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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
03-31-2018
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
03-31-2018
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
214-855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
05-15-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
613
Form 13F Information table Value Total:
572024
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2
3
4

[Repeat as necessary.]


028-15365
028-15369




PlainsCapital Corp
PlainsCapital Bank
Hilltop Securities Holdings LLC
HILLTOP SECURITIES INC.
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 450 2051 SH DFND 3,4 0 0 2051
3M CO COM 88579Y101 405 1845 SH DFND 1,2 1775 0 70
ABBOTT LABS COM 002824100 145 2425 SH DFND 3,4 0 0 2425
ABBOTT LABS COM 002824100 312 5206 SH DFND 1,2 5206 0 0
ABBVIE INC COM 00287Y109 856 9047 SH DFND 3,4 0 0 9047
ABBVIE INC COM 00287Y109 2406 25425 SH DFND 1,2 24806 619 0
ABIOMED INC COM 003654100 1333 4581 SH DFND 3,4 0 0 4581
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 20 132 SH DFND 3,4 0 0 132
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 253 1649 SH DFND 1,2 1649 0 0
ADVISORSHARES TR RANGER EQUITY BE 00768Y883 866 104804 SH DFND 3,4 0 0 104804
AFFILIATED MANAGERS GROUP COM 008252108 272 1437 SH DFND 3,4 0 0 1437
AFFILIATED MANAGERS GROUP COM 008252108 19 102 SH DFND 1,2 102 0 0
AFLAC INC COM 001055102 144 3300 SH DFND 3,4 0 0 3300
AFLAC INC COM 001055102 149 3396 SH DFND 1,2 3396 0 0
AGCO CORP COM 001084102 876 13518 SH DFND 1,2 13372 0 146
ALGONQUIN PWR UTILS CORP COM 015857105 548 55250 SH DFND 3,4 0 0 55250
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 300 1632 SH DFND 3,4 0 0 1632
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 105 573 SH DFND 1,2 573 0 0
ALLSTATE CORP COM 020002101 682 7191 SH DFND 3,4 0 0 7191
ALLSTATE CORP COM 020002101 147 1550 SH DFND 1,2 1507 0 43
ALPHABET INC CAP STK CL A 02079K305 1008 972 SH DFND 3,4 0 0 972
ALPHABET INC CAP STK CL A 02079K305 916 883 SH DFND 1,2 859 0 24
ALPHABET INC CAP STK CL C 02079K107 738 715 SH DFND 3,4 0 0 715
ALPHABET INC CAP STK CL C 02079K107 347 336 SH DFND 1,2 336 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 438 46776 SH DFND 3,4 0 0 46776
ALPS ETF TR RIVERFRNT DYMC 00162Q528 201 6405 SH DFND 3,4 0 0 6405
ALPS ETF TR RIVERFRNT FLEX 00162Q510 220 6865 SH DFND 3,4 0 0 6865
ALPS ETF TR ALERIAN MLP 00162Q866 137 14547 SH DFND 1,2 14547 0 0
ALTRIA GROUP INC COM 02209S103 319 5127 SH DFND 3,4 0 0 5127
ALTRIA GROUP INC COM 02209S103 2099 33693 SH DFND 1,2 32876 817 0
AMAZON COM INC COM 023135106 2449 1692 SH DFND 3,4 0 0 1692
AMAZON COM INC COM 023135106 485 335 SH DFND 1,2 335 0 0
AMAZON COM INC COM 023135106 1447 1000 SH Call DFND 3,4 0 0 0
AMERICAN ELEC PWR INC COM 025537101 86 1252 SH DFND 3,4 0 0 1252
AMERICAN ELEC PWR INC COM 025537101 565 8239 SH DFND 1,2 8007 232 0
AMGEN INC COM 031162100 219 1287 SH DFND 3,4 0 0 1287
AMGEN INC COM 031162100 265 1555 SH DFND 1,2 1555 0 0
AMPHENOL CORP NEW CL A 032095101 315 3663 SH DFND 3,4 0 0 3663
AMPHENOL CORP NEW CL A 032095101 435 5047 SH DFND 1,2 4819 0 228
ANALOG DEVICES INC COM 032654105 223 2450 SH DFND 1,2 2450 0 0
APPLE INC COM 037833100 4455 26554 SH DFND 3,4 0 0 26554
APPLE INC COM 037833100 2701 16099 SH DFND 1,2 15864 0 235
APTIV PLC SHS G6095L109 293 3446 SH DFND 3,4 0 0 3446
APTIV PLC SHS G6095L109 145 1706 SH DFND 1,2 1706 0 0
AQUANTIA CORP COM 03842Q108 911 58000 SH DFND 3,4 0 0 58000
ASTRAZENECA PLC SPONSORED ADR 046353108 8 239 SH DFND 3,4 0 0 239
ASTRAZENECA PLC SPONSORED ADR 046353108 1313 37572 SH DFND 1,2 36511 1061 0
AT&T INC COM 00206R102 1556 43655 SH DFND 3,4 0 0 43655
AT&T INC COM 00206R102 2712 76097 SH DFND 1,2 75562 535 0
AUTODESK INC COM 052769106 253 2015 SH DFND 3,4 0 0 2015
AUTODESK INC COM 052769106 40 320 SH DFND 1,2 320 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 139 1226 SH DFND 3,4 0 0 1226
AUTOMATIC DATA PROCESSING IN COM 053015103 516 4549 SH DFND 1,2 4489 60 0
BANCO SANTANDER SA ADR 05964H105 166 25367 SH DFND 1,2 25367 0 0
BANK AMER CORP COM 060505104 103 3444 SH DFND 3,4 0 0 3444
BANK AMER CORP COM 060505104 614 20489 SH DFND 1,2 20489 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 1 16 SH DFND 3,4 0 0 16
BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 1656 35000 SH Put DFND 3,4 0 0 35000
BAXTER INTL INC COM 071813109 104 1592 SH DFND 3,4 0 0 1592
BAXTER INTL INC COM 071813109 164 2521 SH DFND 1,2 2521 0 0
BCE INC COM NEW 05534B760 69 1614 SH DFND 3,4 0 0 1614
BCE INC COM NEW 05534B760 1628 37827 SH DFND 1,2 36827 1000 0
BECTON DICKINSON & CO COM 075887109 473 2184 SH DFND 3,4 0 0 2184
BECTON DICKINSON & CO COM 075887109 102 471 SH DFND 1,2 471 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 435 2180 SH DFND 3,4 0 0 2180
BERKSHIRE HATHAWAY INC DEL CL A 084670108 299 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 680 3407 SH DFND 1,2 3298 0 109
BERRY GLOBAL GROUP INC COM 08579W103 311 5668 SH DFND 3,4 0 0 5668
BERRY GLOBAL GROUP INC COM 08579W103 67 1221 SH DFND 1,2 1207 0 14
BLACKROCK INC COM 09247X101 60 111 SH DFND 3,4 0 0 111
BLACKROCK INC COM 09247X101 303 560 SH DFND 1,2 560 0 0
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1464 65015 SH DFND 1,2 64661 0 354
