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Type: F-11
Description: FDIC Beneficial Ownership Filing (obsolete): The equilivant of a SC 13D, it discloses beneficial ownership of certain registered equity securities. Any person or group of persons who own more than 5% of a class of registered equity securities of certain issuers must file a F-11.
Filing Deadline:
Relevant Legislation: Williams Act
Type: F-11/A
Description: Amendment to Beneficial Ownership Filing on Form F-11 (obsolete): Filed as changes are made or additional information is provided to an original F-11 or a previously filed F-11/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: F-11A
Description: FDIC Beneficial Ownership Filing (obsolete): The equilivant to an SC 13G, it is a much abbreviated version of the F-11 filing, available for use when the securities were acquired in the ordinary course of business and not with the purpose or effect of changing or influencing the control of the issuer.
Filing Deadline:
Relevant Legislation: Williams Act
Type: F-11A/A
Description: Amendment to Beneficial Ownership Filing on Form F-11A (obsolete): Filed as changes are made or additional information is provided to an original F-11 or a previously filed F-11/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC 13D
Description: Williams Act, 5% Ownership Filing: Discloses beneficial ownership of certain registered equity securities. Any individual(s) acquiring beneficial ownership of more than 5% of a class of registered equity securities, of certain issuers, must filed a Schedule 13D to report such acquisition along with certain other information.
Filing Deadline: Must be filed within 10 days of change in ownership.
Relevant Legislation: Williams Act
Type: SC 13D/A
Description: Amendment to Williams Act, 5% Ownership Filing: Filed to correct or add information to an already filed SC 13D or a prior SC 13D/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC 13E1
Description: Transaction Statement: General statement of beneficial ownership
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC 13G
Description: 5% Ownership Filing: A shorter version of Schedule 13D. It is only available for use by a limited category of "persons" (such as banks, broker/dealers, and insurance companies). Even then, it is only used when the securities were acquired in the ordinary course of business and not with the purpose or effect of changing or influencing the control of issuer.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC 13G/A
Description: Amendment to 5% Ownership Filing: Filed to correct or add information to an already filed Schedule 13G or Schedule 13G/A.
Filing Deadline:
Relevant Legislation: Williams Act
Type: SC13E1/A
Description: Transaction Statement: General statement of beneficial ownership, amendment.
Filing Deadline: No filing deadline.
Relevant Legislation: Williams Act