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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
12-31-2017
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
12-31-2017
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
214-855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
02-14-2018
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
486
Form 13F Information table Value Total:
443519
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2

[Repeat as necessary.]


028-15365
028-15369




PlainsCapital Corp
PlainsCapital Bank
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 562 2387 SH DFND 1,2 2202 10 175
3M CO COM 88579Y101 1014 4310 SH DFND 0 0 4310
ABBOTT LABS COM 002824100 418 7332 SH DFND 1,2 7221 111 0
ABBOTT LABS COM 002824100 263 4600 SH DFND 0 0 4600
ABBVIE INC COM 00287Y109 2914 30132 SH DFND 1,2 28870 738 524
ABBVIE INC COM 00287Y109 29 300 SH DFND 0 0 300
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 269 1754 SH DFND 1,2 1754 0 0
AETNA INC NEW COM 00817Y108 160 887 SH DFND 1,2 887 0 0
AETNA INC NEW COM 00817Y108 933 5171 SH DFND 0 0 5171
AGCO CORP COM 001084102 1079 15094 SH DFND 1,2 14919 0 175
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 103 600 SH DFND 1,2 600 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1134 6575 SH DFND 0 0 6575
ALLISON TRANSMISSION HLDGS I COM 01973R101 484 11232 SH DFND 0 0 11232
ALPHABET INC CAP STK CL A 02079K305 898 853 SH DFND 1,2 829 0 24
ALPHABET INC CAP STK CL C 02079K107 365 349 SH DFND 1,2 346 0 3
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 302 44835 SH DFND 0 0 44835
ALPS ETF TR ALERIAN MLP 00162Q866 141 13045 SH DFND 1,2 13045 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 902 83579 SH DFND 0 0 83579
ALTRIA GROUP INC COM 02209S103 2436 34119 SH DFND 1,2 32807 742 570
ALTRIA GROUP INC COM 02209S103 1605 22479 SH DFND 0 0 22479
AMAZON COM INC COM 023135106 386 330 SH DFND 1,2 330 0 0
AMAZON COM INC COM 023135106 164 140 SH DFND 0 0 140
AMERICAN AIRLS GROUP INC COM 02376R102 17 334 SH DFND 1,2 334 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 261 5020 SH DFND 0 0 5020
AMERICAN ELEC PWR INC COM 025537101 607 8261 SH DFND 1,2 8029 232 0
AMGEN INC COM 031162100 268 1539 SH DFND 1,2 1539 0 0
AMGEN INC COM 031162100 326 1877 SH DFND 0 0 1877
AMPHENOL CORP NEW CL A 032095101 453 5164 SH DFND 1,2 4921 0 243
AMPHENOL CORP NEW CL A 032095101 9 100 SH DFND 0 0 100
ANALOG DEVICES INC COM 032654105 346 3893 SH DFND 1,2 3506 18 369
APPLE INC COM 037833100 1954 11543 SH DFND 1,2 11289 0 254
APPLE INC COM 037833100 8849 52289 SH DFND 0 0 52289
ASTRAZENECA PLC SPONSORED ADR 046353108 3 100 SH DFND 0 0 100
ASTRAZENECA PLC SPONSORED ADR 046353108 1287 37086 SH DFND 1,2 36125 961 0
AT&T INC COM 00206R102 2979 76627 SH DFND 1,2 74753 535 1339
AT&T INC COM 00206R102 2037 52402 SH DFND 0 0 52402
AUTOMATIC DATA PROCESSING IN COM 053015103 803 6855 SH DFND 1,2 6274 60 521
AUTOMATIC DATA PROCESSING IN COM 053015103 59 500 SH DFND 0 0 500
BANCO SANTANDER SA ADR 05964H105 178 27268 SH DFND 1,2 27268 0 0
BANCO SANTANDER SA ADR 05964H105 11 1642 SH DFND 0 0 1642
BANK AMER CORP COM 060505104 602 20394 SH DFND 1,2 20394 0 0
BANK AMER CORP COM 060505104 750 25400 SH DFND 0 0 25400
BCE INC COM NEW 05534B760 1851 38547 SH DFND 1,2 37547 1000 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 298 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 678 3420 SH DFND 1,2 3298 0 122
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 430 2167 SH DFND 0 0 2167
BIOAMBER INC COM 09072Q106 7 18000 SH DFND 0 0 18000
BIOGEN INC COM 09062X103 52 162 SH DFND 1,2 162 0 0
BIOGEN INC COM 09062X103 1281 4020 SH DFND 0 0 4020
BLACKROCK INC COM 09247X101 18 36 SH DFND 0 0 36
BLACKROCK INC COM 09247X101 422 822 SH DFND 1,2 752 7 63
BLACKROCK TAX MUNICIPAL BD TR SHS 09248X100 1075 46395 SH DFND 1,2 46037 100 258
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1223 38200 SH DFND 0 0 38200
BOEING CO COM 097023105 3341 11328 SH DFND 0 0 11328
BOEING CO COM 097023105 159 539 SH DFND 1,2 539 0 0
BOSTON PROPERTIES INC COM 101121101 20 150 SH DFND 1,2 150 0 0
