Inc.
State Street Global Advisors LTD ( London)
STATE STREET GLOBAL ADVISORS LTD. MONTREAL
State Street Global Advisors, Australia
State Street Global Advisors (Japan) Co., Ltd.
STATE STREET GLOBAL ADVISORS SINGAPORE Limited
State Street Global Advisors Asia LTD
STATE STREET GLOBAL ADVISORS GmbH
State Street Global Advisors France, S.A.
State Street Global Advisors Ireland Limited
State Street Global Advisors Trust Co
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
1-800-FLOWERS.COM Common equity shares 68243Q106 6385 541123 SH DFND 2,5,20 452342 0 88781
1ST CONSTITUTION BANCORP Common equity shares 31986N102 2199 106183 SH DFND 2,20 90647 0 15536
1ST SOURCE CORP Common equity shares 336901103 18430 350292 SH DFND 2,5,8,20 272563 0 77729
21VIANET GROUP INC American Depository Receipt 90138A103 4248 420881 SH DFND 2,5,20 366012 0 54869
22ND CENTURY GROUP INC Common equity shares 90137F103 4714 1676941 SH DFND 2,5,20 1397300 0 279641
2U INC Common equity shares 90214J101 52639 700037 SH DFND 2,5,8,13,20 614090 0 85947
3D SYSTEMS CORP Common equity shares 88554D205 56416 2984875 SH DFND 2,5,8,20 2608368 0 376507
3M CO Common equity shares 88579Y101 9096604 43171156 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 34840073 0 8331083
500.COM LTD -ADR American Depository Receipt 33829R100 905 81964 SH DFND 2,5,20 81964 0 0
51JOB INC -ADR American Depository Receipt 316827104 36141 469421 SH DFND 2,5,6,8,10,12,13,18,20 371116 0 98305
58.COM INC -ADR American Depository Receipt 31680Q104 148757 2021154 SH DFND 1,2,5,6,8,10,12,13,18,20 1293357 0 727797
8X8 INC Common equity shares 282914100 56184 2643909 SH DFND 2,5,8,20 2312520 0 331389
A V HOMES INC Common equity shares 00234P102 6593 329644 SH DFND 2,5,20 292803 0 36841
A10 NETWORKS INC Common equity shares 002121101 6256 1028891 SH DFND 2,5,20 889281 0 139610
AAC HOLDINGS INC Common equity shares 000307108 1438 188613 SH DFND 2,20 155324 0 33289
AAON INC Common equity shares 000360206 43368 1147377 SH DFND 2,5,8,20 1000795 0 146582
AAR CORP Common equity shares 000361105 73294 1530523 SH DFND 2,5,8,20 1397563 0 132960
AARON`S INC Common equity shares 002535300 147970 2717059 SH DFND 2,5,6,8,10,11,20 2280154 0 436905
ABB LTD American Depository Receipt 000375204 865 36593 SH DFND 2,20 36593 0 0
ABBOTT LABORATORIES Common equity shares 002824100 5144423 70125747 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 62647227 0 7478520
ABBVIE INC Common equity shares 00287Y109 6005914 63500906 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 56807250 0 6693656
ABEONA THERAPEUTICS INC Common equity shares 00289Y107 27925 2181395 SH DFND 2,5,20 2088281 0 93114
ABERCROMBIE FITCH -CL A Common equity shares 002896207 50138 2374026 SH DFND 2,5,8,12,13,20 2122035 0 251991
ABIOMED INC Common equity shares 003654100 778935 1731904 SH DFND 2,5,6,8,10,11,12,13,18,20 1548657 0 183247
ABM INDUSTRIES INC Common equity shares 000957100 233298 7233998 SH DFND 2,5,8,20 7000344 0 233654
ABRAXAS PETROLEUM CORP/NV Common equity shares 003830106 11774 5053901 SH DFND 2,5,20 4619269 0 434632
AC IMMUNE SA Common Stock H00263105 250 31300 SH DFND 2 31300 0 0
ACACIA COMMUNICATIONS INC Common equity shares 00401C108 25499 616414 SH DFND 2,5,20 530757 0 85657
ACACIA RESEARCH CORP Common equity shares 003881307 3048 951789 SH DFND 2,5,20 816181 0 135608
ACADIA HEALTHCARE CO INC Common equity shares 00404A109 85761 2436195 SH DFND 2,5,6,8,11,13,20 2157580 0 278615
ACADIA PHARMACEUTICALS INC Common equity shares 004225108 141959 6838199 SH DFND 2,5,8,10,13,20 6510415 0 327784
ACADIA REALTY TRUST Real Estate Investment Trust 004239109 94738 3379831 SH DFND 2,5,8,10,18,20 3013700 0 366131
ACCELERATE DIAGNOSTICS INC Common equity shares 00430H102 12141 528987 SH DFND 2,5,8,20 448327 0 80660
ACCELERON PHARMA INC Common equity shares 00434H108 88579 1547795 SH DFND 2,5,8,10,20 1415254 0 132541
ACCENTURE PLC Common equity shares G1151C101 4377086 25717284 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 22820204 0 2897080
ACCESS NATIONAL CORP Common equity shares 004337101 7329 270532 SH DFND 2,5,20 226419 0 44113
ACCO BRANDS CORP Common equity shares 00081T108 24549 2172255 SH DFND 2,5,8,10,20 1809951 0 362304
ACCURAY INC Common equity shares 004397105 9884 2196125 SH DFND 2,5,8,20 1932485 0 263640
ACELRX PHARMACEUTICALS INC Common equity shares 00444T100 205 53161 SH DFND 2,20 53161 0 0
ACETO CORP Common equity shares 004446100 1013 448516 SH DFND 2,20 439916 0 8600
ACHAOGEN INC Common equity shares 004449104 2543 637532 SH DFND 2,5,20 539976 0 97556
ACHILLION PHARMACEUTICALS Common equity shares 00448Q201 17714 4813569 SH DFND 2,5,8,20 4370751 0 442818
