Toggle SGML Header (+)


Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
09-30-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
09-30-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
BANK OZK
Address:
17901 CHENAL PARKWAY
LITTLE ROCK
AR
72223

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ JENNIFER JUNKER
Title:
DIRECTOR OF TRUST AND WEALTH MANAGEMENT
Phone:
501-978-2528

Signature, Place, and Date of Signing:

/s/ JENNIFER JUNKER
[Signature]
LITTLE ROCK,AR
[City, State]
11-05-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
230
Form 13F Information table Value Total:
251220
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.


NONE





(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE FOR FORM 13F)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 361 2121 SH SOLE 1621 0 500
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 71 415 SH OTR 415 0 0
INGERSOLL-RAND PLC SHS G47791101 482 4708 SH SOLE 4708 0 0
INGERSOLL-RAND PLC SHS G47791101 20 198 SH OTR 198 0 0
INVESCO LTD SHS G491BT108 662 28919 SH SOLE 28869 0 50
INVESCO LTD SHS G491BT108 178 7780 SH OTR 7625 155 0
MEDTRONIC PLC SHS G5960L103 2504 25451 SH SOLE 25431 0 20
MEDTRONIC PLC SHS G5960L103 92 935 SH OTR 895 40 0
AFLAC INC COM 001055102 1779 37800 SH SOLE 37800 0 0
AT&T INC COM 00206R102 5484 163320 SH SOLE 163217 0 103
AT&T INC COM 00206R102 480 14280 SH OTR 12086 2194 0
ABBOTT LABS COM 002824100 1735 23648 SH SOLE 23608 0 40
ABBOTT LABS COM 002824100 54 735 SH OTR 295 440 0
ABBVIE INC COM 00287Y109 3243 34290 SH SOLE 34290 0 0
ABBVIE INC COM 00287Y109 250 2638 SH OTR 2323 315 0
ADOBE INC COM 00724F101 216 802 SH SOLE 802 0 0
AIR PRODS & CHEMS INC COM 009158106 253 1513 SH SOLE 1513 0 0
ALLSTATE CORP COM 020002101 706 7157 SH SOLE 7157 0 0
ALLSTATE CORP COM 020002101 64 650 SH OTR 650 0 0
ALPHABET INC CAP STK CL C 02079K107 419 351 SH SOLE 351 0 0
ALPHABET INC CAP STK CL A 02079K305 1602 1327 SH SOLE 1327 0 0
ALPHABET INC CAP STK CL A 02079K305 158 131 SH OTR 128 3 0
ALTRIA GROUP INC COM 02209S103 2189 36301 SH SOLE 36281 0 20
ALTRIA GROUP INC COM 02209S103 299 4955 SH OTR 2235 840 1880
AMERICAN ELEC PWR INC COM 025537101 426 6009 SH SOLE 6009 0 0
AMGEN INC COM 031162100 3000 14473 SH SOLE 14463 0 10
AMGEN INC COM 031162100 426 2055 SH OTR 1970 85 0
APPLE INC COM 037833100 7507 33253 SH SOLE 32535 0 718
APPLE INC COM 037833100 801 3549 SH OTR 3284 265 0
APPLIED MATLS INC COM 038222105 1619 41881 SH SOLE 41791 0 90
APPLIED MATLS INC COM 038222105 163 4217 SH OTR 4117 100 0
ARES CAP CORP COM 04010L103 110 6425 SH SOLE 6425 0 0
ARES CAP CORP COM 04010L103 430 25040 SH OTR 0 0 25040
AUTOMATIC DATA PROCESSING IN COM 053015103 1881 12488 SH SOLE 12488 0 0
BB&T CORP COM 054937107 1484 30565 SH SOLE 30565 0 0
BB&T CORP COM 054937107 926 19085 SH OTR 19020 65 0
BANK AMER CORP COM 060505104 2338 79358 SH SOLE 76151 0 3207
BANK AMER CORP COM 060505104 234 7938 SH OTR 4975 2963 0