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 546 17102 SH DFND 3,4 0 0 17102
BLACKSTONE GSO FLTING RTE FU COM 09256U105 362 19630 SH DFND 3,4 0 0 19630
BOEING CO COM 097023105 2318 7071 SH DFND 3,4 0 0 7071
BOEING CO COM 097023105 177 539 SH DFND 1,2 539 0 0
BOOKING HLDGS INC COM 09857L108 10 5 SH DFND 3,4 0 0 5
BOOKING HLDGS INC COM 09857L108 888 427 SH DFND 1,2 412 0 15
BP PLC SPONSORED ADR 055622104 21 506 SH DFND 3,4 0 0 506
BP PLC SPONSORED ADR 055622104 1151 28395 SH DFND 1,2 27708 687 0
BRINKS CO COM 109696104 220 3083 SH DFND 1,2 3059 0 24
BRISTOL MYERS SQUIBB CO COM 110122108 216 3419 SH DFND 3,4 0 0 3419
BRISTOL MYERS SQUIBB CO COM 110122108 523 8255 SH DFND 1,2 8121 134 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 115 1993 SH DFND 3,4 0 0 1993
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 414 7187 SH DFND 1,2 7042 145 0
BROADCOM LTD SHS Y09827109 265 1124 SH DFND 3,4 0 0 1124
BROADCOM LTD SHS Y09827109 418 1772 SH DFND 1,2 1772 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2037 18572 SH DFND 1,2 18284 0 288
BUILDERS FIRSTSOURCE INC COM 12008R107 203 10232 SH DFND 3,4 0 0 10232
BUNGE LIMITED COM G16962105 594 8030 SH DFND 3,4 0 0 8030
CAPITAL SOUTHWEST CORP COM 140501107 724 42550 SH DFND 3,4 0 0 42550
CARNIVAL CORP UNIT 99/99/9999 143658300 57 862 SH DFND 3,4 0 0 862
CARNIVAL CORP UNIT 99/99/9999 143658300 169 2564 SH DFND 1,2 2564 0 0
CATALENT INC COM 148806102 329 8023 SH DFND 3,4 0 0 8023
CATALENT INC COM 148806102 4 87 SH DFND 1,2 87 0 0
CATERPILLAR INC DEL COM 149123101 345 2340 SH DFND 3,4 0 0 2340
CATERPILLAR INC DEL COM 149123101 48 328 SH DFND 1,2 328 0 0
CBS CORP NEW CL B 124857202 320 6235 SH DFND 3,4 0 0 6235
CBS CORP NEW CL B 124857202 34 654 SH DFND 1,2 654 0 0
CDN IMPERIAL BK COMM TORONTO COM 136069101 629 7129 SH DFND 1,2 6920 209 0
CDW CORP COM 12514G108 302 4297 SH DFND 1,2 4297 0 0
CELGENE CORP COM 151020104 263 2948 SH DFND 3,4 0 0 2948
CELGENE CORP COM 151020104 318 3567 SH DFND 1,2 3511 0 56
CEMEX SAB DE CV SPON ADR NEW 151290889 69 10351 SH DFND 1,2 10351 0 0
CENTENE CORP DEL COM 15135B101 1717 16070 SH DFND 1,2 15893 0 177
CHECK POINT SOFTWARE TECH LT ORD M22465104 494 4974 SH DFND 3,4 0 0 4974
CHECK POINT SOFTWARE TECH LT ORD M22465104 105 1060 SH DFND 1,2 1060 0 0
CHENIERE ENERGY INC COM NEW 16411R208 593 11095 SH DFND 3,4 0 0 11095
CHEVRON CORP NEW COM 166764100 1042 9138 SH DFND 3,4 0 0 9138
CHEVRON CORP NEW COM 166764100 1574 13808 SH DFND 1,2 13661 147 0
CHUBB LIMITED COM H1467J104 26 192 SH DFND 3,4 0 0 192
CHUBB LIMITED COM H1467J104 672 4918 SH DFND 1,2 4735 0 183
CINTAS CORP COM 172908105 488 2861 SH DFND 3,4 0 0 2861
CINTAS CORP COM 172908105 12 71 SH DFND 1,2 71 0 0
CISCO SYS INC COM 17275R102 340 7919 SH DFND 3,4 0 0 7919
CISCO SYS INC COM 17275R102 875 20422 SH DFND 1,2 20322 100 0
CITIGROUP INC COM NEW 172967424 18 262 SH DFND 3,4 0 0 262
CITIGROUP INC COM NEW 172967424 247 3653 SH DFND 3653 0 0
CITIGROUP INC COM NEW 172967424 87 1282 SH DFND 1,2 1282 0 0
CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 206 8200 SH DFND 3,4 0 0 8200
CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 214 8800 SH DFND 3,4 0 0 8800
CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR 18383M654 251 4997 SH DFND 3,4 0 0 4997
CLEAN HARBORS INC COM 184496107 903 18498 SH DFND 1,2 18340 0 158
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 100 7976 SH DFND 3,4 0 0 7976
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1347 106994 SH DFND 1,2 105550 0 1444
CME GROUP INC COM CL A 12572Q105 372 2302 SH DFND 3,4 0 0 2302
CME GROUP INC COM CL A 12572Q105 621 3841 SH DFND 1,2 3818 23 0
COCA COLA CO COM 191216100 1167 26874 SH DFND 3,4 0 0 26874
COCA COLA CO COM 191216100 217 5000 SH Call DFND 3,4 0 0 0
COCA COLA CO COM 191216100 1673 38534 SH DFND 1,2 37616 918 0
COEUR MNG INC COM NEW 192108504 122 15269 SH DFND 3,4 0 0 15269
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 451 5609 SH DFND 1,2 5495 0 114
CRACKER BARREL OLD CTRY STOR COM 22410J106 103 650 SH DFND 3,4 0 0 650
CRACKER BARREL OLD CTRY STOR COM 22410J106 291 1826 SH DFND 1,2 1754 0 72
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 919 20109 SH DFND 3,4 0 0 20109
CROWN CASTLE INTL CORP NEW COM 22822V101 606 5532 SH DFND 3,4 0 0 5532
CROWN CASTLE INTL CORP NEW COM 22822V101 1492 13613 SH DFND 1,2 13206 407 0
CSI COMPRESSCO LP COM UNIT 12637A103 571 78650 SH DFND 3,4 0 0 78650
CSX CORP COM 126408103 354 6354 SH DFND 3,4 0 0 6354
CSX CORP COM 126408103 36 649 SH DFND 1,2 649 0 0
CVS HEALTH CORP COM 126650100 236 3797 SH DFND 1,2 3738 0 59
CYRUSONE INC COM 23283R100 628 12270 SH DFND 3,4 0 0 12270
CYRUSONE INC COM 23283R100 21 412 SH DFND 1,2 412 0 0
DANAHER CORP DEL COM 235851102 308 3147 SH DFND 3,4 0 0 3147
DANAHER CORP DEL COM 235851102 54 553 SH DFND 1,2 553 0 0
DARLING INGREDIENTS INC COM 237266101 594 34347 SH DFND 1,2 34198 0 149
DEERE & CO COM 244199105 793 5105 SH DFND 3,4 0 0 5105
DEERE & CO COM 244199105 59 381 SH DFND 1,2 381 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 609 11112 SH DFND 3,4 0 0 11112
DELTA AIR LINES INC DEL COM NEW 247361702 20 360 SH DFND 1,2 360 0 0
DELUXE CORP COM 248019101 210 2832 SH DFND 1,2 2832 0 0
DEVON ENERGY CORP NEW COM 25179M103 294 9254 SH DFND 3,4 0 0 9254