ACI WORLDWIDE INC Common equity shares 004498101 118661 4216709 SH DFND 2,5,6,8,11,13,20 3481342 0 735367
ACLARIS THERAPEUTICS INC Common equity shares 00461U105 8832 608099 SH DFND 2,5,20 519128 0 88971
ACM RESEARCH INC - REDH Common Stock 00108J109 1297 117375 SH DFND 2,20 96190 0 21185
ACNB CORP Common equity shares 000868109 3561 95687 SH DFND 2,20 81938 0 13749
ACORDA THERAPEUTICS INC Common equity shares 00484M106 52622 2677759 SH DFND 2,5,8,10,20 2522808 0 154951
ACTIVISION BLIZZARD INC Common equity shares 00507V109 2233541 26848718 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 23768983 0 3079735
ACTUANT CORP -CL A Common equity shares 00508X203 60219 2157955 SH DFND 2,5,8,20 1511592 0 646363
ACUITY BRANDS INC Common equity shares 00508Y102 206862 1315881 SH DFND 2,5,6,8,10,11,12,13,18,20 1184002 0 131879
ACUSHNET HOLDINGS CORP Common equity shares 005098108 17955 654615 SH DFND 2,5,20 541723 0 112892
ACXIOM HOLDINGS INC Common Stock 53815P108 125761 2545230 SH DFND 2,5,6,8,11,13,20 2288395 0 256835
ADAMAS PHARMACEUTICALS INC Common equity shares 00548A106 36771 1836892 SH DFND 2,5,20 1771883 0 65009
ADAMIS PHARMACEUTICALS CORP Common equity shares 00547W208 206 58762 SH DFND 2,20 58762 0 0
ADAMS RESOURCES ENERGY INC Common equity shares 006351308 1890 44535 SH DFND 2,20 35265 0 9270
ADAPTIMMUNE THERAPEUTICS American Depository Receipt 00653A107 492 36273 SH DFND 2 36273 0 0
ADDUS HOMECARE CORP Common equity shares 006739106 17178 244902 SH DFND 2,5,20 194905 0 49997
ADESTO TECHNOLOGIES CORP Common equity shares 00687D101 1575 264415 SH DFND 2,20 219310 0 45105
ADIENT PLC Common equity shares G0084W101 94619 2407009 SH DFND 2,5,6,8,11,12,13,20 2269811 0 137198
ADMA BIOLOGICS INC Common equity shares 000899104 1780 286446 SH DFND 2,20 229909 0 56537
ADOBE SYSTEMS INC Common equity shares 00724F101 5188117 19218787 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 17129898 0 2088889
ADT INC Common Stock 00090Q103 10913 1161927 SH DFND 2,13,20 1044432 0 117495
ADTALEM GLOBAL EDUCATION INC Common equity shares 00737L103 96715 2006427 SH DFND 2,5,6,8,11,20 1781047 0 225380
ADTRAN INC Common equity shares 00738A106 29852 1691140 SH DFND 2,5,8,20 1399983 0 291157
ADURO BIOTECH INC Common equity shares 00739L101 8092 1100529 SH DFND 2,5,20 928077 0 172452
ADVANCE AUTO PARTS INC Common equity shares 00751Y106 533124 3167207 SH DFND 1,2,5,6,8,10,11,12,13,18,20 2764400 0 402807
ADVANCED DISPOSAL SERVICES Common equity shares 00790X101 36860 1361016 SH DFND 2,5,20 1124071 0 236945
ADVANCED DRAINAGE SYSTEMS Common equity shares 00790R104 24459 791656 SH DFND 2,5,8,10,20 644648 0 147008
ADVANCED EMISSIONS SOLUTIONS Common equity shares 00770C101 4232 353867 SH DFND 2,5,20 304471 0 49396
ADVANCED ENERGY INDS INC Common equity shares 007973100 58694 1136479 SH DFND 2,5,8,20 968556 0 167923
ADVANCED MICRO DEVICES Common Stock 007903107 1029485 33327628 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 29307322 0 4020306
ADVANCED MICRO DEVICES Conv Bond 007903BD8 112063 28775000 SH DFND 2,5 28775000 0 0
ADVANSIX INC Common equity shares 00773T101 30343 893697 SH DFND 1,2,5,8,13,20 752361 0 141336
ADVAXIS INC Common equity shares 007624208 25 27033 SH DFND 20 27033 0 0
ADVERUM BIOTECHNOLOGIES Common equity shares 00773U108 5652 933957 SH DFND 2,5,20 755675 0 178282
AECOM Common equity shares 00766T100 129470 3964283 SH DFND 2,5,6,11,12,13,20 3763336 0 200947
AEGION CORP Common equity shares 00770F104 34564 1361843 SH DFND 2,5,8,20 785143 0 576700
AEGLEA BIOTHERAPEUTICS INC Common equity shares 00773J103 2380 248512 SH DFND 2,20 206559 0 41953
AEMETIS INC Common equity shares 00770K202 89 86900 SH DFND 20 86900 0 0
AERCAP HOLDINGS NV Common equity shares N00985106 198366 3448568 SH DFND 2,5,6,8,10,11,12,13,18,19,20 2365756 0 1082812
AERIE PHARMACEUTICALS INC Common equity shares 00771V108 54341 882898 SH DFND 2,5,8,20 761920 0 120978
AEROHIVE NETWORKS INC Common equity shares 007786106 1764 428837 SH DFND 2,20 351362 0 77475
AEROJET ROCKETDYNE HOLDINGS Common equity shares 007800105 118032 3472410 SH DFND 2,5,8,20 3234934 0 237476
AEROVIRONMENT INC Common equity shares 008073108 125548 1119251 SH DFND 2,5,8,20 1041085 0 78166
AES CORP Common equity shares 00130H105 447233 31945443 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 28492191 0 3453252
AETNA INC Common equity shares 00817Y108 3861070 19034113 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 17632039 0 1402074
AEVI GENOMIC Common equity shares 00835P105 21 17213 SH DFND 20 17213 0 0
AFFILIATED MANAGERS GRP INC Common equity shares 008252108 368016 2691785 SH DFND 2,5,6,8,10,11,12,13,18,19,20 2449184 0 242601
