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Institutional Ownership
Institutional Ownership
Ownership > 100%
×
Ownership > 100%
List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
Double-counting
- On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
Short Interest
- A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
A gap between 'as of' dates
- In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
135,505,605
Short Interest Shares
3,076,600
Float (%)
94.08
Institutional Ownership (%)
72.00
Mutual Fund Ownership (%)
45.57
Insider Ownership (%)
5.92
Top 10 Instn Holders (%)
48.46
Ownership Activity - Total Positions
Total Positions
Total Positions
HOLDERS
244
SHARES
95,864,489
New Positions
HOLDERS
18
SHARES
490,894
Increased Positions
HOLDERS
71
SHARES
2,300,774
Decreased Positions
HOLDERS
90
SHARES
(4,487,043)
Soldout Positions
HOLDERS
22
SHARES
(1,169,525)
Net Change
SHARES
(2,864,900)
Total Positions
HOLDERS
244
SHARES
95,864,489
New Positions
HOLDERS
18
SHARES
490,894
Increased Positions
HOLDERS
71
SHARES
2,300,774
Decreased Positions
HOLDERS
90
SHARES
(4,487,043)
Soldout Positions
HOLDERS
22
SHARES
(1,169,525)
Net Change
SHARES
(2,864,900)
Institutional Ownership
Mutual Fund
Company
Shares
% Out
Value ($)
Reported
Change
BlackRock Inc.
18,861,871
13.92
398,174,097
9/30/2020
(805,333)
Vanguard Group Inc.
13,260,468
9.79
279,928,479
9/30/2020
(688,327)
Neuberger Berman BD LLC
6,197,015
4.57
130,818,987
9/30/2020
(170,316)
State Street Global Advisors Inc.
4,685,285
3.46
98,906,366
9/30/2020
(531,639)
Goldman Sachs Asset Management LP
4,430,049
3.27
93,518,334
9/30/2020
6,655
Silvercrest Asset Management Group LLC
4,151,187
3.06
87,631,558
9/30/2020
(68,652)
Parallel Advisors LLC
3,301,520
2.44
69,695,087
9/30/2020
(601,744)
Dimensional Fund Advisors LP
3,225,788
2.38
68,096,385
9/30/2020
(21,466)
Northern Trust Global Investments
2,721,726
2.01
57,455,636
9/30/2020
(60,164)
Champlain Investment Partners LLC
2,525,925
1.86
53,322,277
9/30/2020
30,355
Charles Schwab Investment Management Inc.
2,075,033
1.53
43,803,947
12/31/2020
42,473
Wells Capital Management Inc.
2,060,548
1.52
43,498,168
9/30/2020
381,054
BNY Asset Management
1,979,944
1.46
41,796,618
9/30/2020
(83,537)
Geode Capital Management LLC
1,851,216
1.37
39,079,170
9/30/2020
(93,476)
FMR LLC
1,436,613
1.06
30,326,900
9/30/2020
(286,500)
Norges Bank Investment Management
1,142,033
0.84
24,108,317
12/31/2019
0
Renaissance Technologies LLC
976,794
0.72
20,620,121
9/30/2020
(86,606)
Principal Global Investors LLC
911,794
0.67
19,247,971
9/30/2020
(65,078)
DePrince Race & Zollo Inc.
891,359
0.66
18,816,588
9/30/2020
435,813
Invesco Capital Management LLC
848,466
0.63
17,911,117
9/30/2020
121,373
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