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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
06-30-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
06-30-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
(214) 855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
08-14-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
640
Form 13F Information table Value Total:
472156
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
3
4

[Repeat as necessary.]


028-15365
028-15369




PlainsCapital Corp
PlainsCapital Bank
Hilltop Securities Holdings LLC
HILLTOP SECURITIES INC.
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 379 1930 SH DFND 1,2 1860 0 70
3M CO COM 88579Y101 178 904 SH DFND 3,4 0 0 904
ABBOTT LABS COM 002824100 337 5522 SH DFND 1,2 5522 0 0
ABBOTT LABS COM 002824100 107 1755 SH DFND 3,4 0 0 1755
ABBVIE INC COM 00287Y109 2136 23049 SH DFND 1,2 22430 619 0
ABBVIE INC COM 00287Y109 1170 12633 SH DFND 3,4 0 0 12633
ABIOMED INC COM 003654100 1914 4678 SH DFND 3,4 0 0 4678
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 279 1706 SH DFND 1,2 1706 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 63 385 SH DFND 3,4 0 0 385
ADOBE SYS INC COM 00724F101 212 870 SH DFND 1,2 870 0 0
ADOBE SYS INC COM 00724F101 5 19 SH DFND 3,4 0 0 19
AETNA INC NEW COM 00817Y108 190 1033 SH DFND 1,2 1033 0 0
AETNA INC NEW COM 00817Y108 41 223 SH DFND 3,4 0 0 223
AFLAC INC COM 001055102 176 4088 SH DFND 1,2 4088 0 0
AFLAC INC COM 001055102 143 3320 SH DFND 3,4 0 0 3320
AGCO CORP COM 001084102 767 12636 SH DFND 1,2 12490 0 146
ALGONQUIN PWR UTILS CORP COM 015857105 561 58000 SH DFND 3,4 0 0 58000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 138 744 SH DFND 1,2 744 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 71 380 SH DFND 3,4 0 0 380
ALIGN TECHNOLOGY INC COM 016255101 259 756 SH DFND 3,4 0 0 756
ALPHABET INC CAP STK CL C 02079K107 457 410 SH DFND 1,2 410 0 0
ALPHABET INC CAP STK CL A 02079K305 1083 959 SH DFND 1,2 936 0 23
ALPHABET INC CAP STK CL C 02079K107 1331 1193 SH DFND 3,4 0 0 1193
ALPHABET INC CAP STK CL A 02079K305 1163 1030 SH DFND 3,4 0 0 1030
ALPS ETF TR ALERIAN MLP 00162Q866 147 14547 SH DFND 1,2 14547 0 0
ALPS ETF TR RIVERFRONT UNC 00162Q544 338 13533 SH DFND 3,4 0 0 13533
ALPS ETF TR ALERIAN MLP 00162Q866 475 47006 SH DFND 3,4 0 0 47006
ALTRIA GROUP INC COM 02209S103 1953 34394 SH DFND 1,2 33577 817 0
ALTRIA GROUP INC COM 02209S103 256 4512 SH DFND 3,4 0 0 4512
AMAZON COM INC COM 023135106 807 475 SH DFND 1,2 475 0 0
AMAZON COM INC COM 023135106 3070 1806 SH DFND 3,4 0 0 1806
AMERICAN ELEC PWR INC COM 025537101 560 8087 SH DFND 1,2 7855 232 0
AMERICAN ELEC PWR INC COM 025537101 64 924 SH DFND 3,4 0 0 924
AMERICAN TOWER CORP NEW COM 03027X100 222 1537 SH DFND 1,2 1537 0 0
AMERICAN TOWER CORP NEW COM 03027X100 424 2941 SH DFND 3,4 0 0 2941
AMGEN INC COM 031162100 349 1892 SH DFND 1,2 1892 0 0
AMGEN INC COM 031162100 276 1498 SH DFND 3,4 0 0 1498
AMPHENOL CORP NEW CL A 032095101 441 5059 SH DFND 1,2 4834 0 225
AMPHENOL CORP NEW CL A 032095101 324 3713 SH DFND 3,4 0 0 3713
ANALOG DEVICES INC COM 032654105 210 2189 SH DFND 1,2 2189 0 0
APPLE INC COM 037833100 3265 17636 SH DFND 1,2 17405 0 231
APPLE INC COM 037833100 5370 29013 SH DFND 3,4 0 0 29013
APTIV PLC SHS G6095L109 138 1507 SH DFND 1,2 1507 0 0
APTIV PLC SHS G6095L109 322 3512 SH DFND 3,4 0 0 3512
AQUANTIA CORP COM 03842Q108 1175 101500 SH DFND 3,4 0 0 101500
ARCUS BIOSCIENCES INC COM 03969F109 136 11075 SH DFND 3,4 0 0 11075
ARISTA NETWORKS INC COM 040413106 269 1044 SH DFND 3,4 0 0 1044
ASSOCIATED BANC CORP COM 045487105 357 13061 SH DFND 3,4 0 0 13061
ASTRAZENECA PLC SPONSORED ADR 046353108 1239 35284 SH DFND 1,2 34223 1061 0
ASTRAZENECA PLC SPONSORED ADR 046353108 1 41 SH DFND 3,4 0 0 41
AT&T INC COM 00206R102 2407 74959 SH DFND 1,2 74424 535 0
AT&T INC COM 00206R102 1387 43201 SH DFND 3,4 0 0 43201
AUTOMATIC DATA PROCESSING IN COM 053015103 475 3547 SH DFND 1,2 3547 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 176 1312 SH DFND 3,4 0 0 1312
BAIDU INC SPON ADR REP A 056752108 131 539 SH DFND 1,2 539 0 0
BAIDU INC SPON ADR REP A 056752108 397 1635 SH DFND 3,4 0 0 1635
BANCO SANTANDER SA ADR 05964H105 138 25809 SH DFND 1,2 25809 0 0
BANK AMER CORP COM 060505104 667 23645 SH DFND 1,2 23645 0 0
BANK AMER CORP COM 060505104 69 2447 SH DFND 3,4 0 0 2447
BCE INC COM NEW 05534B760 1396 34496 SH DFND 1,2 33496 1000 0
BCE INC COM NEW 05534B760 65 1599 SH DFND 3,4 0 0 1599
BECTON DICKINSON & CO COM 075887109 127 528 SH DFND 1,2 528 0 0
BECTON DICKINSON & CO COM 075887109 551 2298 SH DFND 3,4 0 0 2298
BERKSHIRE HATHAWAY INC DEL CL A 084670108 282 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 715 3835 SH DFND 1,2 3728 0 107
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 404 2167 SH DFND 3,4 0 0 2167
BLACKROCK INC COM 09247X101 256 513 SH DFND 1,2 513 0 0
BLACKROCK INC COM 09247X101 73 146 SH DFND 3,4 0 0 146
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1452 65703 SH DFND 1,2 65571 0 132
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 12 550 SH DFND 3,4 0 0 550
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 273 8492 SH DFND 3,4 0 0 8492
BLACKSTONE GSO FLTING RTE FU COM 09256U105 356 19780 SH DFND 3,4 0 0 19780
BOEING CO COM 097023105 262 780 SH DFND 1,2 780 0 0
BOEING CO COM 097023105 2212 6593 SH DFND 3,4 0 0 6593
BOOKING HLDGS INC COM 09857L108 880 434 SH DFND 1,2 419 0 15