AFLAC INC Common equity shares 001055102 1951735 41464723 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 37540912 0 3923811
AG MORTGAGE INVESTMENT TRUST Miscellaneous 001228105 14841 816432 SH DFND 2,5,8,10,20 684952 0 131480
AGCO CORP Common equity shares 001084102 199927 3288891 SH DFND 2,5,6,8,10,11,12,13,18,19,20 2780334 0 508557
AGENUS INC Common equity shares 00847G705 3137 1467785 SH DFND 2,5,20 1236156 0 231629
AGILENT TECHNOLOGIES INC Common equity shares 00846U101 903448 12807733 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 11290415 0 1517318
AGILYSYS INC Common equity shares 00847J105 7184 440445 SH DFND 2,5,20 390234 0 50211
AGIOS PHARMACEUTICALS Common equity shares 00847X104 120460 1561981 SH DFND 2,5,8,13,20 1482465 0 79516
AGNC INVESTMENT CORP Common equity shares 00123Q104 277985 14921639 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 12074320 0 2847319
AGNICO EAGLE MINES LTD Common equity shares 008474108 222 6500 SH DFND 8,20 6500 0 0
AGREE REALTY CORP Real Estate Investment Trust 008492100 51118 962416 SH DFND 2,5,8,10,20 819924 0 142492
AGROFRESH SOLUTIONS INC Common equity shares 00856G109 3502 561965 SH DFND 2,5,20 485324 0 76641
AIMMUNE THERAPEUTICS INC Common equity shares 00900T107 48373 1773162 SH DFND 2,5,8,20 1629162 0 144000
AIR LEASE CORP Common equity shares 00912X302 60121 1310321 SH DFND 2,5,8,13,20 1167300 0 143021
AIR PRODUCTS CHEMICALS INC Common equity shares 009158106 1681374 10064672 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 9149250 0 915422
AIR TRANSPORT SERVICES GROUP Common equity shares 00922R105 26381 1228566 SH DFND 2,5,20 1034655 0 193911
AIRCASTLE LTD Common equity shares G0129K104 25604 1168651 SH DFND 2,5,8,20 967300 0 201351
AK STEEL HOLDING CORP Common equity shares 001547108 80379 16405030 SH DFND 2,5,12,13,20 15322795 0 1082235
AKAMAI TECHNOLOGIES INC Common equity shares 00971T101 501519 6856067 SH DFND 2,5,6,8,10,11,12,13,18,20 5961485 0 894582
AKAMAI TECHNOLOGIES INC 144A Conv Bond 00971TAG6 25290 25485000 SH DFND 2,5 25485000 0 0
AKCEA THERAPEUTICS INC Common equity shares 00972L107 12461 355738 SH DFND 2,5,20 310228 0 45510
AKEBIA THERAPEUTICS INC Common equity shares 00972D105 20143 2281142 SH DFND 2,5,20 2135860 0 145282
AKERS BIOSCIENCES INC Common equity shares 00973E102 8 29400 SH DFND 20 29400 0 0
AKORN INC Common equity shares 009728106 52762 4065089 SH DFND 2,5,6,8,11,13,20 3749607 0 315482
AKOUSTIS TECHNOLOGIES INC Common equity shares 00973N102 107 13626 SH DFND 2,20 13626 0 0
ALAMO GROUP INC Common equity shares 011311107 26989 294604 SH DFND 2,5,8,20 241543 0 53061
ALARM.COM HOLDINGS INC Common equity shares 011642105 50172 874136 SH DFND 2,5,8,20 766182 0 107954
ALASKA AIR GROUP INC Common equity shares 011659109 285582 4147216 SH DFND 1,2,5,6,8,10,11,12,13,20 3798904 0 348312
ALASKA COMMUNICATIONS SYS GP Common equity shares 01167P101 50 30563 SH DFND 20 30563 0 0
ALBANY INTL CORP -CL A Common equity shares 012348108 66708 839046 SH DFND 2,5,8,20 732422 0 106624
ALBEMARLE CORP Common equity shares 012653101 639416 6405108 SH DFND 1,2,5,6,8,10,11,12,13,18,20 5965712 0 439396
ALBIREO PHARMA INC Common equity shares 01345P106 4817 146180 SH DFND 2,20 116696 0 29484
ALCOA CORP Common equity shares 013872106 136338 3374638 SH DFND 2,5,6,8,12,13,20 3101632 0 273006
ALDER BIOPHARMACEUTICALS INC Common equity shares 014339105 51803 3111338 SH DFND 2,5,8,20 2926470 0 184868
ALDEYRA THERAPEUTICS INC Common equity shares 01438T106 3406 246790 SH DFND 2,20 207094 0 39696
ALEXANDER BALDWIN INC Common equity shares 014491104 51198 2256542 SH DFND 2,5,6,8,11,20 2009312 0 247230
ALEXANDER`S INC Real Estate Investment Trust 014752109 19513 56850 SH DFND 2,5,8,10,20 47606 0 9244
ALEXANDRIA R E EQUITIES INC Real Estate Investment Trust 015271109 731733 5817107 SH DFND 2,5,6,8,10,11,12,13,18,19,20 5269797 0 547310
ALEXION PHARMACEUTICALS INC Common equity shares 015351109 1408777 10134282 SH DFND 1,2,5,6,8,10,11,12,13,18,20 9238340 0 895942
ALIBABA GROUP HLDG American Depository Receipt 01609W102 4151005 25194236 SH DFND 1,2,5,6,8,10,11,12,13,18,20 20535806 0 4658430
ALICO INC Common equity shares 016230104 1840 54484 SH DFND 2,20 45938 0 8546
ALIGN TECHNOLOGY INC Common equity shares 016255101 1177981 3011065 SH DFND 1,2,5,6,8,10,11,12,13,18,20 2680918 0 330147
ALJ REGIONAL HOLDINGS INC Common equity shares 001627108 24 13800 SH DFND 20 13800 0 0
ALKERMES PLC Common equity shares G01767105 193891 4568588 SH DFND 2,5,6,8,10,11,12,13,18,19,20 4064498 0 504090
ALLAKOS INC Common Stock 01671P100 5007 111291 SH DFND 2,20 87553 0 23738
