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Type: 35-APP
Description: Statement concerning proposed transaction for which no form of application is prescribed filed pursuant to Rule 20(e).
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: 35-APP/A
Description: Statement concerning proposed transaction for which no form of application is prescribed filed pursuant to Rule 20(e), amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935.
Type: 35-CERT
Description: Certificate regarding terms and conditions pursuant to Rule 24 of the Public Utility Holding Company Act: Certifies compliance with terms and conditions pursuant to Rule 24.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Rule 24
Type: 35-CERT/A
Description: Amendment to certificate regarding terms and conditions pursuant to Rule 24 of the Public Utility Holding Company Act: Certifies compliance with the terms and conditions pursuant to Rule 24.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: 45B-3
Description: Transitional statement concerning extensions of credit filed pursuant to Rule 45(b)(3).
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935.
Type: 45B-3/A
Description: Transitional statement concerning extensions of credit filed pursuant to Rule 45(b)(3), amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-12-IA
Description: Three-year statement by person employed or retained by a registered public utility holding company or subsidiary.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-12-IA/A
Description: Statement by person employed or retained by a registered holding company or a subsidiary thereof, amendment
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-12-IB
Description: Three-year statement by a person employed or retained by a registered public utility holding company or subsidiary.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-12-IB/A
Description: Three-year statement by person regularly employed or retained by a registered holding company or a subsidiary thereof, amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-13-1
Description: Application for approval of mutual service company, initial filing.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-13-1/A
Description: Application for approval of mutual service company, amendment
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-13-60
Description: Annual report for mutual and subsidiary service companies.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Rule 94
Type: U-13-60/A
Description: Amendment to annual report for mutual and subsidiary service companies.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Rule 94
Type: U-13E-1
Description: Report by affiliate service companies
Filing Deadline:
Relevant Legislation: Pursuant to Regulation (S) 250.95
Type: U-13E-1/A
Description: Amended report by affiliate service companies
Filing Deadline:
Relevant Legislation: Pursuant to Regulation (S) 250.95
Type: U-13E-I
Description: Report by affiliate service companies or independent service companies, initial filing
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-13E-I/A
Description: Report by affiliate service companies or independent service companies, amendment
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-33-S
Description: Annual Report for registered public utility holding companies.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-33-S/A
Description: Annual report Concerning Foreign Utility Companies pursuant to Section 33(e) of the Act, amendment
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-3A-2
Description: Initial Statement by a Public Utility Holding Company: Filed to claim exemption from the provisions of the Public Utility Holding Company Act pursuant to Rule 2.
Filing Deadline: Must be filed by March 1 of each year for the previous calendar year.
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-3A-2/A
Description: Amendement to Statement by Public Utility Holding Company: Filed as new information is added to a previously filed U-3A-2.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-3A3-1
Description: Twelve-month statement by bank claiming exemption from provisions of the act pursuant to Rule 3, initial statement.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-3A3-1/A
Description: Twelve-month statement by bank claiming exemption from provisions of the act pursuant to Rule 3, amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-57
Description: Notification of Foreign Utility Company Status.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Section 33(a)(2)
Type: U-57/A
Description: Amendment to notification of foreign utility company status.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Section 33(a)(2)
Type: U-6B-2
Description: Certificate or notification of security issue, renewal or guaranty filed pursuant to Rule 20(d) of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-6B-2/A
Description: Amendment to certificate or notification of security issue, renewal or guaranty filed pursuant to Rule 20(d) of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Rule 20(d)
Type: U-7D
Description: Certificate concerning lease of a utility facility.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-7D/A
Description: Certificate concerning lease of a utility facility, amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-9C-3
Description: Quarterly report concerning energy and gas-related companies pursuant to Rule 58 of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-9C-3/A
Description: Amendment to quarterly report concerning energy and gas-related companies pursuant to Rule 58 of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935 Rule 58
Type: U-R-1
Description: Declaration as to solicitations filed pursuant to Rule 62, initial filing
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U-R-1/A
Description: Declaration as to solicitations filed pursuant to Rule 62, amendment
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U5A
Description: Notification of registration filed under section 5(a) of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U5A/A
Description: Amendment to notification of registration filed under section 5(a) of the Public Utility Holding Company Act.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U5S
Description: Annual Report for registered public utility holding companies.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935
Type: U5S/A
Description: Annual Report for registered public utility holding companies, amendment.
Filing Deadline:
Relevant Legislation: Public Utility Holding Company Act of 1935