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Section 1: 13F-HR

Form 13F Filer Information

Filer CIK
Filer CCC
File Number
09-30-2017
Period
Is this a LIVE or TEST Filing? LIVE TEST
Would you like a return copy? YES
Is this an electronic copy of an official filing submitted in paper format? YES

Submission Contact Information

Name
Phone
Email Address

Notification Information

Notify via Filing website only? YES

Notification will automatically be sent to the Login CIK, Submission Contact, and Primary Issuers. Specify additional addresses below.

Notification Email Addresses

United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 13F

Form 13F Cover Page

Report for the Calendar Year or Quarter Ended:
09-30-2017
Check here if Amendment: Amendment Number:

This Amendment (Check only one.):

is a restatement.
adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Hilltop Holdings Inc.
Address:
2323 Victory Avenue
Suite 1400
Dallas
TX
75219

Form 13F File Number:

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:
/s/ Corey G. Prestidge
Title:
Executive Vice President, General Counsel and Secretary
Phone:
214-855-2177

Signature, Place, and Date of Signing:

/s/ Corey G. Prestidge
[Signature]
Dallas,TX
[City, State]
11-14-2017
[Date]

Report Type (Check only one.):

13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

List of Other Managers Reporting for this Manager

[If there are no entries in this list, omit this section.]

Form 13F File Number Name

[Repeat as necessary.]

Do you wish to provide information pursuant to Special Instruction 5? Yes No

Additional Information

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
2
Form 13F Information table Entry Total:
397
Form 13F Information table Value Total:
330128
(thousands)

Confidential information has been omitted from the public Form 13F report and filed separately with the Commission.

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No.Form 13F File NumberName
1
2

[Repeat as necessary.]


028-15365
028-15369




PlainsCapital Corp
PlainsCapital Bank
(Back To Top)

Section 2: INFORMATION TABLE (INFORMATION TABLE)

FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of Class CUSIP Value
(x$1000)
SHRS or
PRN AMT
SH/PRN PUT/CALL Investment
DISCRETION
Other
Manager
Voting Authority
Sole Shared None
3M CO COM 88579Y101 395 1884 SH DFND 1,2 1673 10 201
3M CO COM 88579Y101 265 1264 SH DFND 0 0 1264
ABBOTT LABS COM 002824100 512 9594 SH DFND 1,2 8708 111 775
ABBOTT LABS COM 002824100 251 4700 SH DFND 0 0 4700
ABBVIE INC COM 00287Y109 3070 34557 SH DFND 1,2 33070 938 549
ABBVIE INC COM 00287Y109 160 1800 SH DFND 0 0 1800
ADVISORSHARES TR RANGER EQUITY BE 00768Y883 877 104295 SH DFND 0 0 104295
AGCO CORP COM 001084102 1095 14846 SH DFND 1,2 14671 0 175
AGNICO EAGLE MINES LTD COM 008474108 4069 90000 SH DFND 0 0 90000
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9 54 SH DFND 1,2 54 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 632 3660 SH DFND 0 0 3660
ALLERGAN PLC SHS G0177J108 294 1433 SH DFND 1,2 1397 0 36
ALLERGAN PLC SHS G0177J108 42 206 SH DFND 0 0 206
ALLIANCE DATA SYSTEMS CORP COM 018581108 241 1089 SH DFND 1,2 1064 0 25
ALLISON TRANSMISSION HLDGS I COM 01973R101 392 10439 SH DFND 0 0 10439
ALPHABET INC CAP STK CL A 02079K305 639 656 SH DFND 1,2 632 0 24
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 157 23745 SH DFND 0 0 23745
ALPS ETF TR ALERIAN MLP 00162Q866 224 19929 SH DFND 1,2 19929 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 109 9722 SH DFND 0 0 9722
ALTRIA GROUP INC COM 02209S103 2055 32408 SH DFND 1,2 31096 742 570
ALTRIA GROUP INC COM 02209S103 1154 18192 SH DFND 0 0 18192
AMAZON COM INC COM 023135106 1 1 SH DFND 1,2 1 0 0
AMAZON COM INC COM 023135106 428 445 SH DFND 0 0 445
AMERICAN ELEC PWR INC COM 025537101 629 8953 SH DFND 1,2 8721 232 0
AMERICAN ELEC PWR INC COM 025537101 74 1058 SH DFND 0 0 1058
AMGEN INC COM 031162100 179 959 SH DFND 1,2 959 0 0
AMGEN INC COM 031162100 333 1784 SH DFND 0 0 1784
AMPHENOL CORP NEW CL A 032095101 439 5183 SH DFND 1,2 4897 0 286
AMPHENOL CORP NEW CL A 032095101 8 100 SH DFND 0 0 100
ANALOG DEVICES INC COM 032654105 308 3577 SH DFND 1,2 3190 18 369
APPLE INC COM 037833100 1201 7792 SH DFND 1,2 7507 0 285
APPLE INC COM 037833100 4649 30162 SH DFND 0 0 30162
ARDMORE SHIPPING CORP COM Y0207T100 267 32400 SH DFND 0 0 32400
ASTRAZENECA PLC SPONSORED ADR 046353108 1141 33691 SH DFND 1,2 32730 961 0
ASTRAZENECA PLC SPONSORED ADR 046353108 7 200 SH DFND 0 0 200
AT&T INC COM 00206R102 2769 70701 SH DFND 1,2 68827 535 1339
AT&T INC COM 00206R102 2150 54901 SH DFND 0 0 54901
AUTOMATIC DATA PROCESSING IN COM 053015103 703 6426 SH DFND 1,2 5845 60 521
AUTOMATIC DATA PROCESSING IN COM 053015103 35 321 SH DFND 0 0 321
BANCO SANTANDER SA ADR 05964H105 81 11733 SH DFND 1,2 11733 0 0
BANK AMER CORP COM 060505104 370 14625 SH DFND 1,2 14625 0 0
BANK AMER CORP COM 060505104 129 5100 SH DFND 0 0 5100
BCE INC COM NEW 05534B760 1818 38840 SH DFND 1,2 37840 1000 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH DFND 1,2 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 451 2462 SH DFND 1,2 2305 0 157
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 179 975 SH DFND 0 0 975
BLACKROCK INC COM 09247X101 16 36 SH DFND 0 0 36
BLACKROCK INC COM 09247X101 302 676 SH DFND 1,2 606 7 63
BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1344 57531 SH DFND 1,2 57076 100 355
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1098 32910 SH DFND 0 0 32910
BOSTON PROPERTIES INC COM 101121101 6 51 SH DFND 1,2 51 0 0
BOSTON PROPERTIES INC COM 101121101 324 2636 SH DFND 0 0 2636
BP PLC SPONSERED ADR 055622104 935 24325 SH DFND 1,2 23838 487 0
BP PLC SPONSORED ADR 055622104 53 1380 SH DFND 0 0 1380
BRISTOL MYERS SQUIBB CO COM 110122108 558 8754 SH DFND 1,2 7689 134 931
BRISTOL MYERS SQUIBB CO COM 110122108 1007 15800 SH DFND 0 0 15800