ALLEGHANY CORP Common equity shares 017175100 364567 558703 SH DFND 2,5,6,8,10,11,12,13,18,20 516550 0 42153
ALLEGHENY TECHNOLOGIES INC Common equity shares 01741R102 158860 5376052 SH DFND 2,5,6,8,11,12,13,20 4952141 0 423911
ALLEGIANCE BANCSHARES INC Common equity shares 01748H107 8828 211704 SH DFND 2,5,20 179654 0 32050
ALLEGIANT TRAVEL CO Common equity shares 01748X102 50132 395381 SH DFND 2,5,8,20 353504 0 41877
ALLEGION PLC Common equity shares G0176J109 389152 4296849 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 3810681 0 486168
ALLENA PHARMACEUTICALS Common equity shares 018119107 1985 184920 SH DFND 2,20 155600 0 29320
ALLERGAN PLC Common equity shares G0177J108 2656865 13948252 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 12516104 0 1432148
ALLETE INC Common equity shares 018522300 134225 1789243 SH DFND 2,5,6,8,11,13,20 1597916 0 191327
ALLIANCE DATA SYSTEMS CORP Common equity shares 018581108 463074 1960841 SH DFND 2,5,6,8,10,11,12,13,18,20 1682398 0 278443
ALLIANT ENERGY CORP Common equity shares 018802108 489022 11487150 SH DFND 1,2,5,6,8,10,11,12,13,18,20 10507828 0 979322
ALLIED MOTION TECHNOLOGIES Common equity shares 019330109 5942 109179 SH DFND 2,20 91186 0 17993
ALLISON TRANSMISSION HLDGS Common equity shares 01973R101 82815 1592291 SH DFND 2,5,8,13,20 1395880 0 196411
ALLSCRIPTS HEALTHCARE SOLTNS Common equity shares 01988P108 82192 5767834 SH DFND 2,5,6,8,11,20 5192716 0 575118
ALLSTATE CORP Common equity shares 020002101 1685402 17076048 SH DFND 2,5,6,8,10,11,12,13,18,19,20 15286671 0 1789377
ALLY FINANCIAL INC Common equity shares 02005N100 302224 11426181 SH DFND 2,5,6,8,10,11,12,13,18,19,20 9207800 0 2218381
ALNYLAM PHARMACEUTICALS INC Common equity shares 02043Q107 208978 2387574 SH DFND 2,5,6,8,10,11,12,13,18,20 2118296 0 269278
ALPHA AND OMEGA SEMICONDUCTR Common equity shares G6331P104 4222 363284 SH DFND 2,5,20 299546 0 63738
ALPHABET INC Common equity shares 02079K305 12797543 10602080 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 9336767 0 1265313
ALPHABET INC Common equity shares 02079K107 13088070 10966405 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 9596974 0 1369431
ALPINE IMMUNE SCIENCES INC Common equity shares 02083G100 64 10126 SH DFND 2 10126 0 0
ALTA MESA RESOURCES INC Common Stock 02133L109 17142 4101202 SH DFND 2,5,20 3804242 0 296960
ALTABA INC. Closed end mutual fund 021346101 40277 591309 SH DFND 1,13,20 148789 0 442520
ALTAIR ENGINEERING INC Common equity shares 021369103 22636 520901 SH DFND 2,5,20 435746 0 85155
ALTERYX INC Common equity shares 02156B103 31367 548311 SH DFND 2,5,20 460552 0 87759
ALTICE USA INC Common equity shares 02156K103 2844 156778 SH DFND 2,5,8,10,20 156777 0 1
ALTISOURCE PORTFOLIO SOLTNS Common equity shares L0175J104 7020 217921 SH DFND 2,5,8,20 178471 0 39450
ALTRA INDUSTRIAL MOTION CORP Common equity shares 02208R106 40889 989468 SH DFND 2,5,8,20 695243 0 294225
ALTRIA GROUP INC Common equity shares 02209S103 4079255 67638051 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 61319624 0 6318427
ALUMINUM CORP CHINA LTD American Depository Receipt 022276109 284 25682 SH DFND 5,6 25682 0 0
AMAG PHARMACEUTICALS INC Common equity shares 00163U106 52164 2608079 SH DFND 2,5,8,10,20 2412324 0 195755
AMALGAMATED BK NEW YORK N Y Common Stock 022663108 1767 91561 SH DFND 2,20 73661 0 17900
AMARIN CORP American Depository Receipt 023111206 2533 155631 SH DFND 1,2,5,13 154331 0 1300
AMAZON.COM INC Common equity shares 023135106 31745322 15848884 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 14127218 0 1721666
AMBAC FINANCIAL GROUP INC Common equity shares 023139884 25822 1264627 SH DFND 2,5,8,20 1088157 0 176470
AMBARELLA INC Common equity shares G037AX101 23451 606275 SH DFND 2,5,8,20 501196 0 105079
AMBER ROAD INC Common equity shares 02318Y108 3409 354385 SH DFND 2,20 292818 0 61567
AMBEV SA American Depository Receipt 02319V103 97117 21251593 SH DFND 2,5,6,8,10,13,20 20926134 0 325459
AMC ENTERTAINMENT HOLDINGS Common equity shares 00165C104 21458 1046569 SH DFND 2,5,8,20 874174 0 172395
AMC NETWORKS INC Common equity shares 00164V103 83623 1260554 SH DFND 2,5,6,8,11,13,20 1181729 0 78825
AMDOCS Common equity shares G02602103 122368 1854661 SH DFND 1,2,5,6,8,10,12,13,20 1740292 0 114369
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ARTESIAN RESOURCES -CL A Common equity shares 043113208 5736 155942 SH DFND 2,5,20 134585 0 21357
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ASE INDUSTRIAL HLDNG CO Depository Receipt 00215W100 521 107954 SH DFND 5,6,20 96954 0 11000