BOSTON PROPERTIES INC COM 101121101 380 2926 SH DFND 0 0 2926
BP PLC SPONSORED ADR 055622104 192 4580 SH DFND 0 0 4580
BP PLC SPONSORED ADR 055622104 1207 28729 SH DFND 1,2 28242 487 0
BRISTOL MYERS SQUIBB CO COM 110122108 582 9500 SH DFND 1,2 8435 134 931
BRISTOL MYERS SQUIBB CO COM 110122108 1127 18383 SH DFND 0 0 18383
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 247 3694 SH DFND 1,2 3594 100 0
BROADCOM LTD SHS Y09827109 467 1817 SH DFND 1,2 1817 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1880 20757 SH DFND 1,2 20427 0 330
CDN IMPERIAL BK COMM TORONTO COM 136069101 504 5175 SH DFND 1,2 5056 119 0
CDW CORP COM 12514G108 299 4301 SH DFND 1,2 4301 0 0
CELGENE CORP COM 151020104 362 3476 SH DFND 1,2 3356 0 120
CELGENE CORP COM 151020104 316 3026 SH DFND 0 0 3026
CEMEX SAB DE CV SPON ADR NEW 151290889 81 10742 SH DFND 1,2 10742 0 0
CENTENE CORP DEL COM 15135B101 1906 18896 SH DFND 1,2 18682 0 214
CENTURYLINK INC COM 156700106 600 35966 SH DFND 0 0 35966
CHENIERE ENERGY INC COM NEW 16411R208 369 6850 SH DFND 0 0 6850
CHEVRON CORP NEW COM 166764100 1682 13434 SH DFND 1,2 13087 147 200
CHEVRON CORP NEW COM 166764100 194 1547 SH DFND 0 0 1547
CHUBB LIMITED COM H1467J104 721 4932 SH DFND 1,2 4749 0 183
CISCO SYS INC COM 17275R102 726 18948 SH DFND 1,2 17848 100 1000
CISCO SYS INC COM 17275R102 184 4800 SH DFND 0 0 4800
CITIGROUP INC COM NEW 172967424 103 1382 SH DFND 1,2 1382 0 0
CITIGROUP INC COM NEW 172967424 1423 19123 SH DFND 3653 0 15470
CLEAN HARBORS INC COM 184496107 1060 19553 SH DFND 1,2 19403 0 150
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1480 96940 SH DFND 1,2 95525 0 1415
CME GROUP INC COM CL A 12572Q105 555 3800 SH DFND 1,2 3517 23 260
COCA COLA CO COM 191216100 1759 38343 SH DFND 1,2 37475 868 0
COCA COLA CO COM 191216100 684 14911 SH DFND 0 0 14911
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 403 5681 SH DFND 1,2 5553 0 128
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 238 3345 SH DFND 0 0 3345
CONOCOPHILLIPS COM 20825C104 132 2403 SH DFND 1,2 2403 0 0
CONOCOPHILLIPS COM 20825C104 224 4080 SH DFND 0 0 4080
CONSOLIDATED EDISON INC COM 209115104 480 5657 SH DFND 1,2 5431 226 0
CONSOLIDATED WATER CO INC ORD G23773107 166 13185 SH DFND 0 0 13185
CRACKER BARREL OLD CTRY STOR COM 22410J106 270 1702 SH DFND 1,2 1646 0 56
CROWN CASTLE INTL CORP NEW COM 22822V101 1621 14610 SH DFND 1,2 14203 407 0
CUMMINS INC COM 231021106 230 1302 SH DFND 0 0 1302
CUMMINS INC COM 231021106 18 101 SH DFND 1,2 101 0 0
CVS HEALTH CORP COM 126650100 207 2854 SH DFND 1,2 2854 0 0
CVS HEALTH CORP COM 126650100 128 1765 SH DFND 0 0 1765
CYRUSONE INC COM 23283R100 15 257 SH DFND 1,2 257 0 0
CYRUSONE INC COM 23283R100 1079 18125 SH DFND 0 0 18125
D R HORTON INC COM 23331A109 219 4274 SH DFND 1,2 4274 0 0
D R HORTON INC COM 23331A109 2628 51450 SH DFND 0 0 51450
DARLING INGREDIENTS INC COM 237266101 462 25523 SH DFND 1,2 25481 0 42
DELUXE CORP COM 248019101 216 2812 SH DFND 1,2 2812 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 166 1137 SH DFND 1,2 1137 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 1794 12285 SH DFND 0 0 12285
DISCOVER FINL SVCS COM 254709108 123 1600 SH DFND 1,2 1600 0 0
DISCOVER FINL SVCS COM 254709108 580 7538 SH DFND 0 0 7538
DISNEY WALT CO COM DISNEY 254687106 104 966 SH DFND 1,2 966 0 0
DISNEY WALT CO COM DISNEY 254687106 518 4816 SH DFND 0 0 4816
DOLLAR TREE INC COM 256746108 585 5452 SH DFND 1,2 5224 0 228
DOMINION ENERGY INC COM 25746U109 1500 18505 SH DFND 1,2 18156 349 0
DUKE ENERGY CORP NEW COM NEW 26441C204 787 9356 SH DFND 0 0 9356
DUKE ENERGY CORP NEW COM NEW 26441C204 1464 17403 SH DFND 1,2 16855 548 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 468 71840 SH DFND 0 0 71840
EATON VANCE TAX MNGD GBL DV COM 27829F108 31 3350 SH DFND 0 0 3350
EATON VANCE TAZ MNGD GBL DV COM 27829F108 89 9450 SH DFND 1,2 9450 0 0
EATON VANCE TX MNG BY WRT OP COM 27828Y108 571 37130 SH DFND 1,2 36693 200 237
ECOLAB INC COM 278865100 383 2859 SH DFND 1,2 2774 0 85
EMERSON ELEC CO COM 291011104 262 3753 SH DFND 1,2 3457 30 266
EMERSON ELEC CO COM 291011104 75 1082 SH DFND 0 0 1082
