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Insider OwnershipTOMPKINS FINANCIAL CORPORATION (NYSE AMERICAN - TMP)  
Click on an individual's name to see their transaction history.

Insider Transaction Activity (Last 6 Months)
Aggregates Shares Price ($) Value ($)
Open Market Buys0----
Open Market Sells (250) 83.78 (20,945)
Options Ex. & Sold2,14359.72 (685,390)
Net Shares19,35666.57690,111

High Volume Traders (Last 6 Months)
Name # Buys # Sells # Options Ex. & Sold Total # Trans. Net Shares
Stephen S. Romaine109108,199
Gregory J. Hartz1112141,461
Lindberg, Bonita N.10011,320
Fontaine, Alyssa H.10011,320
Howard, Brian A.10011,320


Transaction Date Name Action Shares Price($) Value($) Type Report Date
11/27/2017Francis M. Fetsko
CFO, Chief Ops Officer, Principal Accounting Officer, EVP &
Sell (250) 83.78 (20,945) Direct11/27/2017
 Open market or private sale of non-derivative or derivative security
11/27/2017Francis M. Fetsko
CFO, Chief Ops Officer, Principal Accounting Officer, EVP &
Sell (120) 84.28 (10,113) Direct11/29/2017
  Bona fide gift
11/21/2017Gregory J. Hartz
Executive Vice President
Sell (139) 85.33 (11,861) Direct11/22/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Francis M. Fetsko
CFO, Chief Ops Officer, Principal Accounting Officer, EVP &
Sell (139) 85.33 (11,861) Direct11/22/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Gerald J. Klein Jr.
Executive VP, CEO of Mahopac National Bank and President of
Sell (138) 85.33 (11,776) Direct11/22/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Stephen S. Romaine
Chief Executive Officer, President & Executive Director
Sell (440) 85.33 (37,545) Direct11/22/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Valenti, Susan M.
Executive Vice President of Corporate Marketing
Sell (139) 85.33 (11,861) Direct11/24/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Scott L. Gruber
Executive Vice President, Chief Executive Officer of VIST Ba
Sell (122) 85.33 (10,410) Direct11/22/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017Mckenna, John M.
Executive Vice President, President and Chief Executive Offi
Sell (139) 85.33 (11,861) Direct11/22/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/21/2017David S. Boyce
Executive VP, CEO of Tompkins Insurance Agencies and Preside
Sell (170) 85.33 (14,506) Direct11/22/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/17/2017Gregory J. Hartz
Executive Vice President
Sell (127) 82.90 (10,528) Direct11/22/2017
 Bona fide gift
11/9/2017Gregory J. Hartz
Executive Vice President
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Scott L. Gruber
Executive Vice President, Chief Executive Officer of VIST Ba
Buy1,32079.50104,940Direct11/13/2017
 Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017David S. Boyce
Executive VP, CEO of Tompkins Insurance Agencies and Preside
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Howard, Brian A.
Executive Vice President and President of Tompkins Financial
Buy1,32079.50104,940Direct11/13/2017
 Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Mckenna, John M.
Executive Vice President, President and Chief Executive Offi
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Francis M. Fetsko
CFO, Chief Ops Officer, Principal Accounting Officer, EVP &
Buy1,32079.50104,940Direct11/13/2017
 Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Lindberg, Bonita N.
Senior Vice President and Director of Human Resources
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Valenti, Susan M.
Executive Vice President of Corporate Marketing
Buy1,32079.50104,940Direct11/13/2017
 Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Fontaine, Alyssa H.
Executive Vice President and General Counsel
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Stephen S. Romaine
Chief Executive Officer, President & Executive Director
Buy4,62579.50367,688Direct11/13/2017
 Grant award or other acquisition pursuant to Rule 16b-3(d)
11/9/2017Gerald J. Klein Jr.
Executive VP, CEO of Mahopac National Bank and President of
Buy1,32079.50104,940Direct11/13/2017
  Grant award or other acquisition pursuant to Rule 16b-3(d)
11/4/2017Gregory J. Hartz
Executive Vice President
Sell (84) 85.20 (7,157) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Stephen S. Romaine
Chief Executive Officer, President & Executive Director
Sell (266) 85.20 (22,663) Direct11/7/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Scott L. Gruber
Executive Vice President, Chief Executive Officer of VIST Ba
Sell (74) 85.20 (6,305) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Valenti, Susan M.
Executive Vice President of Corporate Marketing
Sell (84) 85.20 (7,157) Direct11/7/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017David S. Boyce
Executive VP, CEO of Tompkins Insurance Agencies and Preside
Sell (103) 85.20 (8,776) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Mckenna, John M.
Executive Vice President, President and Chief Executive Offi
Sell (84) 85.20 (7,157) Direct11/7/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Francis M. Fetsko
CFO, Chief Ops Officer, Principal Accounting Officer, EVP &
Sell (84) 85.20 (7,157) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/4/2017Gerald J. Klein Jr.
Executive VP, CEO of Mahopac National Bank and President of
Sell (84) 85.20 (7,157) Direct11/7/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy15640.606,334Direct11/7/2017
 Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy14349.227,038Direct11/7/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy20637.007,622Direct11/7/2017
 Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy36440.6014,778Direct11/7/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy44749.2222,001Direct11/7/2017
 Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Buy68637.0025,382Direct11/7/2017
  Exercise or conversion of derivative security exempted pursuant to Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Sell (364) 85.20 (31,013) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Sell (447) 85.20 (38,084) Direct11/7/2017
  Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/3/2017Gregory J. Hartz
Executive Vice President
Sell (602) 85.20 (51,290) Direct11/7/2017
 Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise, or vesting of a security issued in accordance with Rule 16b-3
11/1/2017Gerald J. Klein Jr.
Executive VP, CEO of Mahopac National Bank and President of
Sell (115) ----Direct11/7/2017
  Bona fide gift
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