BROADCOM LTD SHS Y09827109 351 1449 SH DFND 1,2 1449 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1677 20743 SH DFND 1,2 20413 0 330
CDN IMPERIAL BK COMM TORONTO COM 136069101 261 2988 SH DFND 1,2 2869 119 0
CDW CORP COM 12514G108 284 4307 SH DFND 1,2 4307 0 0
CELGENE CORP COM 151020104 401 2751 SH DFND 1,2 2590 0 161
CELGENE CORP COM 151020104 298 2047 SH DFND 0 0 2047
CEMEX SAB DE CV SPON ADR NEW 151290889 92 10084 SH DFND 1,2 10084 0 0
CENTENE CORP DEL COM 15135B101 1825 18861 SH DFND 1,2 18635 0 226
CHENIERE ENERGY INC COM NEW 16411R208 275 6100 SH DFND 0 0 6100
CHEVRON CORP NEW COM 166764100 1419 12075 SH DFND 1,2 11715 147 213
CHEVRON CORP NEW COM 166764100 335 2847 SH DFND 0 0 2847
CHUBB LIMITED COM H1467J104 667 4683 SH DFND 1,2 4452 0 231
CISCO SYS INC COM 17275R102 462 13749 SH DFND 1,2 12649 100 1000
CISCO SYS INC COM 17275R102 158 4700 SH DFND 0 0 4700
CITIGROUP INC COM NEW 172967424 15 200 SH DFND 1,2 200 0 0
CITIGROUP INC COM NEW 172967424 266 3653 SH DFND 3653 0 0
CLEAN HARBORS INC COM 184496107 1120 19749 SH DFND 1,2 19555 0 194
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1442 97210 SH DFND 1,2 95795 0 1415
CME GROUP INC COM 12572Q105 475 3504 SH DFND 1,2 3221 23 260
COCA COLA CO COM 191216100 1659 36859 SH DFND 1,2 35966 868 25
COCA COLA CO COM 191216100 559 12417 SH DFND 0 0 12417
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 382 5264 SH DFND 1,2 5086 0 178
CONSOLIDATED EDISON INC COM 209115104 521 6459 SH DFND 1,2 6233 226 0
CRACKER BARREL OLD CTRY STOR COM 22410J106 273 1806 SH DFND 1,2 1729 0 77
CROWN CASTLE INTL CORP NEW COM 22822V101 1399 13991 SH DFND 1,2 13584 407 0
CRYOLIFE INC COM 228903100 226 9946 SH DFND 1,2 9946 0 0
CVS HEALTH CORP COM 126650100 210 2581 SH DFND 1,2 2574 0 7
CVS HEALTH CORP COM 126650100 113 1385 SH DFND 0 0 1385
DARLING INGREDIENTS INC COM 237266101 463 26403 SH DFND 1,2 26261 0 142
DELUXE CORP COM 248019101 205 2812 SH DFND 1,2 2812 0 0
DEVON ENERGY CORP NEW COM 25179M103 1 30 SH DFND 1,2 30 0 0
DEVON ENERGY CORP NEW COM 25179M103 321 8749 SH DFND 0 0 8749
DISNEY WALT CO COM DISNEY 254687106 11 110 SH DFND 1,2 85 0 25
DISNEY WALT CO COM DISNEY 254687106 458 4645 SH DFND 0 0 4645
DOLLAR TREE INC COM 256746108 467 5382 SH DFND 1,2 5104 0 278
DOLLAR TREE INC COM 256746108 2 24 SH DFND 0 0 24
DOMINION ENERGY INC COM 25746U109 1387 18034 SH DFND 1,2 17685 349 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 118 1333 SH DFND 1,2 1333 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 411 4650 SH DFND 0 0 4650
DU PONT E I DE NEMOURS & CO COM 263534109 274 3263 SH DFND 0 0 3263
DUKE ENERGY CORP NEW COM NEW 26441C204 1477 17608 SH DFND 1,2 17060 548 0
DUKE ENERGY CORP NEW COM NEW 26441C204 335 3991 SH DFND 0 0 3991
EATON VANCE SR INCOME TR SH BEN INT 27826S103 244 36800 SH DFND 0 0 36800
EATON VANCE TAX MNGD GBL DV COM 27829F108 88 9450 SH DFND 1,2 9450 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 112 12000 SH DFND 0 0 12000
EATON VANCE TX MNG BY WRT OP COM 27828Y108 657 42886 SH DFND 1,2 42244 350 292
ECOLAB INC COM 278865100 355 2758 SH DFND 1,2 2627 0 131
EMERSON ELEC CO COM 291011104 209 3325 SH DFND 1,2 3029 30 266
EMERSON ELEC CO COM 291011104 64 1016 SH DFND 0 0 1016
ENTERGY CORP NEW COM 29364G103 222 2913 SH DFND 1,2 2613 0 300
ENTERGY CORP NEW COM 29364G103 54 712 SH DFND 0 0 712
ENVISION HEALTHCARE CORP COM 29414D100 717 15963 SH DFND 1,2 15799 0 164
EVOLUTION PETROLEUM CORP COM 30049A107 498 69100 SH DFND 0 0 69100
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 3201 161843 SH DFND 1,2 160443 125 1275
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 301505301 105 5330 SH DFND 0 0 5330
EXXON MOBIL CORP COM 30231G102 2815 34337 SH DFND 1,2 33484 653 200
EXXON MOBIL CORP COM 30231G102 547 6674 SH DFND 0 0 6674