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ASTRAZENECA PLC American Depository Receipt 046353108 14297 361316 SH DFND 1,20 361316 0 0
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ATRION CORP Common equity shares 049904105 30163 43415 SH DFND 2,5,8,20 38298 0 5117
ATTUNITY LTD Common equity shares M15332121 261 13800 SH DFND 2 13800 0 0
AU OPTRONICS CORP American Depository Receipt 002255107 5066 1203310 SH DFND 2,5,6,20 1123053 0 80257
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AVERY DENNISON CORP Common equity shares 053611109 463954 4281827 SH DFND 2,5,6,8,10,11,12,13,18,20 3733829 0 547998
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CABOT OIL GAS CORP Common equity shares 127097103 541434 24041962 SH DFND 1,2,5,6,8,10,11,12,13,18,20 22264105 0 1777857
CACI INTL INC -CL A Common equity shares 127190304 125917 683757 SH DFND 2,5,8,13,20 595313 0 88444
CACTUS INC Common Stock 127203107 38749 1012276 SH DFND 2,5,20 848197 0 164079
CADENCE BANCORPORATION Common equity shares 12739A100 104764 4010884 SH DFND 2,5,20 3700142 0 310742
CADENCE DESIGN SYSTEMS INC Common equity shares 127387108 536781 11844368 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 10141081 0 1703287
CADIZ INC Common equity shares 127537207 4107 368271 SH DFND 2,5,20 311400 0 56871
CAESARS ENTERTAIN CORP Conv Bond 127686AA1 65119 39363020 SH DFND 2,5 39363020 0 0
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CAESARSTONE LTD Common equity shares M20598104 8513 458898 SH DFND 2,5,8,20 389586 0 69312
CAI INTERNATIONAL INC Common equity shares 12477X106 9975 436088 SH DFND 2,5,20 379487 0 56601
CAL-MAINE FOODS INC Common equity shares 128030202 41390 856910 SH DFND 2,5,8,20 748233 0 108677
CALAMP CORP Common equity shares 128126109 25535 1065643 SH DFND 2,5,8,20 944444 0 121199
CALAVO GROWERS INC Common equity shares 128246105 43367 448925 SH DFND 2,5,8,20 384142 0 64783
CALERES INC Common equity shares 129500104 50036 1395335 SH DFND 2,5,8,10,20 1246368 0 148967
CALIFORNIA RESOURCES CORP Common equity shares 13057Q206 128035 2638307 SH DFND 1,2,5,10,13,20 2454791 0 183516
CALIFORNIA WATER SERVICE GP Common equity shares 130788102 163432 3809692 SH DFND 2,5,8,19,20 3639651 0 170041
CALITHERA BIOSCIENCES INC Common equity shares 13089P101 2901 552779 SH DFND 2,5,20 464741 0 88038
CALIX INC Common equity shares 13100M509 6272 774427 SH DFND 2,5,20 643226 0 131201
CALLAWAY GOLF CO Common equity shares 131193104 63038 2595218 SH DFND 2,5,8,20 2236420 0 358798
CALLON PETROLEUM CO/DE Common equity shares 13123X102 153829 12829859 SH DFND 2,5,6,11,20 11909043 0 920816
CALYXT INC Common equity shares 13173L107 1802 117732 SH DFND 2,5,20 102676 0 15056
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CAMBREX CORP Common equity shares 132011107 62548 914459 SH DFND 2,5,8,10,20 799866 0 114593
CAMBRIDGE BANCORP Common equity shares 132152109 5159 57328 SH DFND 2,20 46486 0 10842
CAMDEN NATIONAL CORP Common equity shares 133034108 14564 335256 SH DFND 2,5,8,20 259269 0 75987
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CAMPBELL SOUP CO Common equity shares 134429109 304340 8308493 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 7377223 0 931270
CAMPING WORLD HOLDINGS INC Common equity shares 13462K109 21920 1028029 SH DFND 2,5,8,20 920666 0 107363
CANADIAN IMPERIAL BANK Common equity shares 136069101 5188 55329 SH DFND 2,5,20 38776 0 16553
CANADIAN PACIFIC RAILWAY LTD Common equity shares 13645T100 2876 13567 SH DFND 8,20 3390 0 10177
CANADIAN SOLAR INC Common equity shares 136635109 420 28976 SH DFND 2,5,20 28976 0 0
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CANON INC American Depository Receipt 138006309 430 13563 SH DFND 20 13563 0 0
CANTEL MEDICAL CORP Common equity shares 138098108 98956 1074860 SH DFND 2,5,6,8,11,13,20 997416 0 77444
CAPITAL CITY BK GROUP INC Common equity shares 139674105 5631 241242 SH DFND 2,5,20 199337 0 41905
CAPITAL ONE FINANCIAL CORP Common equity shares 14040H105 2068325 21787861 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 19452198 0 2335663
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CAPITOL FEDERAL FINL INC Common equity shares 14057J101 35844 2813282 SH DFND 2,5,6,8,12,20 2393791 0 419491
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CARDTRONICS PLC Common equity shares G1991C105 35286 1115427 SH DFND 1,2,5,8,20 973258 0 142169
CARE.COM INC Common equity shares 141633107 8926 403866 SH DFND 2,5,20 290093 0 113773
CAREDX INC Common equity shares 14167L103 36084 1250643 SH DFND 2,5,20 1151844 0 98799
CAREER EDUCATION CORP Common equity shares 141665109 28684 1921395 SH DFND 2,5,8,20 1671944 0 249451