BOOKING HLDGS INC COM 09857L108 109 54 SH DFND 3,4 0 0 54
BOSTON SCIENTIFIC CORP COM 101137107 37 1141 SH DFND 1,2 1141 0 0
BOSTON SCIENTIFIC CORP COM 101137107 167 5109 SH DFND 3,4 0 0 5109
BP PLC SPONSORED ADR 055622104 1365 29889 SH DFND 1,2 29202 687 0
BP PLC SPONSORED ADR 055622104 24 523 SH DFND 3,4 0 0 523
BRINKS CO COM 109696104 421 5275 SH DFND 1,2 5253 0 22
BRISTOL MYERS SQUIBB CO COM 110122108 376 6800 SH DFND 1,2 6800 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 181 3277 SH DFND 3,4 0 0 3277
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 453 8992 SH DFND 1,2 8847 145 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 51 1001 SH DFND 3,4 0 0 1001
BROADCOM INC COM 11135F101 514 2119 SH DFND 1,2 2119 0 0
BROADCOM INC COM 11135F101 27 111 SH DFND 3,4 0 0 111
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1911 16600 SH DFND 1,2 16314 0 286
BROOKS AUTOMATION INC COM 114340102 404 12381 SH DFND 3,4 0 0 12381
BUILDERS FIRSTSOURCE INC COM 12008R107 212 11608 SH DFND 3,4 0 0 11608
BUNGE LIMITED COM G16962105 614 8810 SH DFND 3,4 0 0 8810
CAMPING WORLD HLDGS INC CL A 13462K109 270 10790 SH DFND 3,4 0 0 10790
CAPITAL SOUTHWEST CORP COM 140501107 1001 55300 SH DFND 3,4 0 0 55300
CARDINAL HEALTH INC COM 14149Y108 205 4196 SH DFND 1,2 4146 50 0
CARDINAL HEALTH INC COM 14149Y108 0 8 SH DFND 3,4 0 0 8
CARNIVAL CORP UNIT 99/99/9999 143658300 228 3971 SH DFND 1,2 3971 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 45 788 SH DFND 3,4 0 0 788
CATERPILLAR INC DEL COM 149123101 176 1301 SH DFND 1,2 1301 0 0
CATERPILLAR INC DEL COM 149123101 122 897 SH DFND 3,4 0 0 897
CBOE GLOBAL MARKETS INC COM 12503M108 411 3950 SH DFND 3,4 0 0 3950
CDN IMPERIAL BK COMM TORONTO COM 136069101 702 8079 SH DFND 1,2 7870 209 0
CDW CORP COM 12514G108 354 4388 SH DFND 1,2 4388 0 0
CDW CORP COM 12514G108 1 10 SH DFND 3,4 0 0 10
CELGENE CORP COM 151020104 322 4051 SH DFND 1,2 4005 0 46
CELGENE CORP COM 151020104 57 721 SH DFND 3,4 0 0 721
CEMEX SAB DE CV SPON ADR NEW 151290889 68 10351 SH DFND 1,2 10351 0 0
CENTENE CORP DEL COM 15135B101 1709 13873 SH DFND 1,2 13696 0 177
CHARAH SOLUTIONS INC COM 15957P105 520 47550 SH DFND 3,4 0 0 47550
CHEVRON CORP NEW COM 166764100 1833 14499 SH DFND 1,2 14352 147 0
CHEVRON CORP NEW COM 166764100 476 3765 SH DFND 3,4 0 0 3765
CHUBB LIMITED COM H1467J104 610 4801 SH DFND 1,2 4622 0 179
CHUBB LIMITED COM H1467J104 62 485 SH DFND 3,4 0 0 485
CINTAS CORP COM 172908105 50 271 SH DFND 1,2 271 0 0
CINTAS CORP COM 172908105 561 3031 SH DFND 3,4 0 0 3031
CISCO SYS INC COM 17275R102 1065 24740 SH DFND 1,2 24640 100 0
CISCO SYS INC COM 17275R102 376 8736 SH DFND 3,4 0 0 8736
CITIGROUP INC COM NEW 172967424 244 3653 SH DFND 3653 0 0
CITIGROUP INC COM NEW 172967424 127 1905 SH DFND 1,2 1905 0 0
CITIGROUP INC COM NEW 172967424 20 298 SH DFND 3,4 0 0 298
CLEAN HARBORS INC COM 184496107 934 16814 SH DFND 1,2 16665 0 149
CME GROUP INC COM CL A 12572Q105 696 4251 SH DFND 1,2 4228 23 0
CME GROUP INC COM CL A 12572Q105 375 2290 SH DFND 3,4 0 0 2290
COCA COLA CO COM 191216100 1686 38440 SH DFND 1,2 37522 918 0
COCA COLA CO COM 191216100 897 20457 SH DFND 3,4 0 0 20457
COCA COLA EUROPEAN PARTNERS SHS G25839104 284 6981 SH DFND 3,4 0 0 6981
COEUR MNG INC COM NEW 192108504 96 12578 SH DFND 3,4 0 0 12578
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 445 5630 SH DFND 1,2 5520 0 110
COMCAST CORP NEW CL A 20030N101 132 4031 SH DFND 1,2 4031 0 0
COMCAST CORP NEW CL A 20030N101 412 12550 SH DFND 3,4 0 0 12550
CONOCOPHILLIPS COM 20825C104 188 2704 SH DFND 1,2 2704 0 0
CONOCOPHILLIPS COM 20825C104 41 587 SH DFND 3,4 0 0 587
COSTCO WHSL CORP NEW COM 22160K105 148 708 SH DFND 1,2 708 0 0
COSTCO WHSL CORP NEW COM 22160K105 76 366 SH DFND 3,4 0 0 366
CRACKER BARREL OLD CTRY STOR COM 22410J106 270 1733 SH DFND 1,2 1676 0 57
CRACKER BARREL OLD CTRY STOR COM 22410J106 125 800 SH DFND 3,4 0 0 800
CRANE CO COM 224399105 263 3277 SH DFND 3,4 0 0 3277
CROWN CASTLE INTL CORP NEW COM 22822V101 1376 12762 SH DFND 1,2 12355 407 0
CROWN CASTLE INTL CORP NEW COM 22822V101 364 3376 SH DFND 3,4 0 0 3376
CSI COMPRESSCO LP COM UNIT 12637A103 542 97150 SH DFND 3,4 0 0 97150
CSX CORP COM 126408103 73 1137 SH DFND 1,2 1137 0 0
CSX CORP COM 126408103 431 6765 SH DFND 3,4 0 0 6765
CULLEN FROST BANKERS INC COM 229899109 780 7207 SH DFND 3,4 0 0 7207
CVS HEALTH CORP COM 126650100 307 4782 SH DFND 1,2 4726 0 56
CVS HEALTH CORP COM 126650100 8 121 SH DFND 3,4 0 0 121
CYRUSONE INC COM 23283R100 26 452 SH DFND 1,2 452 0 0
CYRUSONE INC COM 23283R100 762 13057 SH DFND 3,4 0 0 13057
DANAHER CORP DEL COM 235851102 89 897 SH DFND 1,2 897 0 0
DANAHER CORP DEL COM 235851102 315 3197 SH DFND 3,4 0 0 3197
DARLING INGREDIENTS INC COM 237266101 739 37189 SH DFND 1,2 37057 0 132
DEVON ENERGY CORP NEW COM 25179M103 21 480 SH DFND 1,2 480 0 0
DEVON ENERGY CORP NEW COM 25179M103 268 6096 SH DFND 3,4 0 0 6096
DIAGEO P L C SPON ADR NEW 25243Q205 228 1581 SH DFND 1,2 1581 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 344 2389 SH DFND 3,4 0 0 2389
DIEBOLD NXDF INC COM 253651103 209 17542 SH DFND 1,2 17459 0 83
DISCOVERY INC COM SER A 25470F104 0 17 SH DFND 1,2 17 0 0
DISCOVERY INC COM SER A 25470F104 412 14995 SH DFND 3,4 0 0 14995
DISNEY WALT CO COM DISNEY 254687106 155 1483 SH DFND 1,2 1483 0 0
DISNEY WALT CO COM DISNEY 254687106 170 1625 SH DFND 3,4 0 0 1625
DOLLAR GEN CORP NEW COM 256677105 42 425 SH DFND 1,2 425 0 0
DOLLAR GEN CORP NEW COM 256677105 312 3162 SH DFND 3,4 0 0 3162