FACEBOOK INC CL A 30303M102 236 1379 SH DFND 1,2 1299 0 80
FACEBOOK INC CL A 30303M102 3202 18741 SH DFND 0 0 18741
FASTENAL CO COM 311900104 316 6936 SH DFND 1,2 6581 0 355
FIBROGEN INC COM 31572Q808 2178 40475 SH DFND 0 0 40475
FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 698 14481 SH DFND 0 0 14481
FLOWSERVE CORP COM 34354P105 657 15444 SH DFND 1,2 15324 0 120
FORD MTR CO DEL COM PAR $0.01 345370860 122 10216 SH DFND 1,2 8366 125 1725
FORD MTR CO DEL COM PAR $0.01 345370860 141 11800 SH DFND 0 0 11800
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 208 37020 SH DFND 0 0 37020
GAMESTOP CORP NEW CL A 36467W109 339 16393 SH DFND 1,2 14143 175 2075
GAMING & LEISURE PPTYS INC COM 36467J108 215 5836 SH DFND 1,2 5086 0 750
GAMING & LEISURE PPTYS INC COM 36467J108 103 2780 SH DFND 0 0 2780
GENERAL ELECTRIC CO COM 369604103 93 3850 SH DFND 1,2 3350 0 500
GENERAL ELECTRIC CO COM 369604103 710 29365 SH DFND 0 0 29365
GENERAL MLS INC COM 370334104 628 12137 SH DFND 1,2 11803 334 0
GENERAL MLS INC COM 370334104 21 400 SH DFND 0 0 400
GENERAL MTRS CO COM 37045V100 761 18850 SH DFND 0 0 18850
GILEAD SCIENCES INC COM 375558103 257 3173 SH DFND 0 0 3173
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1262 31077 SH DFND 1,2 30195 882 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1492 36748 SH DFND 0 0 36748
HANESBRANDS INC COM 410345102 574 23281 SH DFND 1,2 22976 0 305
HANESBRANDS INC COM 410345102 3 135 SH DFND 0 0 135
HELMERICH & PAYNE INC COM 423452101 321 6169 SH DFND 1,2 5379 65 725
HILLTOP HOLDINGS INC COM 432748101 463 17825 SH DFND 1,2 17825 0 0
HILLTOP HOLDINGS INC COM 432748101 34 1324 SH DFND 0 0 1324
HOME DEPOT INC COM 437076102 76 466 SH DFND 1,2 466 0 0
HOME DEPOT INC COM 437076102 955 5841 SH DFND 0 0 5841
HONEYWELL INTL INC COM 438516106 100 707 SH DFND 1,2 707 0 0
HONEYWELL INTL INC COM 438516106 245 1725 SH DFND 0 0 1725
HP INC COM 40434L105 293 14657 SH DFND 1,2 13292 95 1270
IDEX CORP COM 45167R104 1856 15284 SH DFND 1,2 15001 0 283
INC RESH HLDGS INC CL A 45329R109 282 5400 SH DFND 0 0 5400
INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2379 77200 SH DFND 0 0 77200
INTEL CORP COM 458140100 78 2057 SH DFND 1,2 2057 0 0
INTEL CORP COM 458140100 641 16840 SH DFND 0 0 16840
INTERNATIONAL BUSINESS MACHS COM 459200101 465 3205 SH DFND 1,2 2942 17 246
INTERNATIONAL BUSINESS MACHS COM 459200101 80 552 SH DFND 0 0 552
INTL PAPER CO COM 460146103 374 6593 SH DFND 1,2 6062 71 460
INTL PAPER CO COM 460146103 4 75 SH DFND 0 0 75
ISHARES AGGRES ALLOC ETF 464289859 488 9099 SH DFND 0 0 9099
ISHARES GRWT ALLOCAT ETF 464289867 2023 45120 SH DFND 0 0 45120
ISHARES MSCI EURO FL ETF 464289180 311 13249 SH DFND 1,2 13249 0 0
ISHARES TR 1 3 YR CR BD ETF 464288646 4315 40964 SH DFND 1,2 40708 65 191
ISHARES TR 1 3 YR CR BD ETF 464288646 2213 21007 SH DFND 0 0 21007
ISHARES TR 1 3 YR TREAS BD 464287457 758 8973 SH DFND 1,2 8973 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 224 2647 SH DFND 0 0 2647
ISHARES TR 20 YR TR BD ETF 464287432 695 5564 SH DFND 1,2 5564 0 0
ISHARES TR 20 YR TR BD ETF 464287432 170 1363 SH DFND 0 0 1363
ISHARES TR 3 7 YR TREAS BD 464288661 413 3341 SH DFND 1,2 3341 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 171 1387 SH DFND 0 0 1387
ISHARES TR BARCLAYS 7 10 YR 464287440 88 827 SH DFND 1,2 827 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 162 1524 SH DFND 0 0 1524
ISHARES TR CMBS ETF 46429B366 1636 31733 SH DFND 0 0 31733
ISHARES TR CORE 1 5 YR USD 46432F859 1840 36603 SH DFND 1,2 36467 0 136
ISHARES TR CORE S&P MCP ETF 464287507 1411 7887 SH DFND 1,2 7858 0 29
ISHARES TR CORE S&P MCP ETF 464287507 67 375 SH DFND 0 0 375
ISHARES TR CORE S&P SCP ETF 464287804 588 7928 SH DFND 1,2 7928 0 0
ISHARES TR CORE S&P SCP ETF 464287804 29 385 SH DFND 0 0 385