BANK OZK COM 06417N103 63772 1679992 SH SOLE 1679992 0 0
BANK OZK COM 06417N103 10221 269267 SH OTR 79541 189726 0
BECTON DICKINSON & CO COM 075887109 238 910 SH SOLE 910 0 0
BECTON DICKINSON & CO COM 075887109 26 100 SH OTR 100 0 0
BOEING CO COM 097023105 1886 5072 SH SOLE 5072 0 0
BOOKING HLDGS INC COM 09857L108 786 396 SH SOLE 396 0 0
BOOKING HLDGS INC COM 09857L108 16 8 SH OTR 8 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 3197 51493 SH SOLE 51458 0 35
BRISTOL MYERS SQUIBB CO COM 110122108 369 5947 SH OTR 5357 590 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 528 4000 SH SOLE 4000 0 0
BROADCOM INC COM 11135F101 995 4034 SH SOLE 4034 0 0
BROADCOM INC COM 11135F101 22 91 SH OTR 91 0 0
CDK GLOBAL INC COM 12508E101 272 4348 SH SOLE 4348 0 0
CSX CORP COM 126408103 269 3628 SH SOLE 3628 0 0
CVS HEALTH CORP COM 126650100 1297 16473 SH SOLE 16453 0 20
CVS HEALTH CORP COM 126650100 137 1740 SH OTR 1675 65 0
CAPITAL ONE FINL CORP COM 14040H105 1099 11582 SH SOLE 11557 0 25
CAPITAL ONE FINL CORP COM 14040H105 95 1000 SH OTR 940 60 0
CHEVRON CORP NEW COM 166764100 3165 25884 SH SOLE 25854 0 30
CHEVRON CORP NEW COM 166764100 319 2606 SH OTR 2431 175 0
CISCO SYS INC COM 17275R102 3585 73696 SH SOLE 72101 0 1595
CISCO SYS INC COM 17275R102 581 11940 SH OTR 10860 1080 0
COCA COLA CO COM 191216100 1325 28688 SH SOLE 28668 0 20
COCA COLA CO COM 191216100 134 2908 SH OTR 2200 708 0
COLGATE PALMOLIVE CO COM 194162103 547 8168 SH SOLE 8168 0 0
COLGATE PALMOLIVE CO COM 194162103 29 440 SH OTR 100 340 0
COMCAST CORP NEW CL A 20030N101 1380 38974 SH SOLE 37394 0 1580
COMCAST CORP NEW CL A 20030N101 85 2410 SH OTR 2175 235 0
COMMERCE BANCSHARES INC COM 200525103 1261 19101 SH SOLE 19101 0 0
CONOCOPHILLIPS COM 20825C104 1085 14015 SH SOLE 14015 0 0
CONOCOPHILLIPS COM 20825C104 151 1950 SH OTR 1775 175 0
CONSOLIDATED EDISON INC COM 209115104 244 3200 SH SOLE 3200 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 45 405 SH SOLE 405 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 198 1775 SH OTR 0 0 1775
DANAHER CORP DEL COM 235851102 766 7048 SH SOLE 6736 0 312
DANAHER CORP DEL COM 235851102 24 225 SH OTR 205 20 0
DARDEN RESTAURANTS INC COM 237194105 360 3240 SH SOLE 3240 0 0
DISNEY WALT CO COM DISNEY 254687106 666 5694 SH SOLE 5694 0 0
DISNEY WALT CO COM DISNEY 254687106 94 800 SH OTR 800 0 0
DOWDUPONT INC COM 26078J100 1010 15705 SH SOLE 15705 0 0
DOWDUPONT INC COM 26078J100 179 2789 SH OTR 2364 425 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1284 16052 SH SOLE 16052 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 146 1825 SH OTR 200 0 1625
EOG RES INC COM 26875P101 209 1637 SH SOLE 1313 0 324
EMERSON ELEC CO COM 291011104 249 3258 SH SOLE 3258 0 0
EMERSON ELEC CO COM 291011104 23 300 SH OTR 300 0 0
ENTERGY CORP NEW COM 29364G103 332 4088 SH SOLE 4088 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 597 14270 SH SOLE 7410 0 6860