DOLLAR TREE INC COM 256746108 483 5682 SH DFND 1,2 5456 0 226
DOMINION ENERGY INC COM 25746U109 1348 19777 SH DFND 1,2 19278 499 0
DOMINION ENERGY INC COM 25746U109 171 2515 SH DFND 3,4 0 0 2515
DOWDUPONT INC COM 26078J100 157 2381 SH DFND 1,2 2381 0 0
DOWDUPONT INC COM 26078J100 100 1513 SH DFND 3,4 0 0 1513
DR PEPPER SNAPPLE GROUP INC COM 26138E109 162 1334 SH DFND 1,2 1334 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 113 926 SH DFND 3,4 0 0 926
DUKE ENERGY CORP NEW COM NEW 26441C204 1283 16235 SH DFND 1,2 15730 505 0
DUKE ENERGY CORP NEW COM NEW 26441C204 63 799 SH DFND 3,4 0 0 799
DUNKIN BRANDS GROUP INC COM 265504100 278 4025 SH DFND 3,4 0 0 4025
DYCOM INDS INC COM 267475101 217 2296 SH DFND 1,2 2289 0 7
EATON VANCE SR INCOME TR SH BEN INT 27826S103 101 15880 SH DFND 3,4 0 0 15880
EATON VANCE TAX MNGD GBL DV COM 27829F108 88 9450 SH DFND 1,2 9450 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 101 10900 SH DFND 3,4 0 0 10900
EATON VANCE TX MNG BY WRT OP COM 27828Y108 1010 65402 SH DFND 1,2 65272 0 130
ECOLAB INC COM 278865100 388 2764 SH DFND 1,2 2675 0 89
ECOLAB INC COM 278865100 27 195 SH DFND 3,4 0 0 195
EMERSON ELEC CO COM 291011104 267 3860 SH DFND 1,2 3830 30 0
EMERSON ELEC CO COM 291011104 4 59 SH DFND 3,4 0 0 59
ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 2506 33000 SH DFND 33000 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 20 722 SH DFND 1,2 722 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 347 12549 SH DFND 3,4 0 0 12549
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 243 6570 SH DFND 3,4 0 0 6570
EVERBRIDGE INC COM 29978A104 267 5630 SH DFND 3,4 0 0 5630
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 3873 213422 SH DFND 1,2 213164 0 258
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 107 5885 SH DFND 3,4 0 0 5885
EXELON CORP COM 30161N101 63 1479 SH DFND 1,2 1479 0 0
EXELON CORP COM 30161N101 344 8078 SH DFND 3,4 0 0 8078
EXPEDIA GROUP INC COM NEW 30212P303 206 1715 SH DFND 1,2 1683 0 32
EXPRESS SCRIPTS HLDG CO COM 30219G108 77 997 SH DFND 1,2 997 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 392 5082 SH DFND 3,4 0 0 5082
EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 333 15372 SH DFND 1,2 15309 0 63
EXXON MOBIL CORP COM 30231G102 3237 39132 SH DFND 1,2 38479 653 0
EXXON MOBIL CORP COM 30231G102 1072 12961 SH DFND 3,4 0 0 12961
FACEBOOK INC CL A 30303M102 1049 5396 SH DFND 1,2 5287 0 109
FACEBOOK INC CL A 30303M102 1533 7889 SH DFND 3,4 0 0 7889
FARMLAND PARTNERS INC COM 31154R109 1048 119111 SH DFND 3,4 0 0 119111
FASTENAL CO COM 311900104 337 7009 SH DFND 1,2 6729 0 280
FEDEX CORP COM 31428X106 100 442 SH DFND 1,2 442 0 0
FEDEX CORP COM 31428X106 1089 4795 SH DFND 3,4 0 0 4795
FIBROGEN INC COM 31572Q808 3452 55140 SH DFND 3,4 0 0 55140
FIRST DATA CORP NEW COM CL A 32008D106 255 12190 SH DFND 3,4 0 0 12190
FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 253 4131 SH DFND 3,4 0 0 4131
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1806 43192 SH DFND 3,4 0 0 43192
FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 453 24764 SH DFND 3,4 0 0 24764
FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 980 35762 SH DFND 3,4 0 0 35762
FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 961 18784 SH DFND 3,4 0 0 18784
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2672 44544 SH DFND 3,4 0 0 44544
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 380 19947 SH DFND 3,4 0 0 19947
FIRST TR NASDAQ100 TECH INDE SHS 337345102 2096 27197 SH DFND 3,4 0 0 27197
FIRST TR SR FLG RTE INCM FD COM 33733U108 142 11075 SH DFND 3,4 0 0 11075
FIVE BELOW INC COM 33829M101 31 321 SH DFND 1,2 321 0 0
FIVE BELOW INC COM 33829M101 208 2131 SH DFND 3,4 0 0 2131
FIVE PRIME THERAPEUTICS INC COM 33830X104 1035 65475 SH DFND 3,4 0 0 65475
FLEXSHARES TR MORNSTAR UPSTR 33939L407 813 24010 SH DFND 1,2 24010 0 0
FLEXSHARES TR IBOXX 3R TARGT 33939L506 1008 41499 SH DFND 1,2 41499 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 239 5211 SH DFND 1,2 5211 0 0
FLOWSERVE CORP COM 34354P105 560 13870 SH DFND 1,2 13777 0 93
FORTIVE CORP COM 34959J108 20 263 SH DFND 1,2 263 0 0
FORTIVE CORP COM 34959J108 185 2403 SH DFND 3,4 0 0 2403
FOX FACTORY HLDG CORP COM 35138V102 453 9738 SH DFND 3,4 0 0 9738
GAMESTOP CORP NEW CL A 36467W109 171 11742 SH DFND 1,2 11617 125 0
GAMESTOP CORP NEW CL A 36467W109 9 600 SH DFND 3,4 0 0 600
GAMING & LEISURE PPTYS INC COM 36467J108 289 8073 SH DFND 1,2 7973 100 0
GENERAL DYNAMICS CORP COM 369550108 169 904 SH DFND 1,2 904 0 0
GENERAL DYNAMICS CORP COM 369550108 163 872 SH DFND 3,4 0 0 872
GENERAL ELECTRIC CO COM 369604103 130 9578 SH DFND 1,2 9578 0 0
GENERAL ELECTRIC CO COM 369604103 83 6130 SH DFND 3,4 0 0 6130
GENERAL MLS INC COM 370334104 585 13222 SH DFND 1,2 12813 409 0
GENERAL MLS INC COM 370334104 29 664 SH DFND 3,4 0 0 664
GILEAD SCIENCES INC COM 375558103 173 2433 SH DFND 1,2 2433 0 0
GILEAD SCIENCES INC COM 375558103 152 2148 SH DFND 3,4 0 0 2148
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1128 27976 SH DFND 1,2 27169 807 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 40 983 SH DFND 3,4 0 0 983
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 1656 128649 SH DFND 1,2 127212 0 1437
GLOBAL X FDS GLBL X MLP ETF 37950E473 240 26219 SH DFND 3,4 0 0 26219
GOLAR LNG LTD BERMUDA SHS G9456A100 236 8000 SH DFND 3,4 0 0 8000
GOLDCORP INC NEW COM 380956409 13 916 SH DFND 1,2 916 0 0
GOLDCORP INC NEW COM 380956409 1153 84134 SH DFND 3,4 0 0 84134