ISHARES TR CORE S&P500 ETF 464287200 587 2319 SH DFND 1,2 2319 0 0
ISHARES TR CORE S&P500 ETF 464287200 1166 4609 SH DFND 0 0 4609
ISHARES TR CORE US AGGBD ET 464287226 276 2514 SH DFND 1,2 2472 0 42
ISHARES TR EAFE SML CP ETF 464288273 1013 16336 SH DFND 0 0 16336
ISHARES TR EAFE VALUE ETF 464288877 1672 30616 SH DFND 0 0 30616
ISHARES TR IBOXX INV CP ETF 464287242 526 4343 SH DFND 1,2 4343 0 0
ISHARES TR IBOXX INV CP ETF 464287242 172 1422 SH DFND 0 0 1422
ISHARES TR INTL SEL DIV ETF 464288448 1062 31469 SH DFND 1,2 31005 0 464
ISHARES TR INTL SEL DIV ETF 464288448 34 1000 SH DFND 0 0 1000
ISHARES TR JPMORGAN USD EMG 464288281 478 4102 SH DFND 1,2 4102 0 0
ISHARES TR MBS ETF 464288588 2507 23402 SH DFND 1,2 23309 50 43
ISHARES TR MBS ETF 464288588 19 178 SH DFND 0 0 178
ISHARES TR MIN VOL EAFE ETF 46429B689 3041 42798 SH DFND 0 0 42798
ISHARES TR MIN VOL USA ETF 46429B697 3128 62139 SH DFND 0 0 62139
ISHARES TR MSCI EAFE ETF 464287465 6603 96423 SH DFND 1,2 96423 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 386 8617 SH DFND 1,2 5717 0 2900
ISHARES TR MSCI KLD400 SOC 464288570 535 5758 SH DFND 1,2 5758 0 0
ISHARES TR RUS 1000 ETF 464287622 1522 10883 SH DFND 1,2 10883 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 8693 69513 SH DFND 1,2 69164 0 349
ISHARES TR RUS 2000 GRW ETF 464287648 322 1801 SH DFND 1,2 1801 0 0
ISHARES TR RUS MID CAP ETF 464287499 846 4293 SH DFND 1,2 4293 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 1858 12542 SH DFND 1,2 12542 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 33 225 SH DFND 0 0 225
ISHARES TR RUSSELL 3000 ETF 464287689 5770 38651 SH DFND 1,2 38204 0 447
ISHARES TR S&P MC 400GR ETF 464287606 312 1540 SH DFND 1,2 1540 0 0
ISHARES TR S&P MC 400VL ETF 464287705 214 1400 SH DFND 1,2 1400 0 0
ISHARES TR S&P US PFD STK 464288687 3560 91727 SH DFND 1,2 90633 100 994
ISHARES TR S&P US PFD STK 464288687 1149 29600 SH DFND 0 0 29600
ISHARES TR SELECT DIVID ETF 464287168 331 3538 SH DFND 1,2 3538 0 0
ISHARES TR SHORT TREAS BD 464288679 2379 21546 SH DFND 0 0 21546
ISHARES TR SHRT NAT MUN ETF 464288158 338 3188 SH DFND 0 0 3188
ISHARES TR U.S. PHARMA ETF 464288836 1338 8561 SH DFND 0 0 8561
ISHARES TR US TREAS BD ETF 46429B267 224 8887 SH DFND 0 0 8887
ISHARES TR USA MOMENTUM FCT 46432F396 4434 46346 SH DFND 0 0 46346
JMP GROUP LLC COM 46629U107 282 50100 SH DFND 0 0 50100
JOHNSON & JOHNSON COM 478160104 858 6603 SH DFND 0 0 6603
JOHNSON & JOHNSON COM 478160104 1375 10578 SH DFND 1,2 9882 78 618
JPMORGAN CHASE & CO COM 46625H100 140 1461 SH DFND 1,2 1433 0 28
JPMORGAN CHASE & CO COM 46625H100 1605 16803 SH DFND 0 0 16803
KAYNE ANDERSON MLP INVT CO COM 486606106 1760 96896 SH DFND 1,2 96896 0 0
KIMBERLY CLARK CORP COM 494368103 991 8418 SH DFND 1,2 8238 180 0
KIMBERLY CLARK CORP COM 494368103 62 529 SH DFND 0 0 529
KINDER MORGAN INC DEL COM 49456B101 11 596 SH DFND 1,2 596 0 0
KINDER MORGAN INC DEL COM 49456B101 270 14094 SH DFND 0 0 14094
KNOWLES CORP COM 49926D109 310 20313 SH DFND 1,2 19989 0 324
KRAFT HEINZ CO COM 500754106 223 2870 SH DFND 1,2 2870 0 0
KRAFT HEINZ CO COM 500754106 462 5956 SH DFND 0 0 5956
LAM RESEARCH CORP COM 512807108 320 1728 SH DFND 1,2 1728 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 443 85100 SH DFND 0 0 85100
LOCKHEED MARTIN CORP COM 539830109 694 2234 SH DFND 1,2 2003 27 204
LOCKHEED MARTIN CORP COM 539830109 253 815 SH DFND 0 0 815
LOWES COS INC COM 548661107 80 1000 SH DFND 0 0 1000
LOWES COS INC COM 548661107 163 2042 SH DFND 1,2 2042 0 0
MARATHON OIL CORP COM 565849106 276 20326 SH DFND 0 0 20326
MARRIOTT INTL INC NEW CL A 571903202 578 5240 SH DFND 0 0 5240
MASTERCARD INCORPORATED CL A 57636Q104 445 3147 SH DFND 1,2 2982 0 165
MASTERCARD INCORPORATED CL A 57636Q104 46 325 SH DFND 0 0 325
