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Type: 424
Description: Prospectus: Constitutes Part I of a 1933 Act registration statement. Contains basic business and financial information on an issuer with respect to a particular securities offering. Investors may use the prospectus to help appraise the merits of the offering and make educated investment decisions.
Filing Deadline: No filing deadline.
Relevant Legislation: Securities Act of 1933
Type: 424A
Description: A preliminary prospectus filed according to Rule 424(a) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(a)
Type: 424B
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)
Type: 424B1
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(1) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(1)
Type: 424B2
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(2) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(2)
Type: 424B3
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(3) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(3)
Type: 424B4
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(4) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(4)
Type: 424B5
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(5) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(5)
Type: 424B7
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(7) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(7)
Type: 424B8
Description: Prospectus: Provides updated prospectus information. It is a post-effective amendment to a prospectus filed according to Rule 424(b)(8) under the 1933 Act.
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Relevant Legislation: Securities Act of 1933 Rule 424(b)(7)
Type: 425
Description: Miscellaneous Prospectuses and Communications: Filed in connection with business combination transactions.
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Relevant Legislation: Securities Exchange Act of 1934
Type: 485APOS
Description: Prospectus: Post-effective amendment to registration statement Forms N-1A and N-1 for open-end Investment Management Companies, filed pursuant to Rule 485(a).
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Relevant Legislation: Securities Act of 1933 Rule 485(a)
Type: 485BPOS
Description: Prospectus: Post-effective amendment to registration statement Forms N-1A and N-1 for open-end Investment Management Companies, filed pursuant to Rule 485(b).
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Relevant Legislation: Securities Act of 1933 Rule 485(b)
Type: 485BXT
Description: Filed pursuant to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a).
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Relevant Legislation: Investment Company Act of 1940 and 1933 Act.
Type: 497
Description: Prospectus: The final prospectus for an Investment Company Registration under the 1940 Act. Under this Act, it represents definitive materials filing to Forms S-1 and S-3 for face-amount Investment Companies. Under the same Act, it can also represent definitive materials filing to Forms N-1A and N-1 for Open-End Management Investment Companies.
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Type: 497J
Description: Prospectus: Prospectus certification of no change in definitive materials filing to Forms S-1 and S-3 for Investment Companies, under the 1940 Act.
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Relevant Legislation: Investment Company Act of 1940
Type: DNP Intl Off
Description: Don't Publish Prospectus
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Type: DNP OC
Description: Offering Circular: Offering Circular or statement, submitted with notification and offer of securities.
Filing Deadline: No filing deadline
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Type: DNP OC/A
Description: Amendment to Offering Circular
Filing Deadline: No filing deadline
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Type: FWP
Description: Free Writing Prospectus is any written communication that constitutes an offer to sell or a solicitation of an offer to buy the securities relating to a registered offering that is used after the registration statement in respect of the offering is filed pursuant to the Securities Act Rules 163 and 433.
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Relevant Legislation: Pursuant to Rule 164 and Rule 433 of Securities Act of 1933
Type: Intierra OC
Description: A Prospectus originally collected by Intierra as part of its coverage of the Metals and Mining industry.
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Type: Intl Offer
Description: Prospectus
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Type: MEG - OC
Description: A Prospectus originally collected by Metals Economics Group as part of its coverage of the Metals and Mining industry.
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Type: OC
Description: Offering Circular: Offering Circular or statement, submitted with notification and offer of securities.
Filing Deadline: No filing deadline
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Type: OC/A
Description: Amendment to Offering Circular
Filing Deadline: No filing deadline
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Type: OCIF
Description: Non-SEC equivalent of prospectus, Preliminary Offering Circular
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Type: OCIFS
Description: Non-SEC equivalent of a prospectus supplement, Offering Circular Supplement
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Type: SUPPL
Description: Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers
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Relevant Legislation: Securities Act of 1933