ENDOCYTE INC COM 29269A102 46 10720 SH DFND 0 0 10720
ENTERGY CORP NEW COM 29364G103 256 3143 SH DFND 1,2 2843 0 300
ENTERGY CORP NEW COM 29364G103 57 699 SH DFND 0 0 699
ENTERPRISE PRODS PARTNERS L COM 293792107 18 675 SH DFND 1,2 675 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 342 12898 SH DFND 0 0 12898
EVOLUTION PETROLEUM CORP COM 30049A107 527 76900 SH DFND 0 0 76900
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 3614 185604 SH DFND 1,2 184208 125 1271
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 153 7840 SH DFND 0 0 7840
EXXON MOBIL CORP COM 30231G102 3141 37565 SH DFND 1,2 36822 543 200
EXXON MOBIL CORP COM 30231G102 660 7892 SH DFND 0 0 7892
FACEBOOK INC CL A 30303M102 584 3311 SH DFND 1,2 3231 0 80
FACEBOOK INC CL A 30303M102 3325 18842 SH DFND 0 0 18842
FASTENAL CO COM 311900104 372 6791 SH DFND 1,2 6536 0 255
FEDEX CORP COM 31428X106 68 272 SH DFND 1,2 272 0 0
FEDEX CORP COM 31428X106 301 1205 SH DFND 0 0 1205
FIBROGEN INC COM 31572Q808 1710 36075 SH DFND 0 0 36075
FIRST TR EXCHAN TRADED FD VI FST TR GLB FD 33739H101 572 27600 SH DFND 0 0 27600
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1154 27412 SH DFND 0 0 27412
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1137 23369 SH DFND 0 0 23369
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1724 15688 SH DFND 0 0 15688
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1185 16983 SH DFND 0 0 16983
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1351 10846 SH DFND 0 0 10846
FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 500 10406 SH DFND 0 0 10406
FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 1448 25416 SH DFND 0 0 25416
FLEXSHARES TR IBOXX 3R TARGT 33939L506 2264 93009 SH DFND 1,2 93009 0 0
FLEXSHARES TR STOXX GLOBR INF 33939L795 282 5793 SH DFND 1,2 5793 0 0
FLEXSHARES TR MORNSTAR UPSTR 33939L407 501 15050 SH DFND 1,2 15050 0 0
FLOWSERVE CORP COM 34354P105 607 14411 SH DFND 1,2 14323 0 88
FORD MTR CO DEL COM PAR $0.01 345370860 177 14212 SH DFND 1,2 12362 125 1725
FORD MTR CO DEL COM PAR $0.01 345370860 724 57958 SH DFND 0 0 57958
FRANCO NEVADA CORP COM 351858105 3125 39090 SH DFND 0 0 39090
FRANCO NEVADA CORP COM 351858105 0 4 SH DFND 1,2 4 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 342 65605 SH DFND 0 0 65605
GAMESTOP CORP NEW CL A 36467W109 182 10141 SH DFND 1,2 10041 100 0
GAMESTOP CORP NEW CL A 36467W109 2 125 SH DFND 0 0 125
GAMING & LEISURE PPTYS INC COM 36467J108 217 5864 SH DFND 1,2 5114 0 750
GAMING & LEISURE PPTYS INC COM 36467J108 120 3250 SH DFND 0 0 3250
GENERAL DYNAMICS CORP COM 369550108 190 931 SH DFND 1,2 931 0 0
GENERAL DYNAMICS CORP COM 369550108 94 464 SH DFND 0 0 464
GENERAL ELECTRIC CO COM 369604103 536 30707 SH DFND 0 0 30707
GENERAL ELECTRIC CO COM 369604103 149 8525 SH DFND 1,2 8525 0 0
GENERAL MLS INC COM 370334104 734 12381 SH DFND 1,2 12097 284 0
GENERAL MLS INC COM 370334104 74 1242 SH DFND 0 0 1242
GILEAD SCIENCES INC COM 375558103 50 705 SH DFND 1,2 705 0 0
GILEAD SCIENCES INC COM 375558103 200 2798 SH DFND 0 0 2798
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1566 44160 SH DFND 0 0 44160
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1021 28775 SH DFND 1,2 28243 532 0
GRAHAM CORP COM 384556106 500 23900 SH DFND 0 0 23900
GRUBHUB INC COM 400110102 573 7985 SH DFND 0 0 7985
HANESBRANDS INC COM 410345102 487 23328 SH DFND 1,2 23081 0 247
HANESBRANDS INC COM 410345102 3 120 SH DFND 0 0 120
HASBRO INC COM 418056107 206 2266 SH DFND 1,2 2266 0 0
HASBRO INC COM 418056107 97 1069 SH DFND 0 0 1069
HELMERICH & PAYNE INC COM 423452101 270 4179 SH DFND 1,2 3954 0 225
HILLTOP HOLDINGS INC COM 432748101 525 20729 SH DFND 1,2 20729 0 0
HILLTOP HOLDINGS INC COM 432748101 8 324 SH DFND 0 0 324
HOME DEPOT INC COM 437076102 327 1725 SH DFND 1,2 1725 0 0
HOME DEPOT INC COM 437076102 635 3351 SH DFND 0 0 3351
HONEYWELL INTL INC COM 438516106 273 1783 SH DFND 1,2 1783 0 0
HONEYWELL INTL INC COM 438516106 567 3700 SH DFND 0 0 3700
HP INC COM 40434L105 336 16009 SH DFND 1,2 14644 95 1270
HSBC HLDGS PLC SPON ADR NEW 404280406 209 4042 SH DFND 1,2 4042 0 0