MAXIMUS INC COM 577933104 373 5782 SH DFND 1,2 5428 0 354
MCDONALDS CORP COM 580135101 327 2084 SH DFND 0 0 2084
MCDONALDS CORP COM 580135101 1299 8292 SH DFND 1,2 7871 50 371
MERCK & CO INC COM 58933Y105 1199 18717 SH DFND 1,2 18276 441 0
MERCK & CO INC COM 58933Y105 162 2530 SH DFND 0 0 2530
MICRON TECHNOLOGY INC COM 595112103 622 15817 SH DFND 0 0 15817
MICROSOFT CORP COM 594918104 927 12453 SH DFND 1,2 11957 46 450
MICROSOFT CORP COM 594918104 1026 13777 SH DFND 0 0 13777
MIDDLEBY CORP COM 596278101 331 2582 SH DFND 1,2 2432 0 150
MONDELEZ INTL INC CL A 609207105 4 90 SH DFND 1,2 90 0 0
MONDELEZ INTL INC CL A 609207105 255 6278 SH DFND 0 0 6278
MURPHY USA INC COM 626755102 1172 16987 SH DFND 1,2 16843 0 144
MURPHY USA INC COM 626755102 9 125 SH DFND 0 0 125
NATIONAL GRID PLC SPONSORED ADR NE 636274409 1348 21489 SH DFND 1,2 20890 599 0
NETFLIX INC COM 64110L106 203 1120 SH DFND 1,2 1120 0 0
NETFLIX INC COM 64110L106 399 2198 SH DFND 0 0 2198
NEW MEDIA INVT GROUP INC COM 64704V106 359 24250 SH DFND 0 0 24250
NEWFIELD EXPL CO COM 651290108 580 19576 SH DFND 1,2 19196 0 380
NEWMONT MINING CORP COM 651639106 4 100 SH DFND 1,2 100 0 0
NEWMONT MINING CORP COM 651639106 5157 137490 SH DFND 0 0 137490
NEXTERA ENERGY INC COM 65339F101 152 1035 SH DFND 1,2 1008 0 27
NEXTERA ENERGY INC COM 65339F101 215 1470 SH DFND 0 0 1470
NORFOLK SOUTHERN CORP COM 655844108 12 89 SH DFND 1,2 89 0 0
NORFOLK SOUTHERN CORP COM 655844108 190 1440 SH DFND 0 0 1440
NORTHROP GRUMMAN CORP COM 666807102 199 693 SH DFND 1,2 693 0 0
NORTHROP GRUMMAN CORP COM 666807102 52 180 SH DFND 0 0 180
NOVARTIS A G SPONSORED ADR 66987V109 210 2444 SH DFND 1,2 2344 100 0
NOVO NORDISK A S ADR 670100205 363 7540 SH DFND 1,2 7507 0 33
NOVO-NORDISK A S ADR 670100205 5 100 SH DFND 0 0 100
OCCIDENTAL PETE CORP DEL COM 674599105 886 13807 SH DFND 1,2 13323 484 0
OCCIDENTAL PETE CORP DEL COM 674599105 3 45 SH DFND 0 0 45
OGE ENERGY CORP COM 670837103 758 21050 SH DFND 1,2 20597 0 453
OGE ENERGY CORP COM 670837103 147 4090 SH DFND 0 0 4090
OLD REP INTL CORP COM 680223104 409 20795 SH DFND 1,2 18779 160 1856
OMEGA HEALTHCARE INVS INC COM 681936100 224 7006 SH DFND 1,2 6285 52 669
ONEOK INC NEW COM 682680103 268 4833 SH DFND 1,2 4433 0 400
ONEOK INC NEW COM 682680103 10 180 SH DFND 0 0 180
OWENS CORNING NEW COM 690742101 248 3208 SH DFND 1,2 3208 0 0
PALO ALTO NETWORKS INC COM 697435105 447 3103 SH DFND 0 0 3103
PAN AMERICAN SILVER CORP COM 697900108 6175 362167 SH DFND 0 0 362167
PENTAIR PLC SHS G7S00T104 958 14093 SH DFND 1,2 13882 0 211
PEOPLES UNITED FINANCIAL INC COM 712704105 958 52831 SH DFND 1,2 48280 450 4101
PEPSICO INC COM 713448108 875 7857 SH DFND 1,2 7445 105 307
PEPSICO INC COM 713448108 233 2087 SH DFND 0 0 2087
PFIZER INC COM 717081103 1617 45301 SH DFND 0 0 45301
PFIZER INC COM 717081103 677 18960 SH DFND 1,2 18560 0 400
PHILIP MORRIS INTL INC COM 718172109 2866 25813 SH DFND 1,2 24921 272 620
PHILIP MORRIS INTL INC COM 718172109 816 7353 SH DFND 0 0 7353
PHILLIPS 66 COM 718546104 460 5023 SH DFND 1,2 4821 0 202
PHILLIPS 66 COM 718546104 203 2220 SH DFND 0 0 2220
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1647 16221 SH DFND 0 0 16221
PIMCO ETF TR INTER MUN BD ACT 72201R866 227 4222 SH DFND 0 0 4222
POLARIS INDS INC COM 731068102 1647 15737 SH DFND 1,2 15617 0 120
POWERSHARES ETF TR II FND INV GR CP 73937B761 1898 74030 SH DFND 0 0 74030
POWERSHARES ETF TR II KBW BK PORT 73937B746 1894 37002 SH DFND 0 0 37002
POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 1799 62477 SH DFND 0 0 62477
POWERSHARES ETF TRUST WATER RES PORT 73935X575 855 30000 SH DFND 1,2 30000 0 0
POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 623 25952 SH DFND 1,2 25776 0 176
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 473 20440 SH DFND 1,2 20440 0 0