EXXON MOBIL CORP COM 30231G102 4788 56315 SH SOLE 56280 0 35
EXXON MOBIL CORP COM 30231G102 594 6988 SH OTR 6423 565 0
FEDEX CORP COM 31428X106 1900 7892 SH SOLE 7885 0 7
FEDEX CORP COM 31428X106 88 365 SH OTR 340 25 0
FIFTH THIRD BANCORP COM 316773100 676 24214 SH SOLE 24214 0 0
FORTINET INC COM 34959E109 2279 24697 SH SOLE 24697 0 0
FORTINET INC COM 34959E109 179 1945 SH OTR 1915 30 0
GENERAL ELECTRIC CO COM 369604103 664 58848 SH SOLE 58848 0 0
GENERAL ELECTRIC CO COM 369604103 89 7855 SH OTR 6615 1240 0
GOLDMAN SACHS GROUP INC COM 38141G104 932 4155 SH SOLE 3947 0 208
GOLDMAN SACHS GROUP INC COM 38141G104 110 490 SH OTR 475 15 0
GOLUB CAP BDC INC COM 38173M102 580 30930 SH SOLE 5870 0 25060
HOME DEPOT INC COM 437076102 1694 8177 SH SOLE 8167 0 10
HOME DEPOT INC COM 437076102 140 675 SH OTR 635 40 0
HONEYWELL INTL INC COM 438516106 1631 9804 SH SOLE 9794 0 10
HONEYWELL INTL INC COM 438516106 277 1665 SH OTR 1555 110 0
HOST HOTELS & RESORTS INC COM 44107P104 118 5612 SH SOLE 5612 0 0
HOST HOTELS & RESORTS INC COM 44107P104 189 8960 SH OTR 0 0 8960
HUNT J B TRANS SVCS INC COM 445658107 182 1530 SH SOLE 1530 0 0
HUNT J B TRANS SVCS INC COM 445658107 202 1700 SH OTR 1700 0 0
ILLINOIS TOOL WKS INC COM 452308109 438 3106 SH SOLE 3106 0 0
ILLINOIS TOOL WKS INC COM 452308109 87 620 SH OTR 0 0 620
INTEL CORP COM 458140100 3101 65577 SH SOLE 65524 0 53
INTEL CORP COM 458140100 503 10635 SH OTR 6790 1115 2730
INTERNATIONAL BUSINESS MACHS COM 459200101 641 4240 SH SOLE 4240 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 63 415 SH OTR 415 0 0
INVENTRUST PPTYS CORP COM 46124J102 49 15597 SH SOLE 15597 0 0
INVESCO SR INCOME TR COM 46131H107 75 17480 SH SOLE 17480 0 0
INVESCO SR INCOME TR COM 46131H107 306 71090 SH OTR 0 0 71090
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 216 1050 SH SOLE 0 0 1050
INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 596 12400 SH SOLE 6110 0 6290
ISHARES SILVER TRUST ISHARES 46428Q109 137 10000 SH SOLE 10000 0 0
ISHARES GOLD TRUST ISHARES 464285105 357 31215 SH SOLE 5185 0 26030
ISHARES TR CORE S&P500 ETF 464287200 790 2699 SH SOLE 2699 0 0
ISHARES TR CORE S&P500 ETF 464287200 18 60 SH OTR 60 0 0
ISHARES TR IBOXX INV CP ETF 464287242 240 2092 SH SOLE 1992 0 100
ISHARES TR MSCI EAFE ETF 464287465 2867 42163 SH SOLE 42163 0 0
ISHARES TR MSCI EAFE ETF 464287465 100 1475 SH OTR 1475 0 0
ISHARES TR CORE S&P MCP ETF 464287507 387 1921 SH SOLE 1706 0 215
ISHARES TR RUS 2000 GRW ETF 464287648 326 1518 SH SOLE 1518 0 0
ISHARES TR CORE S&P SCP ETF 464287804 1706 19556 SH SOLE 16677 0 2879
ISHARES TR CORE S&P SCP ETF 464287804 152 1740 SH OTR 1390 350 0
ISHARES TR IBOXX HI YD ETF 464288513 262 3035 SH SOLE 1320 0 1715
JPMORGAN CHASE & CO COM 46625H100 2295 20337 SH SOLE 20337 0 0
JPMORGAN CHASE & CO COM 46625H100 145 1286 SH OTR 1047 239 0
JOHNSON & JOHNSON COM 478160104 1997 14451 SH SOLE 14451 0 0