DEVON ENERGY CORP NEW COM 25179M103 13 400 SH DFND 1,2 400 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 311 2295 SH DFND 3,4 0 0 2295
DIAGEO P L C SPON ADR NEW 25243Q205 147 1087 SH DFND 1,2 1087 0 0
DIEBOLD NXDF INC COM 253651103 169 10936 SH DFND 1,2 10867 0 69
DISNEY WALT CO COM DISNEY 254687106 122 1213 SH DFND 3,4 0 0 1213
DISNEY WALT CO COM DISNEY 254687106 97 966 SH DFND 1,2 966 0 0
DOLLAR GEN CORP NEW COM 256677105 404 4315 SH DFND 3,4 0 0 4315
DOLLAR GEN CORP NEW COM 256677105 15 155 SH DFND 1,2 155 0 0
DOLLAR TREE INC COM 256746108 527 5556 SH DFND 1,2 5319 0 237
DOMINION ENERGY INC COM 25746U109 149 2211 SH DFND 3,4 0 0 2211
DOMINION ENERGY INC COM 25746U109 1294 19184 SH DFND 1,2 18685 499 0
DOWDUPONT INC COM 26078J100 1068 16757 SH DFND 3,4 0 0 16757
DOWDUPONT INC COM 26078J100 99 1560 SH DFND 1,2 1560 0 0
DOWDUPONT INC COM 26078J100 319 5000 SH Call DFND 3,4 0 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 132 1112 SH DFND 3,4 0 0 1112
DR PEPPER SNAPPLE GROUP INC COM 26138E109 172 1455 SH DFND 1,2 1455 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 63 810 SH DFND 3,4 0 0 810
DUKE ENERGY CORP NEW COM NEW 26441C204 1277 16481 SH DFND 1,2 15976 505 0
DYCOM INDS INC COM 267475101 10 90 SH DFND 3,4 0 0 90
DYCOM INDS INC COM 267475101 205 1912 SH DFND 1,2 1904 0 8
EAGLE MATERIALS INC COM 26969P108 202 1960 SH DFND 3,4 0 0 1960
EATON VANCE SR INCOME TR SH BEN INT 27826S103 108 15880 SH DFND 3,4 0 0 15880
EATON VANCE TAX MNGD GBL DV COM 27829F108 99 10900 SH DFND 3,4 0 0 10900
EATON VANCE TAX MNGD GBL DV COM 27829F108 86 9450 SH DFND 1,2 9450 0 0
EATON VANCE TX MNG BY WRT OP COM 27828Y108 730 49001 SH DFND 1,2 48733 0 268
EBAY INC COM 278642103 300 7445 SH DFND 3,4 0 0 7445
EBAY INC COM 278642103 40 1003 SH DFND 1,2 1003 0 0
ECOLAB INC COM 278865100 16 115 SH DFND 3,4 0 0 115
ECOLAB INC COM 278865100 407 2967 SH DFND 1,2 2857 0 110
EDITAS MEDICINE INC COM 28106W103 459 13845 SH DFND 3,4 0 0 13845
EMERSON ELEC CO COM 291011104 10 142 SH DFND 3,4 0 0 142
EMERSON ELEC CO COM 291011104 245 3585 SH DFND 1,2 3555 30 0
ENTERPRISE PRODS PARTNERS L COM 293792107 270 11042 SH DFND 3,4 0 0 11042
ENTERPRISE PRODS PARTNERS L COM 293792107 18 722 SH DFND 1,2 722 0 0
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 213 6214 SH DFND 3,4 0 0 6214
EVOLUTION PETROLEUM CORP COM 30049A107 115 14300 SH DFND 3,4 0 0 14300
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 108 5885 SH DFND 3,4 0 0 5885
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 4273 232354 SH DFND 1,2 231115 0 1239
EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 201 10160 SH DFND 1,2 10070 0 90
EXXON MOBIL CORP COM 30231G102 1253 16790 SH DFND 3,4 0 0 16790
EXXON MOBIL CORP COM 30231G102 149 2000 SH Call DFND 3,4 0 0 0
EXXON MOBIL CORP COM 30231G102 2756 36940 SH DFND 1,2 36287 653 0
FACEBOOK INC CL A 30303M102 1591 9955 SH DFND 3,4 0 0 9955
FACEBOOK INC CL A 30303M102 677 4239 SH DFND 1,2 4125 0 114
FARMLAND PARTNERS INC COM 31154R109 1021 122241 SH DFND 3,4 0 0 122241
FASTENAL CO COM 311900104 388 7098 SH DFND 1,2 6812 0 286
FEDEX CORP COM 31428X106 1369 5700 SH DFND 3,4 0 0 5700
FEDEX CORP COM 31428X106 65 272 SH DFND 1,2 272 0 0
FIBROGEN INC COM 31572Q808 2477 53610 SH DFND 3,4 0 0 53610
FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 204 3140 SH DFND 3,4 0 0 3140
FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R878 1001 37444 SH DFND 3,4 0 0 37444
FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 2652 44223 SH DFND 3,4 0 0 44223
FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1499 29189 SH DFND 3,4 0 0 29189
FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 658 36822 SH DFND 3,4 0 0 36822
FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 5847 163371 SH DFND 3,4 0 0 163371
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 7246 372355 SH DFND 3,4 0 0 372355
FIRST TR SR FLG RTE INCM FD COM 33733U108 147 11075 SH DFND 3,4 0 0 11075
FIVE PRIME THERAPEUTICS INC COM 33830X104 893 51975 SH DFND 3,4 0 0 51975
FLEXSHARES TR MORNSTAR UPSTR 33939L407 414 12703 SH DFND 1,2 12703 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 240 5211 SH DFND 1,2 5211 0 0
FLOOR & DECOR HLDGS INC CL A 339750101 320 6146 SH DFND 3,4 0 0 6146
FLOWSERVE CORP COM 34354P105 648 14948 SH DFND 1,2 14842 0 106
FORD MTR CO DEL COM PAR $0.01 345370860 20 1767 SH DFND 3,4 0 0 1767
FORD MTR CO DEL COM PAR $0.01 345370860 92 8318 SH DFND 1,2 8193 125 0
FORTIS INC COM 349553107 358 10606 SH DFND 3,4 0 0 10606
FORTIVE CORP COM 34959J108 188 2421 SH DFND 3,4 0 0 2421
FORTIVE CORP COM 34959J108 16 200 SH DFND 1,2 200 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 210 6270 SH DFND 1,2 6170 100 0
GENERAL DYNAMICS CORP COM 369550108 386 1747 SH DFND 3,4 0 0 1747
GENERAL DYNAMICS CORP COM 369550108 206 931 SH DFND 1,2 931 0 0
GENERAL ELECTRIC CO COM 369604103 104 7716 SH DFND 3,4 0 0 7716
GENERAL ELECTRIC CO COM 369604103 107 7947 SH DFND 1,2 7947 0 0
GENERAL MLS INC COM 370334104 222 4920 SH DFND 3,4 0 0 4920
GENERAL MLS INC COM 370334104 627 13908 SH DFND 1,2 13499 409 0
GILEAD SCIENCES INC COM 375558103 154 2048 SH DFND 3,4 0 0 2048
GILEAD SCIENCES INC COM 375558103 53 705 SH DFND 1,2 705 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 39 998 SH DFND 3,4 0 0 998