GOLDMAN SACHS GROUP INC COM 38141G104 118 536 SH DFND 1,2 527 0 9
GOLDMAN SACHS GROUP INC COM 38141G104 60 274 SH DFND 3,4 0 0 274
GOLDMAN SACHS GROUP INC COM 38141G104 1544 7000 SH Call DFND 3,4 0 0 0
GREAT WESTN BANCORP INC COM 391416104 8 181 SH DFND 1,2 181 0 0
GREAT WESTN BANCORP INC COM 391416104 758 18060 SH DFND 3,4 0 0 18060
HANESBRANDS INC COM 410345102 700 31775 SH DFND 1,2 31489 0 286
HASBRO INC COM 418056107 171 1848 SH DFND 1,2 1848 0 0
HASBRO INC COM 418056107 178 1933 SH DFND 3,4 0 0 1933
HCA HEALTHCARE INC COM 40412C101 5 48 SH DFND 1,2 48 0 0
HCA HEALTHCARE INC COM 40412C101 258 2510 SH DFND 3,4 0 0 2510
HEALTHEQUITY INC COM 42226A107 366 4868 SH DFND 3,4 0 0 4868
HECLA MNG CO COM 422704106 1596 458660 SH DFND 3,4 0 0 458660
HELIX ENERGY SOLUTIONS GRP I COM 42330P107 100 12000 SH DFND 3,4 0 0 12000
HELMERICH & PAYNE INC COM 423452101 202 3164 SH DFND 1,2 3164 0 0
HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 668 56650 SH DFND 3,4 0 0 56650
HILLTOP HOLDINGS INC COM 432748101 380 17234 SH DFND 1,2 17234 0 0
HILLTOP HOLDINGS INC COM 432748101 22 1000 SH DFND 3,4 0 0 1000
HOME DEPOT INC COM 437076102 490 2507 SH DFND 1,2 2499 0 8
HOME DEPOT INC COM 437076102 1743 8934 SH DFND 3,4 0 0 8934
HONEYWELL INTL INC COM 438516106 281 1948 SH DFND 1,2 1948 0 0
HONEYWELL INTL INC COM 438516106 544 3775 SH DFND 3,4 0 0 3775
HP INC COM 40434L105 348 15335 SH DFND 1,2 15240 95 0
HSBC HLDGS PLC SPON ADR NEW 404280406 211 4473 SH DFND 1,2 4473 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 3 73 SH DFND 3,4 0 0 73
ICON PLC SHS G4705A100 212 1598 SH DFND 1,2 1598 0 0
IDEX CORP COM 45167R104 1480 10844 SH DFND 1,2 10641 0 203
ILLINOIS TOOL WKS INC COM 452308109 128 925 SH DFND 1,2 925 0 0
ILLINOIS TOOL WKS INC COM 452308109 139 1000 SH DFND 3,4 0 0 1000
INSULET CORP COM 45784P101 385 4489 SH DFND 3,4 0 0 4489
INTEL CORP COM 458140100 694 13962 SH DFND 1,2 13962 0 0
INTEL CORP COM 458140100 654 13149 SH DFND 3,4 0 0 13149
INTERNATIONAL BUSINESS MACHS COM 459200101 510 3654 SH DFND 1,2 3637 17 0
INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 234 10050 SH DFND 3,4 0 0 10050
INTL PAPER CO COM 460146103 367 7051 SH DFND 1,2 6980 71 0
INTL PAPER CO COM 460146103 93 1792 SH DFND 3,4 0 0 1792
INVESCO EXCH TRD SLF IDX FD BULSHS 2018 HY 46138J205 206 8200 SH DFND 3,4 0 0 8200
INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 294 12130 SH DFND 3,4 0 0 12130
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 906 30000 SH DFND 1,2 30000 0 0
INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 1976 37862 SH DFND 1,2 37469 0 393
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 6 200 SH DFND 3,4 0 0 200
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 219 1138 SH DFND 3,4 0 0 1138
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 233 2071 SH DFND 3,4 0 0 2071
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 364 15992 SH DFND 1,2 15947 0 45
INVESCO EXCHNG TRADED FD TR KBW BK 46138E628 1083 20197 SH DFND 1,2 20178 0 19
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 279 12194 SH DFND 1,2 12194 0 0
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 337 14780 SH DFND 3,4 0 0 14780
INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 903 39423 SH DFND 3,4 0 0 39423
INVESCO EXCHNG TRADED FD TR TAXABLE MUN BD 46138G805 965 32586 SH DFND 3,4 0 0 32586
INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 912 36701 SH DFND 3,4 0 0 36701
INVESCO QQQ TR UNIT SER 1 46090E103 3138 18280 SH DFND 1,2 18280 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 1397 8141 SH DFND 3,4 0 0 8141
INVESCO QQQ TR UNIT SER 1 46090E103 1545 9000 SH Put DFND 3,4 0 0 9000
INVESCO QQQ TR UNIT SER 1 46090E103 858 5000 SH Put DFND 3,4 0 0 5000
INVESCO QQQ TR UNIT SER 1 46090E103 4635 27000 SH Put DFND 3,4 0 0 27000
ISHARES INC MSCI JPN ETF NEW 46434G822 1597 27597 SH DFND 1,2 27421 0 176
ISHARES SILVER TRUST ISHARES 46428Q109 512 33767 SH DFND 3,4 0 0 33767
ISHARES TR SELECT DIVID ETF 464287168 261 2669 SH DFND 1,2 2669 0 0
ISHARES TR CORE S&P500 ETF 464287200 398 1458 SH DFND 1,2 1458 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 363 8387 SH DFND 1,2 5719 0 2668
ISHARES TR IBOXX INV CP ETF 464287242 6766 59053 SH DFND 1,2 58959 0 94
ISHARES TR 20 YR TR BD ETF 464287432 13512 111012 SH DFND 1,2 110834 0 178
ISHARES TR 1 3 YR TREAS BD 464287457 17068 204727 SH DFND 1,2 204424 0 303
ISHARES TR MSCI EAFE ETF 464287465 1869 27909 SH DFND 1,2 27909 0 0
ISHARES TR RUS MID CAP ETF 464287499 918 4329 SH DFND 1,2 4329 0 0
ISHARES TR CORE S&P MCP ETF 464287507 1470 7548 SH DFND 1,2 7548 0 0
ISHARES TR S&P MC 400GR ETF 464287606 346 1540 SH DFND 1,2 1540 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 327 2269 SH DFND 1,2 2269 0 0
ISHARES TR RUS 1000 ETF 464287622 1281 8430 SH DFND 1,2 8430 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 353 1728 SH DFND 1,2 1728 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1880 11478 SH DFND 1,2 11478 0 0
ISHARES TR S&P MC 400VL ETF 464287705 227 1400 SH DFND 1,2 1400 0 0
ISHARES TR CORE S&P SCP ETF 464287804 3798 45498 SH DFND 1,2 45498 0 0
ISHARES TR JPMORGAN USD EMG 464288281 784 7346 SH DFND 1,2 7337 0 9
ISHARES TR INTL SEL DIV ETF 464288448 3702 115543 SH DFND 1,2 115334 0 209
ISHARES TR IBOXX HI YD ETF 464288513 108 1270 SH DFND 1,2 1270 0 0
ISHARES TR MSCI KLD400 SOC 464288570 575 5705 SH DFND 1,2 5705 0 0
ISHARES TR MBS ETF 464288588 9888 94914 SH DFND 1,2 93245 0 1669