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CARMAX INC Common equity shares 143130102 549979 7365463 SH DFND 2,5,6,8,10,11,12,13,18,20 6621451 0 744012
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CAROLINA FINANCIAL CORP Common equity shares 143873107 21710 575555 SH DFND 2,5,20 516465 0 59090
CARPENTER TECHNOLOGY CORP Common equity shares 144285103 118133 2003923 SH DFND 2,5,6,8,11,20 1805562 0 198361
CARRIAGE SERVICES INC Common equity shares 143905107 6576 305355 SH DFND 2,5,20 259754 0 45601
CARRIZO OIL GAS INC Common equity shares 144577103 129449 5136759 SH DFND 2,5,20 4632142 0 504617
CARROLS RESTAURANT GROUP INC Common equity shares 14574X104 10203 698821 SH DFND 2,5,20 591006 0 107815
CARS.COM INC Common equity shares 14575E105 70620 2557765 SH DFND 2,5,6,8,11,12,13,20 2127406 0 430359
CARTER`S INC Common equity shares 146229109 125397 1271798 SH DFND 2,5,6,8,10,11,13,20 1196889 0 74909
CARVANA CO Common equity shares 146869102 39731 672414 SH DFND 2,5,20 583192 0 89222
CASA SYSTEMS INC Common Stock 14713L102 4609 312370 SH DFND 2,5,20 239900 0 72470
CASELLA WASTE SYS INC -CL A Common equity shares 147448104 24677 794545 SH DFND 2,5,20 640810 0 153735
CASEYS GENERAL STORES INC Common equity shares 147528103 134803 1044097 SH DFND 1,2,5,6,8,11,12,13,20 985971 0 58126
CASI PHARMACEUTICALS INC Common equity shares 14757U109 3657 783168 SH DFND 2,5,20 637068 0 146100
CASS INFORMATION SYSTEMS INC Common equity shares 14808P109 16089 247004 SH DFND 2,5,8,10,20 198370 0 48634
CASTLE BRANDS INC Common equity shares 148435100 1415 1318627 SH DFND 2,20 1119462 0 199165
CASTLIGHT HEALTH INC Common equity shares 14862Q100 3676 1360586 SH DFND 2,5,20 1133353 0 227233
CATABASIS PHARMACEUTICALS Common equity shares 14875P107 14 18100 SH DFND 20 18100 0 0
CATALENT INC Common equity shares 148806102 183080 4019378 SH DFND 2,5,6,8,11,12,13,20 3644439 0 374939
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CATALYST PHARMACEUTICALS INC Common equity shares 14888U101 5773 1527450 SH DFND 2,5,20 1239420 0 288030
CATCHMARK TIMBER TRUST Real Estate Investment Trust 14912Y202 11052 967029 SH DFND 2,5,8,20 813031 0 153998
CATERPILLAR INC Common equity shares 149123101 7199096 47210370 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 22105674 0 25104696
CATHAY GENERAL BANCORP Common equity shares 149150104 168403 4063776 SH DFND 2,5,6,8,11,20 3737977 0 325799
CATO CORP -CL A Common equity shares 149205106 23118 1100048 SH DFND 2,5,8,20 1007944 0 92104
CAVCO INDUSTRIES INC Common equity shares 149568107 67676 267509 SH DFND 2,5,8,20 235811 0 31698
CB FINANCIAL SERVICES INC Common equity shares 12479G101 1981 64221 SH DFND 2,20 54423 0 9798
CBIZ INC Common equity shares 124805102 27012 1139845 SH DFND 2,5,8,10,20 929544 0 210301
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CBRE GROUP INC Common equity shares 12504L109 555958 12606603 SH DFND 1,2,5,6,8,10,11,12,13,18,20 11041110 0 1565493
CBS CORP Common equity shares 124857202 719738 12528018 SH DFND 1,2,5,6,8,10,11,12,13,18,20 11127495 0 1400523
CBTX INC Common equity shares 12481V104 11396 320716 SH DFND 2,5,20 237524 0 83192
CDK GLOBAL INC Common equity shares 12508E101 332317 5311858 SH DFND 1,2,5,6,8,10,11,12,13,18,20 4866846 0 445012
CDW CORP Common equity shares 12514G108 274191 3083569 SH DFND 2,5,6,8,10,11,12,13,18,20 2610300 0 473269
CECO ENVIRONMENTAL CORP Common equity shares 125141101 4439 563689 SH DFND 2,5,20 477036 0 86653
CEDAR REALTY TRUST INC Real Estate Investment Trust 150602209 15863 3403643 SH DFND 2,5,8,18,20 3050982 0 352661
CELANESE CORP Common equity shares 150870103 362871 3183061 SH DFND 2,5,6,8,10,11,12,13,18,20 2773062 0 409999
CELCUITY INC Common equity shares 15102K100 1743 60604 SH DFND 2,20 47509 0 13095
CELGENE CORP Common equity shares 151020104 2610548 29171441 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 26041828 0 3129613
CELLCOM ISRAEL LTD Common equity shares M2196U109 232 34102 SH DFND 20 34102 0 0
CELLDEX THERAPEUTICS INC Common equity shares 15117B103 76 165259 SH DFND 2,20 163959 0 1300
CELLULAR BIOMEDICINE GROUP Common equity shares 15117P102 3098 170682 SH DFND 2,20 133938 0 36744
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CENTENE CORP Common equity shares 15135B101 1191677 8230962 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 7337488 0 893474
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CENTRAL GARDEN PET CO Common equity shares 153527106 10416 288927 SH DFND 2,5,20 248886 0 40041
CENTRAL GARDEN PET CO Common equity shares 153527205 37606 1134592 SH DFND 2,5,8,20 961541 0 173051
CENTRAL PACIFIC FINANCIAL CP Common equity shares 154760409 31468 1190554 SH DFND 2,5,8,10,20 1049084 0 141470