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1049 26871 SH DFND 1,2 26064 807 0
GLOBAL X FDS GLBL X MLP ETF 37950E473 1647 193990 SH DFND 3,4 0 0 193990
GLOBAL X FDS GLOBAL X URANIUM 37954Y871 1483 122846 SH DFND 1,2 121393 0 1453
GOLAR LNG LTD BERMUDA SHS G9456A100 501 18300 SH DFND 3,4 0 0 18300
GOLDCORP INC NEW COM 380956409 1190 86142 SH DFND 3,4 0 0 86142
GOLDCORP INC NEW COM 380956409 13 916 SH DFND 1,2 916 0 0
GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 5727 191921 SH DFND 3,4 0 0 191921
GOLDMAN SACHS GROUP INC COM 38141G104 203 805 SH DFND 3,4 0 0 805
GOLDMAN SACHS GROUP INC COM 38141G104 102 404 SH DFND 1,2 395 0 9
GREAT WESTN BANCORP INC COM 391416104 527 13085 SH DFND 3,4 0 0 13085
HALLIBURTON CO COM 406216101 1662 35408 SH DFND 3,4 0 0 35408
HALLIBURTON CO COM 406216101 51 1090 SH DFND 1,2 1090 0 0
HANESBRANDS INC COM 410345102 559 30378 SH DFND 1,2 30091 0 287
HARRIS CORP DEL COM 413875105 365 2264 SH DFND 3,4 0 0 2264
HARRIS CORP DEL COM 413875105 63 390 SH DFND 1,2 390 0 0
HASBRO INC COM 418056107 147 1745 SH DFND 3,4 0 0 1745
HASBRO INC COM 418056107 167 1972 SH DFND 1,2 1972 0 0
HCA HEALTHCARE INC COM 40412C101 330 3400 SH DFND 3,4 0 0 3400
HCA HEALTHCARE INC COM 40412C101 5 48 SH DFND 1,2 48 0 0
HEALTHEQUITY INC COM 42226A107 252 4168 SH DFND 3,4 0 0 4168
HECLA MNG CO COM 422704106 1728 470921 SH DFND 3,4 0 0 470921
HELMERICH & PAYNE INC COM 423452101 235 3532 SH DFND 1,2 3532 0 0
HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 443 41750 SH DFND 3,4 0 0 41750
HILLTOP HOLDINGS INC COM 432748101 23 1000 SH DFND 3,4 0 0 1000
HILLTOP HOLDINGS INC COM 432748101 486 20729 SH DFND 1,2 20729 0 0
HOLOGIC INC COM 436440101 244 6526 SH DFND 3,4 0 0 6526
HOME DEPOT INC COM 437076102 1362 7639 SH DFND 3,4 0 0 7639
HOME DEPOT INC COM 437076102 315 1767 SH DFND 1,2 1767 0 0
HONEYWELL INTL INC COM 438516106 1056 7309 SH DFND 3,4 0 0 7309
HONEYWELL INTL INC COM 438516106 258 1783 SH DFND 1,2 1783 0 0
HP INC COM 40434L105 317 14476 SH DFND 1,2 14381 95 0
IDEX CORP COM 45167R104 1800 12629 SH DFND 1,2 12426 0 203
ILLINOIS TOOL WKS INC COM 452308109 157 1000 SH DFND 3,4 0 0 1000
ILLINOIS TOOL WKS INC COM 452308109 72 458 SH DFND 1,2 458 0 0
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 7180 233574 SH DFND 3,4 0 0 233574
INSULET CORP COM 45784P101 359 4145 SH DFND 3,4 0 0 4145
INTEL CORP COM 458140100 500 9608 SH DFND 3,4 0 0 9608
INTEL CORP COM 458140100 499 9579 SH DFND 1,2 9579 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 226 3122 SH DFND 3,4 0 0 3122
INTERCONTINENTAL EXCHANGE IN COM 45866F104 22 305 SH DFND 1,2 305 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 5 30 SH DFND 3,4 0 0 30
INTERNATIONAL BUSINESS MACHS COM 459200101 430 2803 SH DFND 1,2 2786 17 0
INTL PAPER CO COM 460146103 110 2062 SH DFND 3,4 0 0 2062
INTL PAPER CO COM 460146103 354 6632 SH DFND 1,2 6561 71 0
ISHARES INC MIN VOL GBL ETF 464286525 4139 49382 SH DFND 3,4 0 0 49382
ISHARES INC CORE MSCI EMKT 46434G103 3749 64187 SH DFND 1,2 64187 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 1389 22880 SH DFND 1,2 22743 0 137
ISHARES SILVER TRUST ISHARES 46428Q109 492 31930 SH DFND 3,4 0 0 31930
ISHARES TR 1 3 YR CR BD ETF 464288646 809 7793 SH DFND 3,4 0 0 7793
ISHARES TR 1 3 YR TREAS BD 464287457 439 5253 SH DFND 3,4 0 0 5253
ISHARES TR 20 YR TR BD ETF 464287432 440 3613 SH DFND 3,4 0 0 3613
ISHARES TR CORE S&P MCP ETF 464287507 1355 7226 SH DFND 3,4 0 0 7226
ISHARES TR CORE S&P SCP ETF 464287804 871 11316 SH DFND 3,4 0 0 11316
ISHARES TR CORE S&P500 ETF 464287200 2990 11265 SH DFND 3,4 0 0 11265
ISHARES TR EAFE VALUE ETF 464288877 5633 103263 SH DFND 3,4 0 0 103263
ISHARES TR GLB CNSM STP ETF 464288737 1091 10867 SH DFND 3,4 0 0 10867
ISHARES TR IBONDS DEC22 ETF 46434VBA7 1422 58013 SH DFND 3,4 0 0 58013
ISHARES TR IBONDS DEC24 ETF 46434VBG4 1883 77203 SH DFND 3,4 0 0 77203
ISHARES TR INTL MOMENTUM FT 46434V449 5812 190010 SH DFND 3,4 0 0 190010
ISHARES TR INTL SEL DIV ETF 464288448 194 5863 SH DFND 3,4 0 0 5863
ISHARES TR MRNGSTR INC ETF 46432F875 6029 241363 SH DFND 3,4 0 0 241363
ISHARES TR MSCI EAFE ETF 464287465 237 3401 SH DFND 3,4 0 0 3401
ISHARES TR MSCI EMG MKT ETF 464287234 54 1119 SH DFND 3,4 0 0 1119
ISHARES TR RESIDNL REAL EST 464288562 530 9193 SH DFND 3,4 0 0 9193
ISHARES TR RUS 1000 GRW ETF 464287614 1 6 SH DFND 3,4 0 0 6
ISHARES TR RUSSELL 2000 ETF 464287655 154 1012 SH DFND 3,4 0 0 1012
ISHARES TR S&P MC 400GR ETF 464287606 5 24 SH DFND 3,4 0 0 24
ISHARES TR S&P US PFD STK 464288687 15 400 SH DFND 3,4 0 0 400
ISHARES TR SELECT DIVID ETF 464287168 758 7973 SH DFND 3,4 0 0 7973
ISHARES TR SHORT TREAS BD 464288679 1742 15787 SH DFND 3,4 0 0 15787
ISHARES TR SHRT NAT MUN ETF 464288158 949 9050 SH DFND 3,4 0 0 9050
ISHARES TR TIPS BD ETF 464287176 954 8440 SH DFND 3,4 0 0 8440
ISHARES TR U.S. REAL ES ETF 464287739 255 3378 SH DFND 3,4 0 0 3378
ISHARES TR US HOME CONS ETF 464288752 12 300 SH DFND 3,4 0 0 300
ISHARES TR USA MOMENTUM FCT 46432F396 13243 125026 SH DFND 3,4 0 0 125026
ISHARES TR 1 3 YR CR BD ETF 464288646 5380 51827 SH DFND 1,2 51609 0 218
ISHARES TR 1 3 YR TREAS BD 464287457 9303 111333 SH DFND 1,2 110197 0 1136
ISHARES TR 20 YR TR BD ETF 464287432 1980 16242 SH DFND 1,2 16080 0 162