JOHNSON & JOHNSON COM 478160104 314 2270 SH OTR 1705 565 0
KIMBERLY CLARK CORP COM 494368103 420 3700 SH SOLE 3700 0 0
KIMBERLY CLARK CORP COM 494368103 31 270 SH OTR 270 0 0
KRAFT HEINZ CO COM 500754106 206 3729 SH SOLE 3729 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 435 2504 SH SOLE 2504 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 21 120 SH OTR 120 0 0
LILLY ELI & CO COM 532457108 1068 9955 SH SOLE 9955 0 0
LILLY ELI & CO COM 532457108 108 1007 SH OTR 1007 0 0
LINCOLN NATL CORP IND COM 534187109 1776 26249 SH SOLE 26249 0 0
LOCKHEED MARTIN CORP COM 539830109 669 1933 SH SOLE 1933 0 0
LOCKHEED MARTIN CORP COM 539830109 73 211 SH OTR 211 0 0
LOWES COS INC COM 548661107 801 6979 SH SOLE 6979 0 0
LOWES COS INC COM 548661107 270 2350 SH OTR 1000 0 1350
MASTERCARD INCORPORATED CL A 57636Q104 2554 11474 SH SOLE 11454 0 20
MASTERCARD INCORPORATED CL A 57636Q104 238 1070 SH OTR 1030 40 0
MCDONALDS CORP COM 580135101 692 4138 SH SOLE 4138 0 0
MCDONALDS CORP COM 580135101 44 265 SH OTR 75 190 0
MCKESSON CORP COM 58155Q103 213 1609 SH SOLE 1609 0 0
MCKESSON CORP COM 58155Q103 36 275 SH OTR 275 0 0
MERCK & CO INC COM 58933Y105 4064 57281 SH SOLE 57241 0 40
MERCK & CO INC COM 58933Y105 538 7581 SH OTR 6596 985 0
METLIFE INC COM 59156R108 679 14523 SH SOLE 14483 0 40
METLIFE INC COM 59156R108 75 1595 SH OTR 1500 95 0
MICROSOFT CORP COM 594918104 4653 40683 SH SOLE 39368 0 1315
MICROSOFT CORP COM 594918104 425 3715 SH OTR 3185 530 0
MICROCHIP TECHNOLOGY INC COM 595017104 278 3523 SH SOLE 3523 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 24 300 SH OTR 300 0 0
NEXTERA ENERGY INC COM 65339F101 891 5314 SH SOLE 5314 0 0
NEXTERA ENERGY INC COM 65339F101 78 466 SH OTR 288 178 0
NIKE INC CL B 654106103 461 5445 SH SOLE 5445 0 0
NIKE INC CL B 654106103 169 1990 SH OTR 1990 0 0
NUCOR CORP COM 670346105 1227 19333 SH SOLE 19333 0 0
NUCOR CORP COM 670346105 216 3410 SH OTR 3410 0 0
ORACLE CORP COM 68389X105 1569 30428 SH SOLE 30404 0 24
ORACLE CORP COM 68389X105 222 4305 SH OTR 4115 190 0
PPG INDS INC COM 693506107 222 2035 SH SOLE 2035 0 0
PPG INDS INC COM 693506107 39 355 SH OTR 325 30 0
PAYCHEX INC COM 704326107 666 9043 SH SOLE 9018 0 25
PAYCHEX INC COM 704326107 20 265 SH OTR 215 50 0
PEPSICO INC COM 713448108 3010 26921 SH SOLE 26911 0 10
PEPSICO INC COM 713448108 298 2668 SH OTR 2218 450 0
PFIZER INC COM 717081103 2937 66637 SH SOLE 66607 0 30
PFIZER INC COM 717081103 208 4720 SH OTR 3515 1205 0
PHILLIPS 66 COM 718546104 693 6144 SH SOLE 6134 0 10
PHILLIPS 66 COM 718546104 75 665 SH OTR 655 10 0
PROCTER AND GAMBLE CO COM 742718109 1758 21127 SH SOLE 21127 0 0
PROCTER AND GAMBLE CO COM 742718109 199 2387 SH OTR 2132 255 0
ROYAL BK CDA MONTREAL QUE COM 780087102 615 7666 SH SOLE 7666 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 601 2069 SH SOLE 2069 0 0
SPDR SERIES TRUST S&P DIVID ETF 78464A763 370 3782 SH SOLE 3782 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 373 3895 SH SOLE 3010 0 885