IDEX CORP COM 45167R104 2047 15508 SH DFND 1,2 15229 0 279
ILLINOIS TOOL WKS INC COM 452308109 76 458 SH DFND 1,2 458 0 0
ILLINOIS TOOL WKS INC COM 452308109 214 1284 SH DFND 0 0 1284
INC RESH HLDGS INC CL A 45329R109 225 5150 SH DFND 0 0 5150
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 1629 52469 SH DFND 0 0 52469
INSTALLED BLDG PRODS INC COM 45780R101 1303 17150 SH DFND 0 0 17150
INTEL CORP COM 458140100 273 5916 SH DFND 1,2 5916 0 0
INTEL CORP COM 458140100 873 18902 SH DFND 0 0 18902
INTERNATIONAL BUSINESS MACHS COM 459200101 496 3233 SH DFND 1,2 2934 17 282
INTERNATIONAL BUSINESS MACHS COM 459200101 17 112 SH DFND 0 0 112
INTL PAPER CO COM 460146103 393 6788 SH DFND 1,2 6257 71 460
INTL PAPER CO COM 460146103 93 1600 SH DFND 0 0 1600
INVESCO TR INVT GRADE MUNS COM 46131M106 143 10880 SH DFND 0 0 10880
ISHARES INC CORE MSCI EMKT 46434G103 3455 60714 SH DFND 1,2 60714 0 0
ISHARES INC MIN VOL GBL ETF 464286525 2884 34206 SH DFND 0 0 34206
ISHARES INC MSCI GERMANY ETF 464286806 1729 52350 SH DFND 0 0 52350
ISHARES INC MSCI JPN ETF NEW 46434G822 538 8974 SH DFND 1,2 8969 0 5
ISHARES TR 1 3 YR CR BD ETF 464288646 4762 45554 SH DFND 1,2 45243 120 191
ISHARES TR 1 3 YR CR BD ETF 464288646 18 175 SH DFND 0 0 175
ISHARES TR 1 3 YR TREAS BD 464287457 1799 21461 SH DFND 1,2 21317 0 144
ISHARES TR 1 3 YR TREAS BD 464287457 2651 31613 SH DFND 0 0 31613
ISHARES TR 20 YR TR BD ETF 464287432 29102 229397 SH DFND 1,2 227243 0 2154
ISHARES TR 20 YR TR BD ETF 464287432 4450 35081 SH DFND 0 0 35081
ISHARES TR 3 7 YR TREAS BD 464288661 408 3341 SH DFND 1,2 3341 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 6 48 SH DFND 0 0 48
ISHARES TR CMBS ETF 46429B366 924 18020 SH DFND 0 0 18020
ISHARES TR CORE 1 5 YR USD 46432F859 1700 34110 SH DFND 1,2 33997 0 113
ISHARES TR CORE S&P MCP ETF 464287507 1449 7633 SH DFND 1,2 7626 0 7
ISHARES TR CORE S&P MCP ETF 464287507 147 775 SH DFND 0 0 775
ISHARES TR CORE S&P SCP ETF 464287804 3511 45707 SH DFND 1,2 45707 0 0
ISHARES TR CORE S&P SCP ETF 464287804 60 775 SH DFND 0 0 775
ISHARES TR CORE S&P500 ETF 464287200 524 1949 SH DFND 1,2 1949 0 0
ISHARES TR CORE S&P500 ETF 464287200 1025 3812 SH DFND 0 0 3812
ISHARES TR CORE US AGGBD ET 464287226 171 1568 SH DFND 1,2 1552 0 16
ISHARES TR CORE US AGGBD ET 464287226 1689 15450 SH DFND 0 0 15450
ISHARES TR IBOXX INV CP ETF 464287242 15239 125366 SH DFND 1,2 124163 0 1203
ISHARES TR IBOXX INV CP ETF 464287242 1491 12264 SH DFND 0 0 12264
ISHARES TR INTL SEL DIV ETF 464288448 874 25871 SH DFND 1,2 25632 0 239
ISHARES TR INTL SEL DIV ETF 464288448 17 500 SH DFND 0 0 500
ISHARES TR JPMORGAN USD EMG 464288281 243 2095 SH DFND 1,2 2095 0 0
ISHARES TR JPMORGAN USD EMG 464288281 6 50 SH DFND 0 0 50
ISHARES TR MBS ETF 464288588 3455 32412 SH DFND 1,2 32099 100 213
ISHARES TR MBS ETF 464288588 1428 13394 SH DFND 0 0 13394
ISHARES TR MICRO-CAP ETF 464288869 1541 16103 SH DFND 0 0 16103
ISHARES TR MSCI EAFE ETF 464287465 4392 62456 SH DFND 1,2 62456 0 0
ISHARES TR MSCI EAFE ETF 464287465 4 50 SH DFND 0 0 50
ISHARES TR MSCI EMG MKT ETF 464287234 406 8617 SH DFND 1,2 5717 0 2900
ISHARES TR MSCI EMG MKT ETF 464287234 169 3581 SH DFND 0 0 3581
ISHARES TR MSCI EURO FL ETF 464289180 349 14968 SH DFND 1,2 14968 0 0
ISHARES TR MSCI KLD400 SOC 464288570 566 5758 SH DFND 1,2 5758 0 0
ISHARES TR RUS 1000 ETF 464287622 1562 10512 SH DFND 1,2 10512 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 8608 63913 SH DFND 1,2 63678 0 235
ISHARES TR RUS 1000 GRW ETF 464287614 20 150 SH DFND 0 0 150
ISHARES TR RUS 2000 GRW ETF 464287648 336 1801 SH DFND 1,2 1801 0 0
ISHARES TR RUS MID CAP ETF 464287499 860 4131 SH DFND 1,2 4131 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1953 12808 SH DFND 1,2 12808 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 5 36 SH DFND 0 0 36
ISHARES TR RUSSELL 3000 ETF 464287689 2225 14071 SH DFND 1,2 13942 0 129
ISHARES TR S&P MC 400GR ETF 464287606 332 1540 SH DFND 1,2 1540 0 0
ISHARES TR S&P MC 400VL ETF 464287705 224 1400 SH DFND 1,2 1400 0 0
ISHARES TR S&P US PFD STK 464288687 3935 103400 SH DFND 1,2 101868 400 1132