ISHARES TR INTRMD CR BD ETF 464288638 3323 31276 SH DFND 1,2 30691 0 585
ISHARES TR 1 3 YR CR BD ETF 464288646 6392 61644 SH DFND 1,2 61314 0 330
ISHARES TR 3 7 YR TREAS BD 464288661 4005 33374 SH DFND 1,2 32796 0 578
ISHARES TR S&P US PFD STK 464288687 4682 124176 SH DFND 1,2 123599 400 177
ISHARES TR MSCI EURO FL ETF 464289180 267 13209 SH DFND 1,2 13209 0 0
ISHARES TR RUS TOP 200 ETF 464289446 8439 133860 SH DFND 1,2 133397 0 463
ISHARES TR FLTG RATE NT ETF 46429B655 11961 234539 SH DFND 1,2 230845 0 3694
ISHARES TR CORE 1 5 YR USD 46432F859 1793 36516 SH DFND 1,2 36386 0 130
ISHARES TR CORE S&P TTL STK 464287150 880 14075 SH DFND 3,4 0 0 14075
ISHARES TR SELECT DIVID ETF 464287168 856 8754 SH DFND 3,4 0 0 8754
ISHARES TR TIPS BD ETF 464287176 1017 9014 SH DFND 3,4 0 0 9014
ISHARES TR CORE S&P500 ETF 464287200 905 3316 SH DFND 3,4 0 0 3316
ISHARES TR MSCI EMG MKT ETF 464287234 253 5844 SH DFND 3,4 0 0 5844
ISHARES TR IBOXX INV CP ETF 464287242 2 18 SH DFND 3,4 0 0 18
ISHARES TR 20 YR TR BD ETF 464287432 315 2588 SH DFND 3,4 0 0 2588
ISHARES TR 20 YR TR BD ETF 464287432 2191 18000 SH Put DFND 3,4 0 0 18000
ISHARES TR 1 3 YR TREAS BD 464287457 161 1930 SH DFND 3,4 0 0 1930
ISHARES TR MSCI EAFE ETF 464287465 214 3202 SH DFND 3,4 0 0 3202
ISHARES TR CORE S&P MCP ETF 464287507 2104 10801 SH DFND 3,4 0 0 10801
ISHARES TR S&P MC 400GR ETF 464287606 5 24 SH DFND 3,4 0 0 24
ISHARES TR RUSSELL 2000 ETF 464287655 233 1423 SH DFND 3,4 0 0 1423
ISHARES TR U.S. REAL ES ETF 464287739 273 3393 SH DFND 3,4 0 0 3393
ISHARES TR CORE S&P SCP ETF 464287804 1128 13516 SH DFND 3,4 0 0 13516
ISHARES TR SHRT NAT MUN ETF 464288158 556 5291 SH DFND 3,4 0 0 5291
ISHARES TR INTL SEL DIV ETF 464288448 203 6330 SH DFND 3,4 0 0 6330
ISHARES TR IBOXX HI YD ETF 464288513 118 1385 SH DFND 3,4 0 0 1385
ISHARES TR 1 3 YR CR BD ETF 464288646 338 3255 SH DFND 3,4 0 0 3255
ISHARES TR SHORT TREAS BD 464288679 730 6609 SH DFND 3,4 0 0 6609
ISHARES TR S&P US PFD STK 464288687 15 400 SH DFND 3,4 0 0 400
ISHARES TR GLB CNSM STP ETF 464288737 625 12762 SH DFND 3,4 0 0 12762
ISHARES TR FLTG RATE NT ETF 46429B655 655 12851 SH DFND 3,4 0 0 12851
ISHARES TR USA MOMENTUM FCT 46432F396 3136 28590 SH DFND 3,4 0 0 28590
ISHARES TR CORE MSCI TOTAL 46432F834 718 11935 SH DFND 3,4 0 0 11935
ISHARES TR INTL MOMENTUM FT 46434V449 1572 53006 SH DFND 3,4 0 0 53006
ISHARES TR IBONDS DEC22 ETF 46434VBA7 852 34989 SH DFND 3,4 0 0 34989
ISHARES TR IBONDS DEC24 ETF 46434VBG4 1079 44838 SH DFND 3,4 0 0 44838
ISHARES TR CONV BD ETF 46435G102 495 8584 SH DFND 3,4 0 0 8584
ISHARES US ETF TR SHT MAT MUN ETF 46431W838 443 8866 SH DFND 3,4 0 0 8866
JOHNSON & JOHNSON COM 478160104 1444 11899 SH DFND 1,2 11821 78 0
JOHNSON & JOHNSON COM 478160104 1306 10763 SH DFND 3,4 0 0 10763
JPMORGAN CHASE & CO COM 46625H100 560 5371 SH DFND 1,2 5371 0 0
JPMORGAN CHASE & CO COM 46625H100 2407 23100 SH DFND 3,4 0 0 23100
KAYNE ANDERSON MLP INVT CO COM 486606106 1686 89489 SH DFND 1,2 89489 0 0
KIMBERLY CLARK CORP COM 494368103 865 8205 SH DFND 1,2 8025 180 0
KIMBERLY CLARK CORP COM 494368103 121 1148 SH DFND 3,4 0 0 1148
KNOWLES CORP COM 49926D109 468 30635 SH DFND 1,2 30533 0 102
KRAFT HEINZ CO COM 500754106 156 2481 SH DFND 1,2 2481 0 0
KRAFT HEINZ CO COM 500754106 79 1256 SH DFND 3,4 0 0 1256
LABORATORY CORP AMER HLDGS COM NEW 50540R409 47 262 SH DFND 1,2 262 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 336 1872 SH DFND 3,4 0 0 1872
LAM RESEARCH CORP COM 512807108 316 1826 SH DFND 1,2 1826 0 0
LAS VEGAS SANDS CORP COM 517834107 237 3110 SH DFND 1,2 3110 0 0
LEGGETT & PLATT INC COM 524660107 162 3641 SH DFND 1,2 3606 35 0
LEGGETT & PLATT INC COM 524660107 41 913 SH DFND 3,4 0 0 913
LKQ CORP COM 501889208 19 603 SH DFND 1,2 603 0 0
LKQ CORP COM 501889208 256 8015 SH DFND 3,4 0 0 8015
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 97 29175 SH DFND 1,2 29175 0 0
LOCKHEED MARTIN CORP COM 539830109 789 2671 SH DFND 1,2 2644 27 0
LOCKHEED MARTIN CORP COM 539830109 2000 6770 SH DFND 3,4 0 0 6770
LOWES COS INC COM 548661107 248 2601 SH DFND 1,2 2601 0 0
LOWES COS INC COM 548661107 143 1498 SH DFND 3,4 0 0 1498
M D C HLDGS INC COM 552676108 3 85 SH DFND 1,2 85 0 0
M D C HLDGS INC COM 552676108 228 7400 SH DFND 3,4 0 0 7400
MARATHON PETE CORP COM 56585A102 41 585 SH DFND 1,2 585 0 0
MARATHON PETE CORP COM 56585A102 483 6889 SH DFND 3,4 0 0 6889
MARSH & MCLENNAN COS INC COM 571748102 74 907 SH DFND 1,2 907 0 0
MARSH & MCLENNAN COS INC COM 571748102 333 4057 SH DFND 3,4 0 0 4057
MASTERCARD INCORPORATED CL A 57636Q104 848 4315 SH DFND 1,2 4192 0 123
MASTERCARD INCORPORATED CL A 57636Q104 1026 5221 SH DFND 3,4 0 0 5221
MAXIM INTEGRATED PRODS INC COM 57772K101 345 5886 SH DFND 1,2 5886 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 13 216 SH DFND 3,4 0 0 216
MCCORMICK & CO INC COM NON VTG 579780206 110 945 SH DFND 1,2 945 0 0
MCCORMICK & CO INC COM NON VTG 579780206 206 1774 SH DFND 3,4 0 0 1774
MCDONALDS CORP COM 580135101 1143 7299 SH DFND 1,2 7299 0 0
MCDONALDS CORP COM 580135101 1001 6389 SH DFND 3,4 0 0 6389
MEDTRONIC PLC SHS G5960L103 106 1238 SH DFND 1,2 1238 0 0
MEDTRONIC PLC SHS G5960L103 120 1399 SH DFND 3,4 0 0 1399
MERCADOLIBRE INC COM 58733R102 344 1150 SH DFND 3,4 0 0 1150
MERCK & CO INC COM 58933Y105 1153 18993 SH DFND 1,2 18552 441 0
MERCK & CO INC COM 58933Y105 187 3086 SH DFND 3,4 0 0 3086
MICROSOFT CORP COM 594918104 1746 17699 SH DFND 1,2 17603 46 50