CENTRAL VALLEY CMNTY BANCORP Common equity shares 155685100 3802 175944 SH DFND 2,5,20 146039 0 29905
CENTURY ALUMINUM CO Common equity shares 156431108 51204 4277674 SH DFND 2,5,8,20 4098286 0 179388
CENTURY BANCORP INC/MA Common equity shares 156432106 3871 53547 SH DFND 2,20 45048 0 8499
CENTURY CASINOS INC Common equity shares 156492100 2857 383107 SH DFND 2,20 314354 0 68753
CENTURY COMMUNITIES INC Common equity shares 156504300 15852 603857 SH DFND 2,5,20 521444 0 82413
CENTURYLINK INC Common equity shares 156700106 1024046 48303961 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 32276074 0 16027887
CERAGON NETWORKS LTD Common equity shares M22013102 162 47991 SH DFND 2 47991 0 0
CERIDIAN HCM HOLDING Common Stock 15677J108 11505 273686 SH DFND 2,20 243596 0 30090
CERNER CORP Common equity shares 156782104 814740 12649198 SH DFND 1,2,5,6,8,10,11,12,13,18,20 11386173 0 1263025
CERUS CORP Common equity shares 157085101 26766 3712253 SH DFND 2,5,8,20 3284077 0 428176
CEVA INC Common equity shares 157210105 20174 701597 SH DFND 2,5,8,20 628193 0 73404
CF INDUSTRIES HOLDINGS INC Common equity shares 125269100 626278 11504120 SH DFND 1,2,5,6,8,10,11,12,13,18,20 10444349 0 1059771
CGI GROUP INC -CL A Common equity shares 39945C109 774 12000 SH DFND 2 12000 0 0
CHANGYOU.COM LTD American Depository Receipt 15911M107 713 54081 SH DFND 2,5,20 54081 0 0
CHANNELADVISOR CORP Common equity shares 159179100 5693 457334 SH DFND 2,5,8,20 381956 0 75378
CHAPARRAL ENERGY INC Common Stock 15942R208 263 14900 SH DFND 20 14900 0 0
CHARLES RIVER LABS INTL INC Common equity shares 159864107 162685 1209206 SH DFND 2,5,6,8,11,13,20 1133368 0 75838
CHART INDUSTRIES INC Common equity shares 16115Q308 64441 822672 SH DFND 2,5,8,20 711214 0 111458
CHARTER COMMUNICATIONS INC Common equity shares 16119P108 2346585 7200760 SH DFND 1,2,5,6,8,10,11,12,13,18,20 6015990 0 1184770
CHASE CORP Common equity shares 16150R104 17498 145667 SH DFND 2,5,20 117899 0 27768
CHATHAM LODGING TRUST Real Estate Investment Trust 16208T102 42014 2010914 SH DFND 2,5,8,10,18,20 1703328 0 307586
CHECK POINT SOFTWARE TECHN Common equity shares M22465104 286220 2432403 SH DFND 2,5,6,8,10,11,12,13,18,19,20 2107627 0 324776
CHEESECAKE FACTORY INC Common equity shares 163072101 83443 1558561 SH DFND 2,5,6,8,10,11,20 1337988 0 220573
CHEETAH MOBILE INC -ADR American Depository Receipt 163075104 1088 110698 SH DFND 2 110698 0 0
CHEFS` WAREHOUSE INC Common equity shares 163086101 15036 413718 SH DFND 2,5,8,20 345207 0 68511
CHEGG INC Common equity shares 163092109 58387 2053658 SH DFND 2,5,8,20 1692029 0 361629
CHEMED CORP Common equity shares 16359R103 139048 435078 SH DFND 2,5,6,8,11,13,20 405910 0 29168
CHEMICAL FINANCIAL CORP Common equity shares 163731102 181417 3397393 SH DFND 2,5,6,8,11,13,20 3128188 0 269205
CHEMOCENTRYX INC Common equity shares 16383L106 6255 494984 SH DFND 2,5,20 405924 0 89060
CHEMOURS CO Common equity shares 163851108 228278 5787831 SH DFND 2,5,6,8,10,11,12,13,18,19,20 5138926 0 648905
CHEMUNG FINANCIAL CORP Common equity shares 164024101 2251 53020 SH DFND 2,20 43640 0 9380
CHENIERE ENERGY INC Common equity shares 16411R208 299410 4308560 SH DFND 2,5,6,8,10,11,12,13,18,19,20 3750565 0 557995
CHENIERE ENERGY INC Conv Bond 16411RAG4 15841 19725000 SH DFND 2,5 19725000 0 0
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CHESAPEAKE ENERGY CORP Common equity shares 165167107 172942 38517961 SH DFND 2,5,6,11,12,13,20 37394641 0 1123320
CHESAPEAKE ENERGY CORP Conv Bond 165167CY1 50678 51225000 SH DFND 2,5 51225000 0 0
CHESAPEAKE LODGING TRUST Common equity shares 165240102 85887 2678158 SH DFND 2,5,8,10,18,20 2354728 0 323430
CHESAPEAKE UTILITIES CORP Common equity shares 165303108 28300 337235 SH DFND 2,5,8,20 277481 0 59754
CHEVRON CORP Common equity shares 166764100 14044957 114859004 SH DFND 1,2,5,6,8,10,11,12,13,18,20 101831915 0 13027089
CHICOS FAS INC Common equity shares 168615102 39677 4575924 SH DFND 2,5,8,12,20 4058075 0 517849
CHILDRENS PLACE INC Common equity shares 168905107 71933 562818 SH DFND 2,5,8,10,20 491147 0 71671
CHIMERA INVESTMENT CORP Real Estate Investment Trust 16934Q208 57202 3154855 SH DFND 2,5,6,8,13,20 2856657 0 298198
CHIMERIX INC Closed end mutual fund 16934W106 3574 917417 SH DFND 2,5,20 716370 0 201047
CHINA BIOLOGIC PRODUCTS HLDG Common equity shares G21515104 2092 26149 SH DFND 2,13 25449 0 700
CHINA CUSTOMER RELATNS CTRS Common Stock G2118P102 212 15300 SH DFND 2 15300 0 0
CHINA DISTANCE EDUCATION-ADR American Depository Receipt 16944W104 338 40754 SH DFND 2 40754 0 0