ISHARES TR S&P US PFD STK 464288687 1209 31755 SH DFND 0 0 31755
ISHARES TR SELECT DIVID ETF 464287168 322 3259 SH DFND 1,2 3259 0 0
ISHARES TR SELECT DIVID ETF 464287168 123 1250 SH DFND 0 0 1250
ISHARES TR SHRT NAT MUN ETF 464288158 419 4000 SH DFND 0 0 4000
ISHARES TR U.S. ENERGY ETF 464287796 927 23392 SH DFND 0 0 23392
ISHARES TR U.S. PHARMA ETF 464288836 825 5343 SH DFND 0 0 5343
ISHARES TR US CR BD ETF 464288620 440 3930 SH DFND 0 0 3930
ISHARES TR US HOME CONS ETF 464288752 1931 44161 SH DFND 1,2 43698 0 463
ISHARES TR USA MOMENTUM FCT 46432F396 2901 28129 SH DFND 0 0 28129
JMP GROUP LLC COM 46629U107 268 47900 SH DFND 0 0 47900
JOHNSON & JOHNSON COM 478160104 1128 8076 SH DFND 0 0 8076
JOHNSON & JOHNSON COM 478160104 1719 12303 SH DFND 1,2 11607 78 618
JPMORGAN CHASE & CO COM 46625H100 476 4452 SH DFND 1,2 4442 0 10
JPMORGAN CHASE & CO COM 46625H100 652 6100 SH DFND 0 0 6100
KAYNE ANDERSON MLP INVT CO COM 486606106 1924 101081 SH DFND 1,2 101081 0 0
KIMBERLY CLARK CORP COM 494368103 961 7965 SH DFND 1,2 7785 180 0
KIMBERLY CLARK CORP COM 494368103 63 524 SH DFND 0 0 524
KINDER MORGAN INC DEL COM 49456B101 33 1819 SH DFND 1,2 1819 0 0
KINDER MORGAN INC DEL COM 49456B101 243 13440 SH DFND 0 0 13440
KNOWLES CORP COM 49926D109 262 17873 SH DFND 1,2 17758 0 115
KRAFT HEINZ CO COM 500754106 248 3186 SH DFND 1,2 3186 0 0
LAM RESEARCH CORP COM 512807108 332 1802 SH DFND 1,2 1802 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 1738 300700 SH DFND 0 0 300700
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 91 24322 SH DFND 1,2 24322 0 0
LOCKHEED MARTIN CORP COM 539830109 828 2578 SH DFND 1,2 2347 27 204
LOCKHEED MARTIN CORP COM 539830109 368 1147 SH DFND 0 0 1147
LOWES COS INC COM 548661107 207 2226 SH DFND 1,2 2226 0 0
LOWES COS INC COM 548661107 182 1963 SH DFND 0 0 1963
MARRIOTT INTL INC NEW CL A 571903202 61 453 SH DFND 1,2 453 0 0
MARRIOTT INTL INC NEW CL A 571903202 1015 7476 SH DFND 0 0 7476
MASTERCARD INCORPORATED CL A 57636Q104 600 3966 SH DFND 1,2 3832 0 134
MAXIMUS INC COM 577933104 408 5706 SH DFND 1,2 5417 0 289
MCDONALDS CORP COM 580135101 632 3671 SH DFND 0 0 3671
MCDONALDS CORP COM 580135101 1470 8541 SH DFND 1,2 8120 50 371
MEDTRONIC PLC SHS G5960L103 86 1060 SH DFND 1,2 1060 0 0
MEDTRONIC PLC SHS G5960L103 347 4298 SH DFND 0 0 4298
MERCK & CO INC COM 58933Y105 1136 20190 SH DFND 1,2 19349 441 400
MERCK & CO INC COM 58933Y105 471 8365 SH DFND 0 0 8365
MICRON TECHNOLOGY INC COM 595112103 22 546 SH DFND 1,2 546 0 0
MICRON TECHNOLOGY INC COM 595112103 756 18395 SH DFND 0 0 18395
MICROSEMI CORP COM 595137100 498 9650 SH DFND 0 0 9650
MICROSOFT CORP COM 594918104 1617 18904 SH DFND 1,2 18408 46 450
MICROSOFT CORP COM 594918104 1288 15059 SH DFND 0 0 15059
MIDDLEBY CORP COM 596278101 346 2568 SH DFND 1,2 2438 0 130
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 108 14884 SH DFND 1,2 14884 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 3658 503200 SH DFND 0 0 503200
MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 51 13985 SH DFND 1,2 13985 0 0
MONDELEZ INTL INC CL A 609207105 48 1130 SH DFND 1,2 1130 0 0
MONDELEZ INTL INC CL A 609207105 252 5898 SH DFND 0 0 5898
MURPHY USA INC COM 626755102 1350 16799 SH DFND 1,2 16655 0 144
MURPHY USA INC COM 626755102 10 125 SH DFND 0 0 125
NATIONAL GRID PLC SPONSORED ADR NE 636274409 1064 18091 SH DFND 1,2 17809 282 0
NETFLIX INC COM 64110L106 332 1727 SH DFND 1,2 1727 0 0
NEW MEDIA INVT GROUP INC COM 64704V106 409 24396 SH DFND 0 0 24396
NEW SR INVT GROUP INC COM 648691103 107 14125 SH DFND 0 0 14125
NEWFIELD EXPL CO COM 651290108 544 17237 SH DFND 1,2 16883 0 354
NEXTERA ENERGY INC COM 65339F101 309 1981 SH DFND 1,2 1957 0 24
NEXTERA ENERGY INC COM 65339F101 573 3670 SH DFND 0 0 3670
NOMURA HLDGS INC SPONSORED ADR 65535H208 24 4045 SH DFND 1,2 4045 0 0
NOMURA HLDGS INC SPONSORED ADR 65535H208 146 25000 SH DFND 0 0 25000
NORBORD INC COM NEW 65548P403 217 6405 SH DFND 0 0 6405
NORFOLK SOUTHERN CORP COM 655844108 261 1802 SH DFND 0 0 1802
NORFOLK SOUTHERN CORP COM 655844108 39 268 SH DFND 1,2 268 0 0
NORTHROP GRUMMAN CORP COM 666807102 253 824 SH DFND 1,2 824 0 0