MICROSOFT CORP COM 594918104 4001 40578 SH DFND 3,4 0 0 40578
MIDDLEBY CORP COM 596278101 286 2747 SH DFND 1,2 2617 0 130
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 83 14628 SH DFND 1,2 14628 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 47 13985 SH DFND 1,2 13985 0 0
MORGAN STANLEY COM NEW 617446448 128 2694 SH DFND 1,2 2694 0 0
MORGAN STANLEY COM NEW 617446448 142 2986 SH DFND 3,4 0 0 2986
MOTUS GI HLDGS INC COM 62014P108 835 116200 SH DFND 3,4 0 0 116200
MURPHY USA INC COM 626755102 972 13092 SH DFND 1,2 12964 0 128
NATIONAL GRID PLC SPONSORED ADR NE 636274409 939 16818 SH DFND 1,2 16239 579 0
NATIONAL GRID PLC SPONSORED ADR NE 636274409 6 114 SH DFND 3,4 0 0 114
NETFLIX INC COM 64110L106 757 1933 SH DFND 1,2 1933 0 0
NETFLIX INC COM 64110L106 1342 3428 SH DFND 3,4 0 0 3428
NEWFIELD EXPL CO COM 651290108 759 25094 SH DFND 1,2 24732 0 362
NEXTERA ENERGY INC COM 65339F101 511 3059 SH DFND 1,2 3059 0 0
NEXTERA ENERGY INC COM 65339F101 99 591 SH DFND 3,4 0 0 591
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 150 12000 SH DFND 3,4 0 0 12000
NOBLE CORP PLC SHS USD G65431101 2888 456201 SH DFND 3,4 0 0 456201
NORFOLK SOUTHERN CORP COM 655844108 44 293 SH DFND 1,2 293 0 0
NORFOLK SOUTHERN CORP COM 655844108 284 1880 SH DFND 3,4 0 0 1880
NORTHROP GRUMMAN CORP COM 666807102 223 725 SH DFND 1,2 725 0 0
NORTHROP GRUMMAN CORP COM 666807102 504 1637 SH DFND 3,4 0 0 1637
NOVARTIS A G SPONSORED ADR 66987V109 315 4170 SH DFND 1,2 4170 0 0
NOVARTIS A G SPONSORED ADR 66987V109 13 167 SH DFND 3,4 0 0 167
NOVO-NORDISK A S ADR 670100205 379 8216 SH DFND 1,2 8146 0 70
NOVO-NORDISK A S ADR 670100205 1 14 SH DFND 3,4 0 0 14
NUVEEN AMT-FREE MUN VALUE FD COM 670695105 184 11754 SH DFND 3,4 0 0 11754
NUVEEN MUN VALUE FD INC COM 670928100 123 12879 SH DFND 1,2 12879 0 0
NUVEEN MUN VALUE FD INC COM 670928100 220 23000 SH DFND 3,4 0 0 23000
NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 121 12441 SH DFND 3,4 0 0 12441
NVENT ELECTRIC PLC SHS G6700G107 227 9046 SH DFND 1,2 8870 0 176
NVIDIA CORP COM 67066G104 198 834 SH DFND 1,2 834 0 0
NVIDIA CORP COM 67066G104 174 735 SH DFND 3,4 0 0 735
OCCIDENTAL PETE CORP DEL COM 674599105 1361 16261 SH DFND 1,2 15777 484 0
OCCIDENTAL PETE CORP DEL COM 674599105 39 471 SH DFND 3,4 0 0 471
OGE ENERGY CORP COM 670837103 415 11802 SH DFND 1,2 11497 0 305
OGE ENERGY CORP COM 670837103 148 4200 SH DFND 3,4 0 0 4200
OLD REP INTL CORP COM 680223104 206 10343 SH DFND 1,2 10343 0 0
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 370 5103 SH DFND 3,4 0 0 5103
ONEOK INC NEW COM 682680103 180 2568 SH DFND 1,2 2568 0 0
ONEOK INC NEW COM 682680103 89 1268 SH DFND 3,4 0 0 1268
ORGANOVO HLDGS INC COM 68620A104 28 19931 SH DFND 3,4 0 0 19931
PACER FDS TR TRENDP US MID CP 69374H204 1020 31661 SH DFND 3,4 0 0 31661
PACER FDS TR TRENDP 100 ETF 69374H303 1002 30091 SH DFND 3,4 0 0 30091
PAGSEGURO DIGITAL LTD COM CL A G68707101 203 7300 SH DFND 3,4 0 0 7300
PALO ALTO NETWORKS INC COM 697435105 312 1519 SH DFND 3,4 0 0 1519
PARATEK PHARMACEUTICALS INC COM 699374302 350 34300 SH DFND 3,4 0 0 34300
PAYCHEX INC COM 704326107 355 5202 SH DFND 1,2 5202 0 0
PAYCHEX INC COM 704326107 35 510 SH DFND 3,4 0 0 510
PAYPAL HLDGS INC COM 70450Y103 196 2354 SH DFND 1,2 2354 0 0
PAYPAL HLDGS INC COM 70450Y103 521 6257 SH DFND 3,4 0 0 6257
PENTAIR PLC SHS G7S00T104 469 11150 SH DFND 1,2 10974 0 176
PEOPLES UNITED FINANCIAL INC COM 712704105 823 45491 SH DFND 1,2 45041 450 0
PEOPLES UNITED FINANCIAL INC COM 712704105 7 390 SH DFND 3,4 0 0 390
PEPSICO INC COM 713448108 914 8397 SH DFND 1,2 8018 105 274
PEPSICO INC COM 713448108 570 5232 SH DFND 3,4 0 0 5232
PFENEX INC COM 717071104 149 27450 SH DFND 3,4 0 0 27450
PFIZER INC COM 717081103 780 21512 SH DFND 1,2 21512 0 0
PFIZER INC COM 717081103 410 11293 SH DFND 3,4 0 0 11293
PHILIP MORRIS INTL INC COM 718172109 2117 26212 SH DFND 1,2 25940 272 0
PHILIP MORRIS INTL INC COM 718172109 340 4212 SH DFND 3,4 0 0 4212
PHILLIPS 66 COM 718546104 594 5293 SH DFND 1,2 5134 0 159
PHILLIPS 66 COM 718546104 259 2305 SH DFND 3,4 0 0 2305
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 3 151 SH DFND 1,2 151 0 0
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 441 22123 SH DFND 3,4 0 0 22123
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1264 12456 SH DFND 1,2 12437 0 19
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2498 24601 SH DFND 3,4 0 0 24601
PLAYAGS INC COM 72814N104 579 21400 SH DFND 3,4 0 0 21400
POLARIS INDS INC COM 731068102 1324 10838 SH DFND 1,2 10748 0 90
PPG INDS INC COM 693506107 76 730 SH DFND 1,2 730 0 0
PPG INDS INC COM 693506107 272 2626 SH DFND 3,4 0 0 2626
PPL CORP COM 69351T106 727 25484 SH DFND 1,2 25015 469 0
PPL CORP COM 69351T106 5 185 SH DFND 3,4 0 0 185
PROCTER AND GAMBLE CO COM 742718109 1260 16141 SH DFND 1,2 15763 378 0
PROCTER AND GAMBLE CO COM 742718109 483 6191 SH DFND 3,4 0 0 6191
PRUDENTIAL FINL INC COM 744320102 535 5722 SH DFND 1,2 5671 51 0
PRUDENTIAL FINL INC COM 744320102 0 5 SH DFND 3,4 0 0 5
PUBLIC STORAGE COM 74460D109 724 3190 SH DFND 1,2 3086 104 0
PUBLIC STORAGE COM 74460D109 96 422 SH DFND 3,4 0 0 422
PUBLIC SVC ENTERPRISE GROUP COM 744573106 642 11856 SH DFND 1,2 11549 307 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 1 21 SH DFND 3,4 0 0 21
PVH CORP COM 693656100 178 1190 SH DFND 1,2 1190 0 0
PVH CORP COM 693656100 341 2278 SH DFND 3,4 0 0 2278
QUALCOMM INC COM 747525103 210 3735 SH DFND 1,2 3735 0 0
QUALCOMM INC COM 747525103 13 231 SH DFND 3,4 0 0 231