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 566 25454 SH DFND 0 0 25454
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3446 23689 SH DFND 1,2 23689 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4335 29806 SH DFND 0 0 29806
PPL CORP COM 69351T106 1098 28937 SH DFND 1,2 28268 669 0
PRICELINE GRP INC COM NEW 741503403 655 358 SH DFND 1,2 341 0 17
PROCTER AND GAMBLE CO COM 742718109 2206 24242 SH DFND 0 0 24242
PROCTER AND GAMBLE CO COM 742718109 1133 12455 SH DFND 1,2 12112 328 15
PRUDENTIAL FINL INC COM 744320102 644 6060 SH DFND 1,2 5599 51 410
PUBLIC STORAGE COM 74460D109 491 2293 SH DFND 1,2 2214 79 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 483 10445 SH DFND 1,2 10188 257 0
QUALCOMM INC COM 747525103 424 8184 SH DFND 1,2 7531 81 572
QUALCOMM INC COM 747525103 19 373 SH DFND 0 0 373
QUEST DIAGNOSTICS INC COM 74834L100 203 2163 SH DFND 1,2 2163 0 0
REALTY INCOME CORP COM 756109104 520 9098 SH DFND 1,2 8908 190 0
SABINE ROYALTY TR UNIT BEN INT 785688102 408 10000 SH DFND 1,2 10000 0 0
SANOFI SPONSORED ADR 80105N105 1493 29991 SH DFND 1,2 29216 775 0
SANOFI SPONSORED ADR 80105N105 8 155 SH DFND 0 0 155
SCHLUMBERGER LTD COM 806857108 234 3355 SH DFND 1,2 2910 0 445
SCHLUMBERGER LTD COM 806857108 51 725 SH DFND 0 0 725
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 223 4422 SH DFND 0 0 4422
SEALED AIR CORP NEW COM 81211K100 375 8788 SH DFND 0 0 8788
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5 50 SH DFND 1,2 50 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1676 18609 SH DFND 0 0 18609
SELECT SECTOR SPDR TR ENERGY 81369Y506 2273 33190 SH DFND 33000 0 190
SENOMYX INC COM 81724Q107 6 10200 SH DFND 0 0 10200
SHERWIN WILLIAMS CO COM 824348106 428 1197 SH DFND 1,2 1131 0 66
SHOPIFY INC CL A 82509L107 203 1744 SH DFND 1,2 1744 0 0
SINA CORP ORD G81477104 224 1950 SH DFND 0 0 1950
SOUTHERN CO COM 842587107 859 17494 SH DFND 1,2 17221 273 0
SOUTHERN CO COM 842587107 74 1508 SH DFND 0 0 1508
SOUTHWEST AIRLS CO COM 844741108 336 6000 SH DFND 1,2 6000 0 0
SOUTHWEST AIRLS CO COM 844741108 691 12343 SH DFND 0 0 12343
SPDR GOLD TRUST GOLD SHS 78463V107 361 2964 SH DFND 1,2 2964 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 76 623 SH DFND 0 0 623
SPDR S&P 500 ETF TR TR UNIT 78462F103 3728 14838 SH DFND 1,2 14838 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6342 25245 SH DFND 10500 0 14745
SPDR SER TR BLOOMBERG SRT TR 78468R408 2738 97938 SH DFND 1,2 97201 300 437
SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 2344 51238 SH DFND 0 0 51238
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 134 2621 SH DFND 1,2 2621 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 419 8198 SH DFND 0 0 8198
SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2441 24650 SH DFND 0 0 24650
SPDR SERIES TRUST S&P DIVID ETF 78464A763 88 971 SH DFND 1,2 971 0 0
SPDR SERIES TRUST S&P DIVID ETF 78464A763 178 1950 SH DFND 0 0 1950
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1470 29832 SH DFND 0 0 29832
STANLEY BLACK & DECKER INC COM 854502101 203 1345 SH DFND 1,2 1345 0 0
STARBUCKS CORP COM 855244109 448 8334 SH DFND 1,2 7971 0 363
STARBUCKS CORP COM 855244109 176 3280 SH DFND 0 0 3280
TARGET CORP COM 87612E106 259 4390 SH DFND 1,2 3965 41 384
TEXAS INSTRS INC COM 882508104 540 6028 SH DFND 1,2 5557 51 420
TEXAS INSTRS INC COM 882508104 90 1000 SH DFND 0 0 1000
THERMO FISHER SCIENTIFIC INC COM 883556102 558 2949 SH DFND 1,2 2802 0 147
THERMO FISHER SCIENTIFIC INC COM 883556102 52 275 SH DFND 0 0 275
THOR INDS INC COM 885160101 1804 14326 SH DFND 1,2 14102 0 224
TIME WARNER INC COM NEW 887317303 1 6 SH DFND 1,2 6 0 0
TIME WARNER INC COM NEW 887317303 427 4168 SH DFND 0 0 4168
TIMKEN CO COM 887389104 874 17997 SH DFND 1,2 17769 0 228