ISHARES TR 3 7 YR TREAS BD 464288661 403 3341 SH DFND 1,2 3341 0 0
ISHARES TR CORE 1 5 YR USD 46432F859 1392 28215 SH DFND 1,2 28136 0 79
ISHARES TR CORE S&P MCP ETF 464287507 1435 7653 SH DFND 1,2 7646 0 7
ISHARES TR CORE S&P SCP ETF 464287804 3136 40723 SH DFND 1,2 40723 0 0
ISHARES TR CORE S&P500 ETF 464287200 517 1949 SH DFND 1,2 1949 0 0
ISHARES TR IBOXX INV CP ETF 464287242 2540 21639 SH DFND 1,2 21479 0 160
ISHARES TR INTL SEL DIV ETF 464288448 1410 42709 SH DFND 1,2 42470 0 239
ISHARES TR JPMORGAN USD EMG 464288281 206 1824 SH DFND 1,2 1824 0 0
ISHARES TR MBS ETF 464288588 2023 19339 SH DFND 1,2 19299 0 40
ISHARES TR MSCI EAFE ETF 464287465 3219 46202 SH DFND 1,2 46202 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 406 8404 SH DFND 1,2 5736 0 2668
ISHARES TR MSCI EURO FL ETF 464289180 316 13679 SH DFND 1,2 13679 0 0
ISHARES TR MSCI KLD400 SOC 464288570 557 5705 SH DFND 1,2 5705 0 0
ISHARES TR RUS 1000 ETF 464287622 1217 8289 SH DFND 1,2 8289 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 6474 47565 SH DFND 1,2 47443 0 122
ISHARES TR RUS 2000 GRW ETF 464287648 2243 11768 SH DFND 1,2 11768 0 0
ISHARES TR RUS MID CAP ETF 464287499 791 3832 SH DFND 1,2 3832 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1922 12661 SH DFND 1,2 12661 0 0
ISHARES TR RUSSELL 3000 ETF 464287689 347 2218 SH DFND 1,2 2218 0 0
ISHARES TR S&P MC 400GR ETF 464287606 336 1540 SH DFND 1,2 1540 0 0
ISHARES TR S&P MC 400VL ETF 464287705 234 1515 SH DFND 1,2 1515 0 0
ISHARES TR S&P US PFD STK 464288687 4825 128456 SH DFND 1,2 127432 400 624
ISHARES TR SELECT DIVID ETF 464287168 297 3126 SH DFND 1,2 3126 0 0
ISHARES TR US HOME CONS ETF 464288752 1811 45876 SH DFND 1,2 45383 0 493
JOHNSON & JOHNSON COM 478160104 2063 16097 SH DFND 3,4 0 0 16097
JOHNSON & JOHNSON COM 478160104 1408 10988 SH DFND 1,2 10910 78 0
JPMORGAN CHASE & CO COM 46625H100 2051 18651 SH DFND 3,4 0 0 18651
JPMORGAN CHASE & CO COM 46625H100 486 4416 SH DFND 1,2 4416 0 0
KAYNE ANDERSON MLP INVT CO COM 486606106 1542 93656 SH DFND 1,2 93656 0 0
KIMBERLY CLARK CORP COM 494368103 483 4389 SH DFND 3,4 0 0 4389
KIMBERLY CLARK CORP COM 494368103 852 7740 SH DFND 1,2 7560 180 0
KNOWLES CORP COM 49926D109 334 26570 SH DFND 1,2 26448 0 122
KRAFT HEINZ CO COM 500754106 357 5725 SH DFND 3,4 0 0 5725
KRAFT HEINZ CO COM 500754106 141 2272 SH DFND 1,2 2272 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 292 1808 SH DFND 3,4 0 0 1808
LABORATORY CORP AMER HLDGS COM NEW 50540R409 31 192 SH DFND 1,2 192 0 0
LAM RESEARCH CORP COM 512807108 337 1661 SH DFND 3,4 0 0 1661
LAM RESEARCH CORP COM 512807108 363 1788 SH DFND 1,2 1788 0 0
LEGGETT & PLATT INC COM 524660107 41 913 SH DFND 3,4 0 0 913
LEGGETT & PLATT INC COM 524660107 159 3578 SH DFND 1,2 3543 35 0
LILLY ELI & CO COM 532457108 252 3261 SH DFND 3,4 0 0 3261
LILLY ELI & CO COM 532457108 36 471 SH DFND 1,2 471 0 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 90 24322 SH DFND 1,2 24322 0 0
LOCKHEED MARTIN CORP COM 539830109 3113 9212 SH DFND 3,4 0 0 9212
LOCKHEED MARTIN CORP COM 539830109 816 2413 SH DFND 1,2 2386 27 0
LOWES COS INC COM 548661107 123 1400 SH DFND 3,4 0 0 1400
LOWES COS INC COM 548661107 188 2142 SH DFND 1,2 2142 0 0
MARSH & MCLENNAN COS INC COM 571748102 291 3518 SH DFND 3,4 0 0 3518
MARSH & MCLENNAN COS INC COM 571748102 49 588 SH DFND 1,2 588 0 0
MASCO CORP COM 574599106 309 7651 SH DFND 3,4 0 0 7651
MASCO CORP COM 574599106 9 226 SH DFND 1,2 226 0 0
MASTERCARD INCORPORATED CL A 57636Q104 873 4982 SH DFND 3,4 0 0 4982
MASTERCARD INCORPORATED CL A 57636Q104 672 3836 SH DFND 1,2 3711 0 125
MAXIM INTEGRATED PRODS INC COM 57772K101 13 216 SH DFND 3,4 0 0 216
MAXIM INTEGRATED PRODS INC COM 57772K101 205 3401 SH DFND 1,2 3401 0 0
MAXIMUS INC COM 577933104 237 3558 SH DFND 1,2 3340 0 218
MB FINANCIAL INC NEW COM 55264U108 330 8150 SH DFND 3,4 0 0 8150
MCCORMICK & CO INC COM NON VTG 579780206 153 1440 SH DFND 3,4 0 0 1440
MCCORMICK & CO INC COM NON VTG 579780206 73 684 SH DFND 1,2 684 0 0
MCDONALDS CORP COM 580135101 751 4800 SH DFND 3,4 0 0 4800
MCDONALDS CORP COM 580135101 1094 6998 SH DFND 1,2 6998 0 0
MERCK & CO INC COM 58933Y105 170 3128 SH DFND 3,4 0 0 3128
MERCK & CO INC COM 58933Y105 1106 20293 SH DFND 1,2 19852 441 0
MICROSOFT CORP COM 594918104 2527 27682 SH DFND 3,4 0 0 27682
MICROSOFT CORP COM 594918104 1501 16447 SH DFND 1,2 16351 46 50
MIDDLEBY CORP COM 596278101 335 2708 SH DFND 1,2 2575 0 133
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 102 15419 SH DFND 1,2 15419 0 0
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 52 13985 SH DFND 1,2 13985 0 0
MORGAN STANLEY COM NEW 617446448 144 2666 SH DFND 3,4 0 0 2666
MORGAN STANLEY COM NEW 617446448 133 2474 SH DFND 1,2 2474 0 0
MOTUS GI HLDGS INC COM 62014P108 502 112100 SH DFND 3,4 0 0 112100
MURPHY USA INC COM 626755102 1076 14776 SH DFND 1,2 14648 0 128
NATIONAL GRID PLC SPONSORED ADR NE 636274409 6 114 SH DFND 3,4 0 0 114
NATIONAL GRID PLC SPONSORED ADR NE 636274409 957 16960 SH DFND 1,2 16381 579 0
NETFLIX INC COM 64110L106 908 3073 SH DFND 3,4 0 0 3073
NETFLIX INC COM 64110L106 510 1727 SH DFND 1,2 1727 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 179 10877 SH DFND 1,2 10752 125 0
NEWFIELD EXPL CO COM 651290108 575 23578 SH DFND 1,2 23196 0 382