NORTHROP GRUMMAN CORP COM 666807102 55 180 SH DFND 0 0 180
NOVARTIS A G SPONSORED ADR 66987V109 6 71 SH DFND 0 0 71
NOVARTIS A G SPONSORED ADR 66987V109 426 5068 SH DFND 1,2 5068 0 0
NOVO-NORDISK A S ADR 670100205 491 9139 SH DFND 1,2 9041 0 98
NVIDIA CORP COM 67066G104 120 621 SH DFND 1,2 621 0 0
NVIDIA CORP COM 67066G104 203 1050 SH DFND 0 0 1050
NXP SEMICONDUCTORS N V COM N6596X109 155 1326 SH DFND 1,2 1326 0 0
NXP SEMICONDUCTORS N V COM N6596X109 468 3996 SH DFND 0 0 3996
OCCIDENTAL PETE CORP DEL COM 674599105 1106 15020 SH DFND 1,2 14536 484 0
OGE ENERGY CORP COM 670837103 616 18739 SH DFND 1,2 18396 0 343
OGE ENERGY CORP COM 670837103 161 4885 SH DFND 0 0 4885
OLD REP INTL CORP COM 680223104 425 19924 SH DFND 1,2 17908 160 1856
ONEOK INC NEW COM 682680103 262 4910 SH DFND 1,2 4500 10 400
ONEOK INC NEW COM 682680103 11 210 SH DFND 0 0 210
OWENS CORNING NEW COM 690742101 295 3208 SH DFND 1,2 3208 0 0
PALO ALTO NETWORKS INC COM 697435105 571 3941 SH DFND 0 0 3941
PAN AMERICAN SILVER CORP COM 697900108 3876 249100 SH DFND 0 0 249100
PENTAIR PLC SHS G7S00T104 994 14069 SH DFND 1,2 13858 0 211
PEOPLES UNITED FINANCIAL INC COM 712704105 976 52210 SH DFND 1,2 47659 450 4101
PEOPLES UNITED FINANCIAL INC COM 712704105 19 1012 SH DFND 0 0 1012
PEPSICO INC COM 713448108 1114 9294 SH DFND 1,2 8930 105 259
PEPSICO INC COM 713448108 299 2495 SH DFND 0 0 2495
PFIZER INC COM 717081103 1782 49192 SH DFND 0 0 49192
PFIZER INC COM 717081103 853 23532 SH DFND 1,2 23132 0 400
PHILIP MORRIS INTL INC COM 718172109 2820 26690 SH DFND 1,2 25798 272 620
PHILIP MORRIS INTL INC COM 718172109 722 6838 SH DFND 0 0 6838
PHILLIPS 66 COM 718546104 526 5200 SH DFND 1,2 5037 0 163
PHILLIPS 66 COM 718546104 200 1979 SH DFND 0 0 1979
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 6 55 SH DFND 1,2 55 0 0
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1611 16036 SH DFND 0 0 16036
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1323 13031 SH DFND 1,2 12913 0 118
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 61 605 SH DFND 0 0 605
PIMCO ETF TR INTER MUN BD ACT 72201R866 299 5578 SH DFND 0 0 5578
POLARIS INDS INC COM 731068102 1954 15754 SH DFND 1,2 15634 0 120
POLARIS INDS INC COM 731068102 33 264 SH DFND 0 0 264
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 249 15000 SH DFND 0 0 15000
POWERSHARES ETF TR II FND INV GR CP 73937B761 1866 72972 SH DFND 0 0 72972
POWERSHARES ETF TR II KBW RG BK PORT 73937B746 657 11952 SH DFND 1,2 11940 0 12
POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 1014 16587 SH DFND 0 0 16587
POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1630 16543 SH DFND 0 0 16543
POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1425 18648 SH DFND 0 0 18648
POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 731 19662 SH DFND 0 0 19662
POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 1878 37212 SH DFND 1,2 36822 0 390
POWERSHARES ETF TRUST WATER RES PORT 73935X575 908 30000 SH DFND 1,2 30000 0 0
POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 630 26359 SH DFND 1,2 26175 0 184
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 379 16464 SH DFND 1,2 16464 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4640 29791 SH DFND 1,2 29791 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3480 22343 SH DFND 0 0 22343
PPL CORP COM 69351T106 856 27655 SH DFND 1,2 27186 469 0
PRICELINE GRP INC COM NEW 741503403 725 417 SH DFND 1,2 401 0 16
PROCTER AND GAMBLE CO COM 742718109 1335 14537 SH DFND 1,2 13964 328 245
PROCTER AND GAMBLE CO COM 742718109 849 9245 SH DFND 0 0 9245
PRUDENTIAL FINL INC COM 744320102 674 5856 SH DFND 1,2 5395 51 410
PUBLIC STORAGE COM 74460D109 573 2739 SH DFND 1,2 2660 79 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 579 11253 SH DFND 1,2 10996 257 0
QUALCOMM INC COM 747525103 520 8127 SH DFND 1,2 7474 81 572
QUALCOMM INC COM 747525103 45 710 SH DFND 0 0 710
QUEST DIAGNOSTICS INC COM 74834L100 221 2251 SH DFND 1,2 2251 0 0
REALTY INCOME CORP COM 756109104 493 8644 SH DFND 1,2 8454 190 0