TJX COS INC NEW COM 872540109 443 6005 SH DFND 1,2 5711 0 294
TORCHMARK CORP COM 891027104 352 4395 SH DFND 0 0 4395
TOTAL S A SPONSORED ADR 89151E109 886 16555 SH DFND 1,2 16167 388 0
TRINITY INDS INC COM 896522109 642 20157 SH DFND 1,2 19957 0 200
TRINITY INDS INC COM 896522109 22 700 SH DFND 0 0 700
TUPPERWARE BRANDS CORP COM 899896104 300 4859 SH DFND 1,2 4759 100 0
TWITTER INC COM 90184L102 1305 77335 SH DFND 0 0 77335
TWO HBRS INVT CORP COM 90187B101 131 12950 SH DFND 0 0 12950
ULTA BEAUTY INC COM 90384S303 436 1928 SH DFND 0 0 1928
UNION PAC CORP COM 907818108 455 3924 SH DFND 1,2 3688 0 236
UNION PAC CORP COM 907818108 136 1177 SH DFND 0 0 1177
UNITED PARCEL SERVICE INC CL B 911312106 271 2256 SH DFND 1,2 2161 95 0
UNITED PARCEL SERVICE INC CL B 911312106 12 100 SH DFND 0 0 100
UNITED TECHNOLOGIES CORP COM 913017109 696 6000 SH DFND 1,2 5513 30 457
UNITED TECHNOLOGIES CORP COM 913017109 78 673 SH DFND 0 0 673
UNITEDHEALTH GROUP INC COM 91324P102 78 398 SH DFND 1,2 398 0 0
UNITEDHEALTH GROUP INC COM 91324P102 299 1525 SH DFND 0 0 1525
VALERO ENERGY CORP NEW COM 91913Y100 426 5535 SH DFND 1,2 5091 19 425
VANECK VECTORS ETF TR EM INVT GRD PL 92189F353 3644 146875 SH DFND 1,2 145609 255 1011
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 604 7570 SH DFND 1,2 7570 0 0
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 546 6846 SH DFND 0 0 6846
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14 175 SH DFND 1,2 175 0 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5997 73171 SH DFND 0 0 73171
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 589 10787 SH DFND 1,2 10787 0 0
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1557 14530 SH DFND 0 0 14530
VANGUARD INDEX FDS REIT ETF 922908553 290 3486 SH DFND 1,2 3486 0 0
VANGUARD INDEX FDS REIT ETF 922908553 25 297 SH DFND 0 0 297
VANGUARD INDEX FDS VALUE ETF 922908744 2817 28220 SH DFND 0 0 28220
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2258 42842 SH DFND 0 0 42842
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4469 102587 SH DFND 1,2 102587 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 816 18730 SH DFND 0 0 18730
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3496 43624 SH DFND 1,2 43338 0 286
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 163 2028 SH DFND 0 0 2028
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2379 15624 SH DFND 0 0 15624
VENTAS INC COM 92276F100 767 11772 SH DFND 1,2 11514 258 0
VERIZON COMMUNICATIONS INC COM 92343V104 2188 44219 SH DFND 1,2 43118 1065 36
VERIZON COMMUNICATIONS INC COM 92343V104 839 16947 SH DFND 0 0 16947
VISA INC COM CL A 92826C839 480 4569 SH DFND 1,2 4313 0 256
VISA INC COM CL A 92826C839 414 3930 SH DFND 0 0 3930
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1958 68793 SH DFND 1,2 66909 1884 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 40 1400 SH DFND 0 0 1400
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 456 56240 SH DFND 0 0 56240
WAL-MART STORES INC COM 931142103 62 795 SH DFND 1,2 795 0 0
WAL-MART STORES INC COM 931142103 241 3086 SH DFND 0 0 3086
WALGREENS BOOTS ALLIANCE INC COM 931427108 236 3065 SH DFND 1,2 2902 0 163
WASTE MGMT INC DEL COM 94106L109 256 3274 SH DFND 1,2 2962 30 282
WASTE MGMT INC DEL COM 94106L109 8 100 SH DFND 0 0 100
WELLS FARGO CO NEW COM 949746101 520 9426 SH DFND 1,2 8686 30 710
WELLS FARGO CO NEW COM 949746101 937 16984 SH DFND 0 0 16984
WELLTOWER INC COM 95040Q104 805 11458 SH DFND 1,2 11133 325 0
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 250 21650 SH DFND 0 0 21650
WESTERN UN CO COM 959802109 494 25765 SH DFND 1,2 25373 0 392
WESTROCK CO COM 96145D105 732 12895 SH DFND 1,2 12664 0 231
XILINX INC COM 983919101 286 4032 SH DFND 1,2 3631 40 361
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