NEXTERA ENERGY INC COM 65339F101 54 330 SH DFND 3,4 0 0 330
NEXTERA ENERGY INC COM 65339F101 388 2378 SH DFND 1,2 2378 0 0
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 121 11000 SH DFND 3,4 0 0 11000
NORFOLK SOUTHERN CORP COM 655844108 296 2177 SH DFND 3,4 0 0 2177
NORFOLK SOUTHERN CORP COM 655844108 36 268 SH DFND 1,2 268 0 0
NORTHROP GRUMMAN CORP COM 666807102 1110 3178 SH DFND 3,4 0 0 3178
NORTHROP GRUMMAN CORP COM 666807102 288 824 SH DFND 1,2 824 0 0
NOVARTIS A G SPONSORED ADR 66987V109 14 167 SH DFND 3,4 0 0 167
NOVARTIS A G SPONSORED ADR 66987V109 301 3728 SH DFND 1,2 3728 0 0
NOVO-NORDISK A S ADR 670100205 431 8757 SH DFND 1,2 8667 0 90
NUVEEN MUN VALUE FD INC COM 670928100 220 23281 SH DFND 3,4 0 0 23281
NUVEEN MUN VALUE FD INC COM 670928100 122 12879 SH DFND 1,2 12879 0 0
NVIDIA CORP COM 67066G104 183 790 SH DFND 3,4 0 0 790
NVIDIA CORP COM 67066G104 144 621 SH DFND 1,2 621 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 22 339 SH DFND 3,4 0 0 339
OCCIDENTAL PETE CORP DEL COM 674599105 1013 15594 SH DFND 1,2 15110 484 0
OGE ENERGY CORP COM 670837103 138 4200 SH DFND 3,4 0 0 4200
OGE ENERGY CORP COM 670837103 566 17276 SH DFND 1,2 16971 0 305
OLD REP INTL CORP COM 680223104 373 17421 SH DFND 1,2 17261 160 0
OLLIES BARGAIN OUTLT HLDGS I COM 681116109 260 4306 SH DFND 3,4 0 0 4306
ONEOK INC NEW COM 682680103 81 1418 SH DFND 3,4 0 0 1418
ONEOK INC NEW COM 682680103 254 4459 SH DFND 1,2 4449 10 0
ORGANOVO HLDGS INC COM 68620A104 22 20981 SH DFND 3,4 0 0 20981
OWENS CORNING NEW COM 690742101 261 3237 SH DFND 1,2 3237 0 0
PACER FDS TR TRENDP 100 ETF 69374H303 980 31506 SH DFND 3,4 0 0 31506
PACER FDS TR TRENDP US LAR CP 69374H105 993 35016 SH DFND 3,4 0 0 35016
PACER FDS TR TRENDP US MID CP 69374H204 1023 33165 SH DFND 3,4 0 0 33165
PAGSEGURO DIGITAL LTD COM CL A G68707101 283 7382 SH DFND 3,4 0 0 7382
PARATEK PHARMACEUTICALS INC COM 699374302 486 37400 SH DFND 3,4 0 0 37400
PAYCHEX INC COM 704326107 34 559 SH DFND 3,4 0 0 559
PAYCHEX INC COM 704326107 172 2802 SH DFND 1,2 2802 0 0
PAYCOM SOFTWARE INC COM 70432V102 458 4261 SH DFND 3,4 0 0 4261
PAYPAL HLDGS INC COM 70450Y103 655 8634 SH DFND 3,4 0 0 8634
PAYPAL HLDGS INC COM 70450Y103 142 1878 SH DFND 1,2 1878 0 0
PENTAIR PLC SHS G7S00T104 885 12987 SH DFND 1,2 12811 0 176
PEOPLES UNITED FINANCIAL INC COM 712704105 862 46251 SH DFND 1,2 45801 450 0
PEPSICO INC COM 713448108 411 3768 SH DFND 3,4 0 0 3768
PEPSICO INC COM 713448108 960 8792 SH DFND 1,2 8406 105 281
PFIZER INC COM 717081103 454 12794 SH DFND 3,4 0 0 12794
PFIZER INC COM 717081103 746 21030 SH DFND 1,2 21030 0 0
PHILIP MORRIS INTL INC COM 718172109 747 7517 SH DFND 3,4 0 0 7517
PHILIP MORRIS INTL INC COM 718172109 2525 25399 SH DFND 1,2 25127 272 0
PHILLIPS 66 COM 718546104 200 2088 SH DFND 3,4 0 0 2088
PHILLIPS 66 COM 718546104 511 5333 SH DFND 1,2 5160 0 173
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 506 4979 SH DFND 3,4 0 0 4979
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 31979 314911 SH DFND 1,2 311098 0 3813
POLARIS INDS INC COM 731068102 1487 12979 SH DFND 1,2 12889 0 90
POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 1203 39928 SH DFND 3,4 0 0 39928
POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 1319 52406 SH DFND 3,4 0 0 52406
POWERSHARES ETF TR II KBW BK PORT 73937B746 950 17293 SH DFND 1,2 17219 0 74
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 228 2071 SH DFND 3,4 0 0 2071
POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 4914 164690 SH DFND 3,4 0 0 164690
POWERSHARES ETF TRUST WATER RES PORT 73935X575 6 200 SH DFND 3,4 0 0 200
POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 1996 37785 SH DFND 1,2 37386 0 399
POWERSHARES ETF TRUST WATER RES PORT 73935X575 914 30000 SH DFND 1,2 30000 0 0
POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 376 16363 SH DFND 3,4 0 0 16363
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 608 26290 SH DFND 3,4 0 0 26290
POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 256 11168 SH DFND 1,2 11168 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 334 14460 SH DFND 1,2 14460 0 0
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 5893 279533 SH DFND 3,4 0 0 279533
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1400 8745 SH DFND 3,4 0 0 8745
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4857 30330 SH DFND 1,2 30330 0 0
PPG INDS INC COM 693506107 222 1993 SH DFND 3,4 0 0 1993
PPG INDS INC COM 693506107 69 616 SH DFND 1,2 616 0 0
PPL CORP COM 69351T106 9 323 SH DFND 3,4 0 0 323
PPL CORP COM 69351T106 741 26198 SH DFND 1,2 25729 469 0
PROCTER AND GAMBLE CO COM 742718109 1090 13744 SH DFND 3,4 0 0 13744
PROCTER AND GAMBLE CO COM 742718109 1196 15091 SH DFND 1,2 14713 378 0
PRUDENTIAL FINL INC COM 744320102 26 250 SH DFND 3,4 0 0 250
PRUDENTIAL FINL INC COM 744320102 568 5486 SH DFND 1,2 5435 51 0
PUBLIC STORAGE COM 74460D109 65 322 SH DFND 3,4 0 0 322
PUBLIC STORAGE COM 74460D109 636 3175 SH DFND 1,2 3071 104 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 591 11749 SH DFND 1,2 11442 307 0
PVH CORP COM 693656100 382 2521 SH DFND 3,4 0 0 2521
PVH CORP COM 693656100 179 1184 SH DFND 1,2 1184 0 0
QUALCOMM INC COM 747525103 11 200 SH DFND 3,4 0 0 200
QUALCOMM INC COM 747525103 295 5332 SH DFND 1,2 5332 0 0
