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Type: SC 13E3
Description: Williams Act, Issuer Self-Tender Offer: Must be filed by certain persons engaging in "going private" transactions. The schedule must be filed by any company or an affiliate of a company who engages in a business combination, tender offer, or stock purchase that has the effect of causing a class of the company's equity securities registered under the 1934 Act (1) to be held by fewer than 300 persons, or (2) to be de-listed from a securities exchange or inter-dealer quotation system. The filer must disclose detailed information about the transaction, including whether the filer believes the transaction to be fair.
Filing Deadline: No clear threshold at which issuer must file. Appears that schedules are filed when the self-tender significantly changes the corporate structure or filing requirements of the company. It is dependent on the type of transaction.
Relevant Legislation: Williams Act
Type: SC 13E3/A
Description: Amendment to Williams Act, Issuer Self-Tender Offer: Filed as any change is made or additional information is provided to an already filed Schedule 13E-3 or Schedule 13E-3/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC 13E4
Description: Self Tender Offer: (Issuer Tender Offer Statement) must be filed by certain reporting companies that make tender offers for their own securities. In addition, Rule 13e-4 under the 1934 Act imposes additional requirements that an issuer must comply with when making an issuer tender offer.
Filing Deadline: Must be filed as soon as practicable on the date of the commencement of the issuer tender offer. The results of the tender offer must subsequently be filed no later than ten business days after the tender offer is terminated.
Relevant Legislation: Williams Act
Type: SC 13E4/A
Description: Amendemnt to Self Tender Offer on Schedule 13E-4: Filed as any change is made or additional information is provided to an already filed Schedule 13E-4 or Schedule 13E-4/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC TO-I
Description: Self-tender offer: Tender offer statement by issuer.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC TO-I/A
Description: Amendment to Self-Tender Offer: Filed as any change is made or additional information is provided to an already filed Schedule TO-I.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC13E4F
Description: Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers, initial statement
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC13E4F/A
Description: Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers, amendment.
Filing Deadline:
Relevant Legislation: Williams Act