CHINA INTERNET NATIONWIDE FI Common equity shares G2120A101 110 12900 SH DFND 5,20 12900 0 0
CHINA LIFE INSURANCE (CHN) American Depository Receipt 16939P106 280 24615 SH DFND 5,6,20 24615 0 0
CHINA MOBILE LTD American Depository Receipt 16941M109 2127 43480 SH DFND 1,6,20 43480 0 0
CHINA PETROLEUM CHEM CORP American Depository Receipt 16941R108 4076 40580 SH DFND 5,6,8,20 38480 0 2100
CHINA TELECOM CORP LTD American Depository Receipt 169426103 1112 22473 SH DFND 5,6,20 20073 0 2400
CHINA YUCHAI INTERNATIONAL Common equity shares G21082105 1067 61833 SH DFND 2,5,20 61833 0 0
CHIPOTLE MEXICAN GRILL INC Common equity shares 169656105 461345 1015023 SH DFND 1,2,5,6,8,10,11,12,13,18,20 907193 0 107830
CHOICE HOTELS INTL INC Common equity shares 169905106 40233 482951 SH DFND 2,5,8,13,20 425996 0 56955
CHRISTOPHER BANKS CORP Common equity shares 171046105 12 15823 SH DFND 20 15823 0 0
CHROMADEX CORP Common equity shares 171077407 2426 565888 SH DFND 2,20 471041 0 94847
CHUBB LTD Common equity shares H1467J104 2856317 21373231 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 19437113 0 1936118
CHUNGHWA TELECOM LTD American Depository Receipt 17133Q502 8315 231549 SH DFND 2,5,6,13,20 203090 0 28459
CHURCH DWIGHT INC Common equity shares 171340102 806968 13592049 SH DFND 1,2,5,6,8,10,11,12,13,18,20 12296504 0 1295545
CHURCHILL DOWNS INC Common equity shares 171484108 108932 392268 SH DFND 2,5,6,8,13,20 346583 0 45685
CHUY`S HOLDINGS INC Common equity shares 171604101 11565 440605 SH DFND 2,5,8,20 381716 0 58889
CIA BRASILEIRA DE DISTRIB American Depository Receipt 20440T201 12268 571211 SH DFND 2,5,6,10,13,20 558232 0 12979
CIA ENERGETICA DE MINAS American Depository Receipt 204409601 5720 3345326 SH DFND 2,5,6,10,20 3272088 0 73238
CIENA CORP Common equity shares 171779309 150722 4824554 SH DFND 2,5,6,8,11,13,20 4306011 0 518543
CIGNA CORP Common equity shares 125509109 2125611 10206994 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 9181182 0 1025812
CIM COMMERICAL TRUST Real Estate Investment Trust 125525105 192 13715 SH DFND 20 13715 0 0
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CIMPRESS NV EQ Funds Commingled N20146101 56079 410498 SH DFND 2,5,8,13,20 336308 0 74190
CINCINNATI BELL INC Common equity shares 171871502 22673 1421484 SH DFND 2,5,8,20 1263921 0 157563
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CINTAS CORP Common equity shares 172908105 751576 3799522 SH DFND 1,2,5,6,8,10,11,12,13,18,20 3466616 0 332906
CIRCOR INTL INC Common equity shares 17273K109 22612 475966 SH DFND 2,5,8,20 416563 0 59403
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CISION LTD Common equity shares G1992S109 18180 1082225 SH DFND 2,5,20 931294 0 150931
CIT GROUP INC Common equity shares 125581801 275133 5330977 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 4833806 0 497171
CITI TRENDS INC Common equity shares 17306X102 11617 403704 SH DFND 2,5,10,20 312846 0 90858
CITIGROUP INC Common equity shares 172967424 8065768 112430487 SH DFND 1,2,5,6,8,10,11,12,13,18,19,20 101281654 0 11148833
CITIZENS NORTHERN CORP Common equity shares 172922106 6275 240039 SH DFND 2,5,20 210785 0 29254
CITIZENS FINANCIAL GROUP INC Common equity shares 174610105 962975 24966796 SH DFND 2,5,6,8,10,11,12,13,18,20 22756726 0 2210070
CITIZENS INC Common equity shares 174740100 7651 910951 SH DFND 2,5,8,20 768628 0 142323
CITRIX SYS INC Conv Bond 177376AD2 75831 49340000 SH DFND 2,5 49340000 0 0
CITRIX SYSTEMS INC Common equity shares 177376100 619575 5573755 SH DFND 1,2,5,6,8,10,11,12,13,18,20 4841645 0 732110
CITY HOLDING CO Common equity shares 177835105 43362 564617 SH DFND 2,5,8,20 510642 0 53975
CITY OFFICE REIT INC Real Estate Investment Trust 178587101 8917 706686 SH DFND 2,5,20 596929 0 109757
CIVEO CORP Common equity shares 17878Y108 1393 335606 SH DFND 2,20 335606 0 0
CIVISTA BANCSHARES INC Common equity shares 178867107 4092 169914 SH DFND 2,20 134911 0 35003
CIVITAS SOLUTIONS INC Common equity shares 17887R102 6012 407637 SH DFND 2,5,20 364415 0 43222
CLARUS CORPORATION Common equity shares 18270P109 3322 300828 SH DFND 2,20 258577 0 42251
CLEAN ENERGY FUELS CORP Common equity shares 184499101 13576 5220391 SH DFND 2,5,20 4803914 0 416477
CLEAN HARBORS INC Common equity shares 184496107 108423 1514674 SH DFND 2,5,6,8,11,20 1254252 0 260422
CLEAR CHANNEL OUTDOOR HLDGS Common equity shares 18451C109 4288 720523 SH DFND 2,5,8,20 606094 0 114429
CLEARFIELD INC Common equity shares 18482P103 2251 167595 SH DFND 2,20 140750 0 26845
CLEARSIDE BIOMEDICAL INC Common equity shares 185063104 2848 463193 SH DFND 2,5,20 385207 0 77986
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