QUEST DIAGNOSTICS INC COM 74834L100 209 2087 SH DFND 1,2 2087 0 0
RAYTHEON CO COM NEW 755111507 1946 9015 SH DFND 3,4 0 0 9015
RAYTHEON CO COM NEW 755111507 120 557 SH DFND 1,2 557 0 0
REALTY INCOME CORP COM 756109104 36 700 SH DFND 3,4 0 0 700
REALTY INCOME CORP COM 756109104 437 8447 SH DFND 1,2 8257 190 0
RIO TINTO PLC SPONSORED ADR 767204100 160 3110 SH DFND 3,4 0 0 3110
RIO TINTO PLC SPONSORED ADR 767204100 235 4567 SH DFND 1,2 4567 0 0
ROSS STORES INC COM 778296103 290 3720 SH DFND 3,4 0 0 3720
ROSS STORES INC COM 778296103 47 609 SH DFND 1,2 609 0 0
ROYAL BK CDA MONTREAL QUE COM 780087102 124 1610 SH DFND 3,4 0 0 1610
ROYAL BK CDA MONTREAL QUE COM 780087102 127 1643 SH DFND 1,2 1643 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 88 1342 SH DFND 3,4 0 0 1342
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 196 2987 SH DFND 1,2 2987 0 0
RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 213 1138 SH DFND 3,4 0 0 1138
SABINE ROYALTY TR UNIT BEN INT 785688102 440 10000 SH DFND 1,2 10000 0 0
SANGAMO THERAPEUTICS INC COM 800677106 406 21360 SH DFND 3,4 0 0 21360
SANOFI SPONSORED ADR 80105N105 6 155 SH DFND 3,4 0 0 155
SANOFI SPONSORED ADR 80105N105 940 23456 SH DFND 1,2 22681 775 0
SCHLUMBERGER LTD COM 806857108 168 2600 SH DFND 3,4 0 0 2600
SCHLUMBERGER LTD COM 806857108 197 3035 SH DFND 1,2 2985 50 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 316 4681 SH DFND 3,4 0 0 4681
SELECT SECTOR SPDR TR ENERGY 81369Y506 2225 33000 SH DFND 33000 0 0
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 4204 135256 SH DFND 3,4 0 0 135256
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 57 1120 SH DFND 3,4 0 0 1120
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 144 2841 SH DFND 1,2 2841 0 0
SHERWIN WILLIAMS CO COM 824348106 26 66 SH DFND 3,4 0 0 66
SHERWIN WILLIAMS CO COM 824348106 497 1266 SH DFND 1,2 1214 0 52
SHOPIFY INC CL A 82509L107 201 1610 SH DFND 1,2 1610 0 0
SONY CORP SPONSORED ADR 835699307 223 4607 SH DFND 1,2 4607 0 0
SOUTHERN CO COM 842587107 382 8561 SH DFND 3,4 0 0 8561
SOUTHERN CO COM 842587107 821 18398 SH DFND 1,2 18025 373 0
SOUTHWEST AIRLS CO COM 844741108 15 260 SH DFND 3,4 0 0 260
SOUTHWEST AIRLS CO COM 844741108 369 6446 SH DFND 1,2 6446 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1533 6350 SH DFND 3,4 0 0 6350
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1932 8000 SH Call DFND 3,4 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 1139 9057 SH DFND 3,4 0 0 9057
SPDR GOLD TRUST GOLD SHS 78463V107 371 2953 SH DFND 1,2 2953 0 0
SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 5539 84506 SH DFND 3,4 0 0 84506
SPDR S&P 500 ETF TR TR UNIT 78462F103 2080 7906 SH DFND 3,4 0 0 7906
SPDR S&P 500 ETF TR TR UNIT 78462F103 2763 10500 SH DFND 10500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4992 18969 SH DFND 1,2 18969 0 0
SPDR SER TR BLOMBERG BRC INV 78468R200 2401 78138 SH DFND 3,4 0 0 78138
SPDR SER TR BLOOMBERG SRT TR 78468R408 3157 115404 SH DFND 1,2 114835 0 569
SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 771 30057 SH DFND 3,4 0 0 30057
SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 2095 62459 SH DFND 3,4 0 0 62459
SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 6597 198953 SH DFND 3,4 0 0 198953
SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2602 26158 SH DFND 3,4 0 0 26158
SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 800 22321 SH DFND 1,2 22321 0 0
SPLUNK INC COM 848637104 323 3286 SH DFND 3,4 0 0 3286
STANLEY BLACK & DECKER INC COM 854502101 223 1453 SH DFND 1,2 1453 0 0
STARBUCKS CORP COM 855244109 61 1046 SH DFND 3,4 0 0 1046
STARBUCKS CORP COM 855244109 561 9694 SH DFND 1,2 9407 0 287
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 112 13231 SH DFND 1,2 13231 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 241 5252 SH DFND 3,4 0 0 5252
SUPERNUS PHARMACEUTICALS INC COM 868459108 11 245 SH DFND 1,2 245 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 112 2558 SH DFND 3,4 0 0 2558
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 197 4508 SH DFND 1,2 4508 0 0
TARGET CORP COM 87612E106 29 418 SH DFND 3,4 0 0 418
TARGET CORP COM 87612E106 232 3348 SH DFND 1,2 3307 41 0
TEXAS INSTRS INC COM 882508104 138 1325 SH DFND 3,4 0 0 1325
TEXAS INSTRS INC COM 882508104 587 5654 SH DFND 1,2 5603 51 0
THERMO FISHER SCIENTIFIC INC COM 883556102 44 213 SH DFND 3,4 0 0 213
THERMO FISHER SCIENTIFIC INC COM 883556102 623 3015 SH DFND 1,2 2891 0 124
THOR INDS INC COM 885160101 332 2879 SH DFND 3,4 0 0 2879
THOR INDS INC COM 885160101 1349 11716 SH DFND 1,2 11552 0 164
TIMKEN CO COM 887389104 821 18007 SH DFND 1,2 17816 0 191
TJX COS INC NEW COM 872540109 348 4261 SH DFND 3,4 0 0 4261
TJX COS INC NEW COM 872540109 522 6399 SH DFND 1,2 6129 0 270
TOTAL S A SPONSORED ADR 89151E109 3 48 SH DFND 3,4 0 0 48
TOTAL S A SPONSORED ADR 89151E109 1205 20900 SH DFND 1,2 20412 488 0
TRANSOCEAN LTD REG SHS H8817H100 2005 202491 SH DFND 3,4 0 0 202491
TRAVELERS COMPANIES INC COM 89417E109 337 2425 SH DFND 3,4 0 0 2425
TRAVELERS COMPANIES INC COM 89417E109 26 190 SH DFND 1,2 190 0 0
TRINITY INDS INC COM 896522109 29 900 SH DFND 3,4 0 0 900
TRINITY INDS INC COM 896522109 654 20045 SH DFND 1,2 19869 0 176
TWITTER INC COM 90184L102 363 12500 SH DFND 3,4 0 0 12500