SALESFORCE COM INC COM 79466L302 1824 11469 SH SOLE 11469 0 0
SALESFORCE COM INC COM 79466L302 184 1160 SH OTR 1125 35 0
SCHLUMBERGER LTD COM 806857108 532 8738 SH SOLE 8165 0 573
SCHLUMBERGER LTD COM 806857108 45 740 SH OTR 740 0 0
SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 448 15208 SH SOLE 15208 0 0
SONOCO PRODS CO COM 835495102 345 6220 SH SOLE 6220 0 0
SONOCO PRODS CO COM 835495102 47 849 SH OTR 0 849 0
SOUTHERN CO COM 842587107 759 17409 SH SOLE 17394 0 15
SOUTHERN CO COM 842587107 56 1276 SH OTR 512 764 0
STARBUCKS CORP COM 855244109 1385 24359 SH SOLE 24324 0 35
STARBUCKS CORP COM 855244109 150 2635 SH OTR 2525 110 0
STARWOOD PPTY TR INC COM 85571B105 110 5095 SH SOLE 5095 0 0
STARWOOD PPTY TR INC COM 85571B105 508 23615 SH OTR 0 0 23615
SUNTRUST BKS INC COM 867914103 267 4000 SH SOLE 4000 0 0
TJX COS INC NEW COM 872540109 2476 22102 SH SOLE 22077 0 25
TJX COS INC NEW COM 872540109 156 1395 SH OTR 1120 275 0
TARGET CORP COM 87612EAP1 195 2205 SH SOLE 2205 0 0
TARGET CORP COM 87612EAP1 9 105 SH OTR 105 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1756 7196 SH SOLE 7186 0 10
THERMO FISHER SCIENTIFIC INC COM 883556102 40 165 SH OTR 135 30 0
3M CO COM 88579Y101 469 2226 SH SOLE 2226 0 0
3M CO COM 88579Y101 88 416 SH OTR 416 0 0
TOTAL S A SPONSORED ADR 89151E109 206 3204 SH SOLE 3204 0 0
TRAVELERS COMPANIES INC COM 89417E109 198 1530 SH SOLE 1530 0 0
TRAVELERS COMPANIES INC COM 89417E109 39 300 SH OTR 0 300 0
US BANCORP DEL COM NEW 902973304 3607 68309 SH SOLE 68309 0 0
UNION PAC CORP COM 907818108 1502 9224 SH SOLE 9212 0 12
UNION PAC CORP COM 907818108 231 1420 SH OTR 1375 45 0
UNITED PARCEL SERVICE INC CL B 911312106 499 4271 SH SOLE 4271 0 0
UNITED PARCEL SERVICE INC CL B 911312106 64 550 SH OTR 550 0 0
UNITED TECHNOLOGIES CORP COM 913017109 896 6409 SH SOLE 6409 0 0
UNITED TECHNOLOGIES CORP COM 913017109 83 595 SH OTR 575 20 0
UNITEDHEALTH GROUP INC COM 91324P102 333 1250 SH SOLE 1250 0 0
UNITEDHEALTH GROUP INC COM 91324P102 39 145 SH OTR 145 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 511 3825 SH SOLE 1345 0 2480
VERIZON COMMUNICATIONS INC COM 92343V104 3799 71153 SH SOLE 71153 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 276 5165 SH OTR 4660 505 0
VISA INC COM CL A 92826C839 237 1582 SH SOLE 1336 0 246
WALMART INC COM 931142103 1795 19119 SH SOLE 19119 0 0
WALMART INC COM 931142103 39 410 SH OTR 410 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 510 7000 SH SOLE 7000 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 9 125 SH OTR 125 0 0
WASTE MGMT INC DEL COM 94106L109 576 6375 SH SOLE 6375 0 0
WASTE MGMT INC DEL COM 94106L109 39 430 SH OTR 430 0 0
WELLS FARGO CO NEW COM 949746101 566 10774 SH SOLE 10774 0 0
WELLS FARGO CO NEW COM 949746101 60 1135 SH OTR 1080 55 0
WISDOMTREE TR EMG MKTS SMCAP 97717W281 525 11510 SH SOLE 6450 0 5060
(Back To Top)