RIO TINTO PLC SPONSORED ADR 767204100 256 4828 SH DFND 1,2 4828 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 204 2987 SH DFND 1,2 2987 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 240 3520 SH DFND 0 0 3520
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 174 2611 SH DFND 1,2 2611 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 68 1014 SH DFND 0 0 1014
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 34 340 SH DFND 1,2 340 0 0
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 760 7518 SH DFND 0 0 7518
RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 775 4078 SH DFND 0 0 4078
SABINE ROYALTY TR UNIT BEN INT 785688102 446 10000 SH DFND 1,2 10000 0 0
SANOFI SPONSORED ADR 80105N105 1129 26260 SH DFND 1,2 25485 775 0
SANOFI SPONSORED ADR 80105N105 7 155 SH DFND 0 0 155
SCHLUMBERGER LTD COM 806857108 237 3512 SH DFND 1,2 3262 50 200
SCHLUMBERGER LTD COM 806857108 32 475 SH DFND 0 0 475
SEALED AIR CORP NEW COM 81211K100 606 12284 SH DFND 0 0 12284
SEALED AIR CORP NEW COM 81211K100 5 107 SH DFND 1,2 107 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 2386 33025 SH DFND 33000 0 25
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 174 3303 SH DFND 1,2 3303 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 921 17475 SH DFND 0 0 17475
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 26 400 SH DFND 1,2 400 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 233 3637 SH DFND 0 0 3637
SHERWIN WILLIAMS CO COM 824348106 507 1238 SH DFND 1,2 1184 0 54
SINA CORP ORD G81477104 411 4100 SH DFND 0 0 4100
SONY CORP SPONSORED ADR 835699307 218 4843 SH DFND 1,2 4843 0 0
SOUTHERN CO COM 842587107 836 17371 SH DFND 1,2 17098 273 0
SOUTHERN CO COM 842587107 76 1582 SH DFND 0 0 1582
SOUTHWEST AIRLS CO COM 844741108 422 6446 SH DFND 1,2 6446 0 0
SOUTHWEST AIRLS CO COM 844741108 237 3617 SH DFND 0 0 3617
SPDR GOLD TRUST GOLD SHS 78463V107 365 2953 SH DFND 1,2 2953 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 70 563 SH DFND 0 0 563
SPDR S&P 500 ETF TR TR UNIT 78462F103 3140 11767 SH DFND 1,2 11767 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 5103 19123 SH DFND 10500 0 8623
SPDR SER TR BLOOMBERG SRT TR 78468R408 2957 107333 SH DFND 1,2 106406 300 627
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 101 1989 SH DFND 1,2 1989 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 206 4079 SH DFND 0 0 4079
SPDR SERIES TRUST S&P TRANSN ETF 78464A532 209 3214 SH DFND 0 0 3214
STANLEY BLACK & DECKER INC COM 854502101 242 1425 SH DFND 1,2 1425 0 0
STARBUCKS CORP COM 855244109 552 9616 SH DFND 1,2 9317 0 299
STARBUCKS CORP COM 855244109 104 1815 SH DFND 0 0 1815
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 117 13420 SH DFND 1,2 13420 0 0
SYSCO CORP COM 871829107 67 1109 SH DFND 1,2 1109 0 0
SYSCO CORP COM 871829107 173 2849 SH DFND 0 0 2849
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 179 4508 SH DFND 1,2 4508 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 321 8103 SH DFND 0 0 8103
TARGET CORP COM 87612E106 254 3891 SH DFND 1,2 3850 41 0
TARGET CORP COM 87612E106 10 147 SH DFND 0 0 147
TEXAS INSTRS INC COM 882508104 780 7467 SH DFND 1,2 6996 51 420
TEXAS INSTRS INC COM 882508104 104 1000 SH DFND 0 0 1000
THERMO FISHER SCIENTIFIC INC COM 883556102 601 3165 SH DFND 1,2 3032 0 133
THERMO FISHER SCIENTIFIC INC COM 883556102 9 50 SH DFND 0 0 50
THOR INDS INC COM 885160101 2162 14343 SH DFND 1,2 14119 0 224
TIMKEN CO COM 887389104 862 17540 SH DFND 1,2 17364 0 176
TJX COS INC NEW COM 872540109 473 6193 SH DFND 1,2 5998 0 195
TORCHMARK CORP COM 891027104 5 55 SH DFND 1,2 55 0 0
TORCHMARK CORP COM 891027104 453 4991 SH DFND 0 0 4991
TOTAL S A SPONSORED ADR 89151E109 1145 20705 SH DFND 1,2 20317 388 0
TOTAL S A SPONSORED ADR 89151E109 111 2000 SH DFND 0 0 2000
TRC COS INC COM 872625108 421 23966 SH DFND 0 0 23966
TRINITY INDS INC COM 896522109 694 18517 SH DFND 1,2 18330 0 187
TRINITY INDS INC COM 896522109 19 500 SH DFND 0 0 500
TWITTER INC COM 90184L102 1888 78630 SH DFND 0 0 78630
TWO HBRS INVT CORP COM 90187B101 199 25195 SH DFND 0 0 25195
ULTA BEAUTY INC COM 90384S303 8 34 SH DFND 1,2 34 0 0
ULTA BEAUTY INC COM 90384S303 513 2293 SH DFND 0 0 2293