QUEST DIAGNOSTICS INC COM 74834L100 227 2071 SH DFND 1,2 2071 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1 5 SH DFND 3,4 0 0 5
RAYTHEON CO COM NEW 755111507 94 487 SH DFND 1,2 487 0 0
RAYTHEON CO COM NEW 755111507 902 4668 SH DFND 3,4 0 0 4668
REALTY INCOME CORP COM 756109104 437 8131 SH DFND 1,2 7941 190 0
REALTY INCOME CORP COM 756109104 54 997 SH DFND 3,4 0 0 997
RIO TINTO PLC SPONSORED ADR 767204100 252 4551 SH DFND 1,2 4551 0 0
RIO TINTO PLC SPONSORED ADR 767204100 186 3360 SH DFND 3,4 0 0 3360
ROSS STORES INC COM 778296103 64 753 SH DFND 1,2 753 0 0
ROSS STORES INC COM 778296103 315 3720 SH DFND 3,4 0 0 3720
ROYAL BK CDA MONTREAL QUE COM 780087102 124 1643 SH DFND 1,2 1643 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 121 1610 SH DFND 3,4 0 0 1610
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 327 4499 SH DFND 1,2 4499 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 15 205 SH DFND 3,4 0 0 205
SABINE ROYALTY TR UNIT BEN INT 785688102 471 10000 SH DFND 1,2 10000 0 0
SANOFI SPONSORED ADR 80105N105 811 20262 SH DFND 1,2 19487 775 0
SANOFI SPONSORED ADR 80105N105 6 155 SH DFND 3,4 0 0 155
SAP SE SPON ADR 803054204 245 2115 SH DFND 1,2 2115 0 0
SCHLUMBERGER LTD COM 806857108 259 3866 SH DFND 1,2 3816 50 0
SCHLUMBERGER LTD COM 806857108 208 3108 SH DFND 3,4 0 0 3108
SCHWAB CHARLES CORP NEW COM 808513105 74 1447 SH DFND 1,2 1447 0 0
SCHWAB CHARLES CORP NEW COM 808513105 367 7184 SH DFND 3,4 0 0 7184
SEACHANGE INTL INC COM 811699107 257 75065 SH DFND 3,4 0 0 75065
SELECT SECTOR SPDR TR ENERGY 81369Y506 1965 25880 SH DFND 1,2 25634 0 246
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10 380 SH DFND 1,2 380 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 28 400 SH DFND 1,2 400 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 454 8812 SH DFND 3,4 0 0 8812
SELECT SECTOR SPDR TR ENERGY 81369Y506 2862 37683 SH DFND 3,4 0 0 37683
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 602 22654 SH DFND 3,4 0 0 22654
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 400 5755 SH DFND 3,4 0 0 5755
SENSEONICS HLDGS INC COM 81727U105 394 95800 SH DFND 3,4 0 0 95800
SERVICE CORP INTL COM 817565104 393 10973 SH DFND 3,4 0 0 10973
SHERWIN WILLIAMS CO COM 824348106 519 1273 SH DFND 1,2 1222 0 51
SHERWIN WILLIAMS CO COM 824348106 48 118 SH DFND 3,4 0 0 118
SHOPIFY INC CL A 82509L107 230 1579 SH DFND 1,2 1579 0 0
SHOTSPOTTER INC COM 82536T107 235 6200 SH DFND 3,4 0 0 6200
SNAP ON INC COM 833034101 24 147 SH DFND 1,2 147 0 0
SNAP ON INC COM 833034101 451 2807 SH DFND 3,4 0 0 2807
SONY CORP SPONSORED ADR 835699307 227 4421 SH DFND 1,2 4421 0 0
SOUTHERN CO COM 842587107 871 18808 SH DFND 1,2 18435 373 0
SOUTHERN CO COM 842587107 396 8551 SH DFND 3,4 0 0 8551
SOUTHWEST AIRLS CO COM 844741108 343 6741 SH DFND 1,2 6741 0 0
SOUTHWEST AIRLS CO COM 844741108 391 7685 SH DFND 3,4 0 0 7685
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 305 1255 SH DFND 3,4 0 0 1255
SPDR GOLD TRUST GOLD SHS 78463V107 314 2651 SH DFND 1,2 2651 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 3106 26177 SH DFND 3,4 0 0 26177
SPDR S&P 500 ETF TR TR UNIT 78462F103 2849 10500 SH DFND 10500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3610 13309 SH DFND 1,2 13309 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 925 3410 SH DFND 3,4 0 0 3410
SPDR S&P 500 ETF TR TR UNIT 78462F103 3527 13000 SH Put DFND 3,4 0 0 13000
SPDR S&P 500 ETF TR TR UNIT 78462F103 7596 28000 SH Put DFND 3,4 0 0 28000
SPDR SER TR BLOOMBERG SRT TR 78468R408 2878 105485 SH DFND 1,2 105325 0 160
SPDR SER TR BLOMBERG BRC INV 78468R200 2546 82794 SH DFND 3,4 0 0 82794
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 2251 42470 SH DFND 1,2 42245 0 225
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1904 53665 SH DFND 1,2 53665 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 123 2312 SH DFND 3,4 0 0 2312
SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 242 7269 SH DFND 3,4 0 0 7269
SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 472 18624 SH DFND 3,4 0 0 18624
SPDR SERIES TRUST S&P REGL BKG 78464A698 2194 35966 SH DFND 3,4 0 0 35966
SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 414 11882 SH DFND 3,4 0 0 11882
SQUARE INC CL A 852234103 4 72 SH DFND 1,2 72 0 0
SQUARE INC CL A 852234103 353 5723 SH DFND 3,4 0 0 5723
STAMPS COM INC COM NEW 852857200 377 1491 SH DFND 3,4 0 0 1491
STARBUCKS CORP COM 855244109 505 10345 SH DFND 1,2 10066 0 279
STARBUCKS CORP COM 855244109 37 767 SH DFND 3,4 0 0 767
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 119 15375 SH DFND 1,2 15375 0 0
SUNTRUST BKS INC COM 867914103 138 2103 SH DFND 1,2 2103 0 0
SUNTRUST BKS INC COM 867914103 63 961 SH DFND 3,4 0 0 961
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 226 6171 SH DFND 1,2 6171 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1 22 SH DFND 3,4 0 0 22
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 261 2201 SH DFND 3,4 0 0 2201
TARGET CORP COM 87612E106 272 3582 SH DFND 1,2 3541 41 0
TARGET CORP COM 87612E106 40 527 SH DFND 3,4 0 0 527
TEXAS INSTRS INC COM 882508104 568 5154 SH DFND 1,2 5103 51 0
TEXAS INSTRS INC COM 882508104 142 1285 SH DFND 3,4 0 0 1285
THERMO FISHER SCIENTIFIC INC COM 883556102 649 3130 SH DFND 1,2 3009 0 121
THERMO FISHER SCIENTIFIC INC COM 883556102 84 407 SH DFND 3,4 0 0 407
THOR INDS INC COM 885160101 1033 10610 SH DFND 1,2 10446 0 164
THOR INDS INC COM 885160101 396 4068 SH DFND 3,4 0 0 4068