TWITTER INC COM 90184L102 116 4000 SH Call DFND 3,4 0 0 0
UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 457 23113 SH DFND 1,2 22918 0 195
UNILEVER PLC SPON ADR NEW 904767704 62 1109 SH DFND 3,4 0 0 1109
UNILEVER PLC SPON ADR NEW 904767704 180 3240 SH DFND 1,2 3240 0 0
UNION PAC CORP COM 907818108 670 4984 SH DFND 3,4 0 0 4984
UNION PAC CORP COM 907818108 578 4301 SH DFND 1,2 4130 0 171
UNITED PARCEL SERVICE INC CL B 911312106 79 758 SH DFND 3,4 0 0 758
UNITED PARCEL SERVICE INC CL B 911312106 359 3431 SH DFND 1,2 3301 130 0
UNITED RENTALS INC COM 911363109 480 2778 SH DFND 3,4 0 0 2778
UNITED STATES STL CORP NEW COM 912909108 1762 50060 SH DFND 3,4 0 0 50060
UNITED TECHNOLOGIES CORP COM 913017109 189 1505 SH DFND 3,4 0 0 1505
UNITED TECHNOLOGIES CORP COM 913017109 798 6345 SH DFND 1,2 6166 30 149
UNITEDHEALTH GROUP INC COM 91324P102 948 4431 SH DFND 3,4 0 0 4431
UNITEDHEALTH GROUP INC COM 91324P102 218 1015 SH DFND 1,2 1015 0 0
US BANCORP DEL COM NEW 902973304 118 2340 SH DFND 3,4 0 0 2340
US BANCORP DEL COM NEW 902973304 96 1906 SH DFND 1,2 1906 0 0
VALE S A ADR 91912E105 111 8750 SH DFND 3,4 0 0 8750
VALE S A ADR 91912E105 47 3669 SH DFND 1,2 3669 0 0
VALERO ENERGY CORP NEW COM 91913Y100 48 518 SH DFND 3,4 0 0 518
VALERO ENERGY CORP NEW COM 91913Y100 526 5674 SH DFND 1,2 5655 19 0
VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 443 18833 SH DFND 3,4 0 0 18833
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 354 16116 SH DFND 3,4 0 0 16116
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 4247 176667 SH DFND 1,2 175692 0 975
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 963 7597 SH DFND 3,4 0 0 7597
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 25028 313119 SH DFND 3,4 0 0 313119
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 570 7266 SH DFND 1,2 7266 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 53 976 SH DFND 3,4 0 0 976
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 20052 366452 SH DFND 1,2 363775 0 2677
VANGUARD INDEX FDS GROWTH ETF 922908736 420 2960 SH DFND 3,4 0 0 2960
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 888 11768 SH DFND 3,4 0 0 11768
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 859 3550 SH DFND 3,4 0 0 3550
VANGUARD INDEX FDS SMALL CP ETF 922908751 946 6437 SH DFND 3,4 0 0 6437
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1043 7687 SH DFND 3,4 0 0 7687
VANGUARD INDEX FDS VALUE ETF 922908744 15264 147935 SH DFND 3,4 0 0 147935
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 231 3062 SH DFND 1,2 3062 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 37 153 SH DFND 1,2 153 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 43 318 SH DFND 1,2 318 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 123 1574 SH DFND 3,4 0 0 1574
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3601 45915 SH DFND 1,2 45619 0 296
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 535 6490 SH DFND 3,4 0 0 6490
VANGUARD WORLD FDS FINANCIALS ETF 92204A405 201 2900 SH DFND 3,4 0 0 2900
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2465 16053 SH DFND 3,4 0 0 16053
VENTAS INC COM 92276F100 550 11089 SH DFND 1,2 10831 258 0
VERIZON COMMUNICATIONS INC COM 92343V104 483 10100 SH DFND 3,4 0 0 10100
VERIZON COMMUNICATIONS INC COM 92343V104 2119 44334 SH DFND 1,2 43159 1175 0
VISA INC COM CL A 92826C839 1383 11560 SH DFND 3,4 0 0 11560
VISA INC COM CL A 92826C839 718 6006 SH DFND 1,2 5802 0 204
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 88 3150 SH DFND 3,4 0 0 3150
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1690 60781 SH DFND 1,2 58997 1784 0
VOYA FINL INC COM 929089100 234 4625 SH DFND 3,4 0 0 4625
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 85 11600 SH DFND 3,4 0 0 11600
WALGREENS BOOTS ALLIANCE INC COM 931427108 231 3526 SH DFND 1,2 3457 0 69
WALMART INC COM 931142103 354 3975 SH DFND 3,4 0 0 3975
WALMART INC COM 931142103 175 1970 SH DFND 1,2 1970 0 0
WASTE MGMT INC DEL COM 94106L109 85 1012 SH DFND 3,4 0 0 1012
WASTE MGMT INC DEL COM 94106L109 160 1899 SH DFND 1,2 1899 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 924 403454 SH DFND 3,4 0 0 403454
WELLS FARGO CO NEW COM 949746101 377 7193 SH DFND 3,4 0 0 7193
WELLS FARGO CO NEW COM 949746101 711 13558 SH DFND 1,2 13198 30 330
WELLTOWER INC COM 95040Q104 7 130 SH DFND 3,4 0 0 130
WELLTOWER INC COM 95040Q104 606 11131 SH DFND 1,2 10806 325 0
WESTERN DIGITAL CORP COM 958102105 353 3826 SH DFND 3,4 0 0 3826
WESTERN DIGITAL CORP COM 958102105 66 718 SH DFND 1,2 718 0 0
WESTERN UN CO COM 959802109 640 33308 SH DFND 1,2 32946 0 362
WESTROCK CO COM 96145D105 828 12902 SH DFND 1,2 12717 0 185
WEYERHAEUSER CO COM 962166104 199 5696 SH DFND 3,4 0 0 5696
WEYERHAEUSER CO COM 962166104 19 533 SH DFND 1,2 533 0 0
WISDOMTREE TR CBOE S&P 500 97717X560 952 33726 SH DFND 3,4 0 0 33726
WISDOMTREE TR INTL EQUITY FD 97717W703 5262 95914 SH DFND 3,4 0 0 95914
XPO LOGISTICS INC COM 983793100 280 2746 SH DFND 3,4 0 0 2746
XYLEM INC COM 98419M100 398 5179 SH DFND 3,4 0 0 5179
XYLEM INC COM 98419M100 8 99 SH DFND 1,2 99 0 0
ZOETIS INC CL A 98978V103 204 2441 SH DFND 3,4 0 0 2441
ZOETIS INC CL A 98978V103 27 318 SH DFND 1,2 318 0 0
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