UNILEVER PLC SPON ADR NEW 904767704 217 3918 SH DFND 1,2 3918 0 0
UNION PAC CORP COM 907818108 585 4362 SH DFND 1,2 4184 0 178
UNION PAC CORP COM 907818108 243 1813 SH DFND 0 0 1813
UNITED CONTL HLDGS INC COM 910047109 15 228 SH DFND 1,2 228 0 0
UNITED CONTL HLDGS INC COM 910047109 313 4640 SH DFND 0 0 4640
UNITED PARCEL SERVICE INC CL B 911312106 397 3333 SH DFND 1,2 3238 95 0
UNITED PARCEL SERVICE INC CL B 911312106 267 2241 SH DFND 0 0 2241
UNITED TECHNOLOGIES CORP COM 913017109 841 6593 SH DFND 1,2 6150 30 413
UNITED TECHNOLOGIES CORP COM 913017109 192 1505 SH DFND 0 0 1505
UNITEDHEALTH GROUP INC COM 91324P102 223 1011 SH DFND 1,2 1011 0 0
UNITEDHEALTH GROUP INC COM 91324P102 336 1525 SH DFND 0 0 1525
VALERO ENERGY CORP NEW COM 91913Y100 566 6157 SH DFND 1,2 5713 19 425
VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 3464 141561 SH DFND 1,2 140224 405 932
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 588 7428 SH DFND 1,2 7428 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 70 883 SH DFND 0 0 883
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2544 31192 SH DFND 0 0 31192
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 16201 298033 SH DFND 1,2 295533 0 2500
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3334 29843 SH DFND 0 0 29843
VANGUARD INDEX FDS MID CAP ETF 922908629 522 3370 SH DFND 0 0 3370
VANGUARD INDEX FDS REIT ETF 922908553 261 3141 SH DFND 1,2 3141 0 0
VANGUARD INDEX FDS REIT ETF 922908553 245 2949 SH DFND 0 0 2949
VANGUARD INDEX FDS TOTAL STK MKT 922908769 763 5562 SH DFND 0 0 5562
VANGUARD INDEX FDS VALUE ETF 922908744 2152 20246 SH DFND 0 0 20246
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1935 35364 SH DFND 0 0 35364
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 47 1024 SH DFND 1,2 1024 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 954 20787 SH DFND 0 0 20787
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1505 15722 SH DFND 0 0 15722
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1807 22789 SH DFND 1,2 22673 0 116
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 135 1704 SH DFND 0 0 1704
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 647 6340 SH DFND 0 0 6340
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2329 15110 SH DFND 0 0 15110
VENTAS INC COM 92276F100 723 12059 SH DFND 1,2 11801 258 0
VERIZON COMMUNICATIONS INC COM 92343V104 2412 45578 SH DFND 1,2 44403 1175 0
VERIZON COMMUNICATIONS INC COM 92343V104 814 15377 SH DFND 0 0 15377
VISA INC COM CL A 92826C839 437 3830 SH DFND 0 0 3830
VISA INC COM CL A 92826C839 696 6105 SH DFND 1,2 5875 0 230
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 2129 66752 SH DFND 1,2 64968 1784 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 45 1400 SH DFND 0 0 1400
VOYA FINL INC COM 929089100 506 10228 SH DFND 0 0 10228
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 553 71295 SH DFND 0 0 71295
WALGREENS BOOTS ALLIANCE INC COM 931427108 218 3005 SH DFND 1,2 2898 0 107
WAL-MART STORES INC COM 931142103 185 1869 SH DFND 1,2 1869 0 0
WAL-MART STORES INC COM 931142103 598 6052 SH DFND 0 0 6052
WASTE MGMT INC DEL COM 94106L109 305 3533 SH DFND 1,2 3221 30 282
WEIBO CORP SPONSORED ADR 948596101 5 52 SH DFND 1,2 52 0 0
WEIBO CORP SPONSORED ADR 948596101 264 2550 SH DFND 0 0 2550
WELLS FARGO CO NEW COM 949746101 773 12741 SH DFND 1,2 12009 30 702
WELLS FARGO CO NEW COM 949746101 1093 18011 SH DFND 0 0 18011
WELLTOWER INC COM 95040Q104 709 11110 SH DFND 1,2 10785 325 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 119 10415 SH DFND 0 0 10415
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 553 46900 SH DFND 0 0 46900
WESTERN ASSET EMRG MKT DEBT COM 95766A101 307 19735 SH DFND 0 0 19735
WESTERN UN CO COM 959802109 484 25467 SH DFND 1,2 25193 0 274
WESTROCK CO COM 96145D105 828 13093 SH DFND 1,2 12888 0 205
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1753 27519 SH DFND 0 0 27519
WISDOMTREE TR JAPN HEDGE EQT 97717W851 2528 42605 SH DFND 0 0 42605
XPO LOGISTICS INC COM 983793100 238 2600 SH DFND 0 0 2600
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