TIMKEN CO COM 887389104 754 17329 SH DFND 1,2 17146 0 183
TJX COS INC NEW COM 872540109 610 6405 SH DFND 1,2 6148 0 257
TJX COS INC NEW COM 872540109 439 4615 SH DFND 3,4 0 0 4615
TOTAL S A SPONSORED ADR 89151E109 1228 20282 SH DFND 1,2 19794 488 0
TOTAL S A SPONSORED ADR 89151E109 4 58 SH DFND 3,4 0 0 58
TPI COMPOSITES INC COM 87266J104 266 9111 SH DFND 3,4 0 0 9111
TRINITY INDS INC COM 896522109 686 20034 SH DFND 1,2 19858 0 176
TRINITY INDS INC COM 896522109 41 1185 SH DFND 3,4 0 0 1185
TWITTER INC COM 90184L102 1030 23575 SH DFND 3,4 0 0 23575
UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 359 17661 SH DFND 1,2 17661 0 0
UNILEVER PLC SPON ADR NEW 904767704 195 3532 SH DFND 1,2 3532 0 0
UNILEVER PLC SPON ADR NEW 904767704 34 618 SH DFND 3,4 0 0 618
UNION PAC CORP COM 907818108 627 4423 SH DFND 1,2 4254 0 169
UNION PAC CORP COM 907818108 774 5460 SH DFND 3,4 0 0 5460
UNITED PARCEL SERVICE INC CL B 911312106 379 3566 SH DFND 1,2 3436 130 0
UNITED PARCEL SERVICE INC CL B 911312106 1 13 SH DFND 3,4 0 0 13
UNITED RENTALS INC COM 911363109 1 6 SH DFND 1,2 6 0 0
UNITED RENTALS INC COM 911363109 422 2860 SH DFND 3,4 0 0 2860
UNITED TECHNOLOGIES CORP COM 913017109 833 6655 SH DFND 1,2 6477 30 148
UNITED TECHNOLOGIES CORP COM 913017109 136 1084 SH DFND 3,4 0 0 1084
UNITEDHEALTH GROUP INC COM 91324P102 355 1447 SH DFND 1,2 1447 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1298 5291 SH DFND 3,4 0 0 5291
UNIVERSAL FST PRODS INC COM 913543104 463 12657 SH DFND 3,4 0 0 12657
US BANCORP DEL COM NEW 902973304 112 2240 SH DFND 1,2 2240 0 0
US BANCORP DEL COM NEW 902973304 118 2361 SH DFND 3,4 0 0 2361
UXIN LTD ADS 91818X108 117 12900 SH DFND 3,4 0 0 12900
V F CORP COM 918204108 26 315 SH DFND 1,2 315 0 0
V F CORP COM 918204108 213 2610 SH DFND 3,4 0 0 2610
VALERO ENERGY CORP NEW COM 91913Y100 630 5686 SH DFND 1,2 5667 19 0
VALERO ENERGY CORP NEW COM 91913Y100 375 3381 SH DFND 3,4 0 0 3381
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 4036 175992 SH DFND 1,2 175711 0 281
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 214 9581 SH DFND 3,4 0 0 9581
VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 336 14259 SH DFND 3,4 0 0 14259
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 754 5735 SH DFND 3,4 0 0 5735
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 473 6044 SH DFND 1,2 6044 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 865 10927 SH DFND 3,4 0 0 10927
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 3358 61395 SH DFND 1,2 61360 0 35
VANGUARD GROUP DIV APP ETF 921908844 1554 15288 SH DFND 1,2 15288 0 0
VANGUARD GROUP DIV APP ETF 921908844 57 564 SH DFND 3,4 0 0 564
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 249 3062 SH DFND 1,2 3062 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1839 13099 SH DFND 1,2 12964 0 135
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1359 16691 SH DFND 3,4 0 0 16691
VANGUARD INDEX FDS VALUE ETF 922908744 241 2321 SH DFND 3,4 0 0 2321
VANGUARD INDEX FDS SMALL CP ETF 922908751 2147 13792 SH DFND 3,4 0 0 13792
VANGUARD INDEX FDS TOTAL STK MKT 922908769 54 387 SH DFND 3,4 0 0 387
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2871 36756 SH DFND 1,2 36740 0 16
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 36 465 SH DFND 3,4 0 0 465
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 415 4992 SH DFND 3,4 0 0 4992
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2188 13748 SH DFND 3,4 0 0 13748
VENTAS INC COM 92276F100 625 10967 SH DFND 1,2 10709 258 0
VERIZON COMMUNICATIONS INC COM 92343V104 2153 42792 SH DFND 1,2 41617 1175 0
VERIZON COMMUNICATIONS INC COM 92343V104 599 11897 SH DFND 3,4 0 0 11897
VISA INC COM CL A 92826C839 838 6329 SH DFND 1,2 6129 0 200
VISA INC COM CL A 92826C839 1713 12930 SH DFND 3,4 0 0 12930
VMWARE INC CL A COM 928563402 188 1280 SH DFND 1,2 1280 0 0
VMWARE INC CL A COM 928563402 16 108 SH DFND 3,4 0 0 108
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1394 57377 SH DFND 1,2 55593 1784 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 159 6525 SH DFND 3,4 0 0 6525
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 85 11600 SH DFND 3,4 0 0 11600
WALGREENS BOOTS ALLIANCE INC COM 931427108 251 4173 SH DFND 1,2 4113 0 60
WALMART INC COM 931142103 185 2160 SH DFND 1,2 2160 0 0
WALMART INC COM 931142103 213 2486 SH DFND 3,4 0 0 2486
WASTE MGMT INC DEL COM 94106L109 127 1562 SH DFND 1,2 1562 0 0
WASTE MGMT INC DEL COM 94106L109 82 1014 SH DFND 3,4 0 0 1014
WEATHERFORD INTL PLC ORD SHS G48833100 33 10000 SH DFND 3,4 0 0 10000
WELLS FARGO CO NEW COM 949746101 826 14903 SH DFND 1,2 14548 30 325
WELLS FARGO CO NEW COM 949746101 412 7441 SH DFND 3,4 0 0 7441
WELLTOWER INC COM 95040Q104 627 9991 SH DFND 1,2 9666 325 0
WELLTOWER INC COM 95040Q104 13 213 SH DFND 3,4 0 0 213
WESTERN DIGITAL CORP COM 958102105 121 1556 SH DFND 1,2 1556 0 0
WESTERN DIGITAL CORP COM 958102105 309 3996 SH DFND 3,4 0 0 3996
WESTERN UN CO COM 959802109 741 36484 SH DFND 1,2 36160 0 324
WESTROCK CO COM 96145D105 767 13444 SH DFND 1,2 13259 0 185
WEYERHAEUSER CO COM 962166104 21 579 SH DFND 1,2 579 0 0
WEYERHAEUSER CO COM 962166104 235 6454 SH DFND 3,4 0 0 6454
XYLEM INC COM 98419M100 7 99 SH DFND 1,2 99 0 0
XYLEM INC COM 98419M100 354 5259 SH DFND 3,4 0 0 5259
ZOETIS INC CL A 98978V103 38 447 SH DFND 1,2 447 0 0
ZOETIS INC CL A 98978V103 183 2152 SH DFND 3,4 0 0 2152
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