Toggle SGML Header (+)


Section 1: 4 (PRIMARY DOCUMENT)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden hours per response... 0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
OTIS CLARENCE JR
  2. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [TRV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
THE TRAVELERS COMPANIES, INC., 385 WASHINGTON STREET
3. Date of Earliest Transaction (Month/Day/Year)
09/28/2018
(Street)

ST. PAUL, MN 55102
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/28/2018   A   250.56(1) A $129.71 3,549.3(2) D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
OTIS CLARENCE JR
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET
ST. PAUL, MN 55102
  X      

Signatures

 /s/Wendy C. Skjerven, by power of attorney   10/01/2018
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.
(2) Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 19.467 deferred common stock units acquired on September 28, 2018 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Back To Top)

Section 2: EX-24 (POWER OF ATTORNEY (PUBLIC): OTISPOA)

DIRECTOR
POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and 
appoints each of Christine K. Kalla, Wendy C. Skjerven and Lynn M. 
Jokela, signing individually, the undersigned's true and lawful 
attorney in fact to:

1. execute for and on behalf of the undersigned, a Form ID Application 
and submit the same to the United States Securities and Exchange 
Commission;

2. execute for and on behalf of the undersigned, in the undersigned's 
capacity as a director of The Travelers Companies, Inc. the "Company", 
Forms 3, 4 and 5 in accordance with Section 16a of the Securities 
Exchange Act of 1934 and the Sarbanes Oxley Act of 2002, as amended, 
and the rules thereunder;

3. execute for and on behalf of the undersigned, in the undersigned's 
capacity as a director of the Company, Form 144 in accordance with the 
Securities Act of 1933 and the rules thereunder;

4. do and perform any and all acts for and on behalf of the undersigned 
which may be necessary or desirable to complete and execute any such 
Forms 3, 4, 5 and 144 and timely file such form with the United States 
Securities and Exchange Commission and any stock exchange or similar 
authority; and

5. take any other action of any type whatsoever in connection with the 
foregoing which, in the opinion of such attorney in fact, may be of 
benefit to, in the best interest of, or legally required by, the 
undersigned, it being understood that the documents executed by such 
attorney in fact on behalf of the undersigned pursuant to this Power 
of Attorney shall be in such form and shall contain such terms and 
conditions as such attorney in fact may approve in such attorney in 
fact's discretion.  

The undersigned hereby grants to each such attorney in fact full 
power and authority to do and perform any and every act and thing 
whatsoever requisite, necessary, or proper to be done in the exercise 
of any of the rights and powers herein granted, as fully to all intents 
and purposes as the undersigned might or could do if personally present, 
with full power of substitution or revocation, hereby ratifying and 
confirming all that such attorney in fact, or such attorney in fact's 
substitute or substitutes, shall lawfully do or cause to be done by 
virtue of this power of attorney and the rights and powers herein 
granted.  The undersigned acknowledges that the foregoing attorneys in 
fact, in serving in such capacity at the request of the undersigned, 
are not assuming, nor is the Company assuming, any of the undersigned's 
responsibilities to comply with the Securities Exchange Act of 1934, 
the Securities Act of 1933 and the Sarbanes Oxley Act of 2002.

This Power of Attorney shall remain in full force and effect until 
the undersigned is no longer required to file Forms 3, 4, 5 and 144 
with respect to the undersigned's holdings of and transactions in 
securities issued by the Company, unless earlier revoked by the 
undersigned in a signed writing delivered to the foregoing 
attorneys in fact.  

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney 
to be executed as of this 7th day of August, 2018.

Signature:  Clarence Otis Jr.
Printed Name:  Clarence Otis Jr.

(Back To Top)