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Type: 10-C
Description: Report to NASDAQ; Change in number of shares outstanding (obsolete): Filed by issuers whose securities were quoted on the NASDAQ Interdealer quotation system. Used to report any change that exceeded 5% in the number of shares of the class outstanding and any change in the name of the issuer.
Filing Deadline: Must be filed within 10 days of change.
Relevant Legislation: Securities Exchange Act of 1934
Type: 10-C/A
Description: Amended 10-C Report to NASDAQ; Change in number of shares outstanding (obsolete).
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Relevant Legislation: Securities Exchange Act of 1934
Type: BW-2
Description: Periodic World Bank filing, submitted quarterly
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Type: BW-3
Description: Transactional World Bank filing
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Type: Comp Report
Description: Compliance Reports/Forms are filer submitted reports or forms to the FERC or a state Public Utilities Commission such as implementation plans. monitoring plans, progress reports and monthly reports, among other things.
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Type: Conf. Agenda
Description: Agenda for an Industry Conference
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Type: CORRESP
Description: Filer letters, filed outside of amended filings, to the SEC responding to SEC comment letters related to disclosure filings made after Aug. 1, 2004.
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Type: COURT
Description: Court Related Documents are documents issued by state or federal courts regarding proceedings involving a state or federal agency and/or other parties.
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Type: DNP Misc.
Description: Don't Publish Miscellaneous Document
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Type: DNP Remn.Rpt
Description: Don't Publish - Executive Remuneration reports contains exclusive compensation information.
Filing Deadline: No required deadline
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Type: DSTBRPT
Description: Distribution of primary obligations Development Bank report, initial filing.
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Type: DSTBRPT/A
Description: Amendment to distribution of primary obligations Development Bank report,
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Type: F-N
Description: Notification of the appointment of an agent for service by certain foreign institutions, initial statement
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Type: F-N/A
Description: Notification of the appointment of an agent for service by certain foreign institutions, amendment.
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Type: F-X
Description: Appointment of Agent for Service of Process and Undertaking; initial statement.
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Type: F-X/A
Description: Appointment of Agent for Service of Process and Undertaking; initial statement, amendment.
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Type: FERCALJ
Description: FERC issued Administrative Law Judgments such as initial decisions or certifications of initial decisions, notices, certifications of record, certifications of settlement, discovery orders, findings of facts, orders on transcript connection, orders permitting interlocutory appeal, procedural orders and procedural reports, protective orders, reports to the Commission, among other things.
Filing Deadline: None
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Type: IntierraMisc
Description: A Miscellaneous Report originally collected by Intierra as part of its coverage of the Metals and Mining industry.
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Type: IRANNOTICE
Description: Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
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Relevant Legislation: Section 219 of the Act, subsection (r) to Section 13 of the Securities Exchange Act of 1934
Type: MEG - Misc.
Description: A Miscellaneous Report originally collected by Metals Economics Group as part of its coverage of the Metals and Mining industry.
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Type: Misc.
Description: Miscellaneous Document
Filing Deadline: No required deadline
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Type: Notic of Mod
Description: Notice of Modification: Request for a change in ownership for health insurance companies to the State of California.
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Type: PROP SUPP
Description: Property Supplement: Additional property specific information submitted on a quarterly basis.
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Type: Remn.Rpt
Description: Executive Remuneration reports contains exclusive compensation information.
Filing Deadline: No required deadline
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Type: SD
Description: Specialized Disclosure Report - Under Section 13(p) of Securities Exchange Act of 1934, Issuers are required to publicly disclose their use of conflict minerals that originated in the Democratic Republic of the Congo (DRC) or an adjoining country.
Filing Deadline: May 31st
Relevant Legislation: Securities Exchange Act of 1934.
Type: SE
Description: Submission of paper format exhibits by electronic filers.
Filing Deadline: The same as the requirements applicable to the corresponding electronic filing.
Relevant Legislation: This form shall be used by an electronic filer for the submission of any required paper format exhibit pursuant to the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, or the Investment Company Act of 1940, provided that submission of such exhibit in paper format is permitted pursuant to Rule 201 or Rule 202 of Regulation S-T. It also may be used for the submission of any other paper format document permitted by Rule 311 of Regulation S-T.
Type: Stat. Blank
Description: Statutory financial filing with the state insurance commissioner.
Filing Deadline: 90 days after year end.
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Type: UPLOAD
Description: SEC originated comment letters to filers relating to disclosure filings made after Aug. 1, 2004.
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