SEC Filings

SEC Filings

Document Highlights
Filing Description Filing Type Filing Date Event Date  
Latest 10-K 10-K 8/28/2018 6/30/2018
Latest 10-Q 10-Q 11/6/2018 9/30/2018
Latest Proxy DEF 14A 9/18/2018 12/17/2018
Other Filings
Filing Description Filing Type Filing Date Event Date  
Registration Statement POS EX 12/6/2018
Registration Statement 8-A12B 12/6/2018
Abstract: Registrant filed a description of its 6.875% notes due 2029 in order to register them under the Securities Exchange Act of 1934.
8-K 8-K 12/4/2018 12/4/2018
Abstract: Registrant reported that on Dec. 3, it increased total commitments to its revolving credit facility for Prospect Capital Funding LLC by $25 million to $990 million in the aggregate.
Prospectus 497 12/3/2018
Registration Statement POS EX 11/30/2018
Prospectus 497 11/29/2018
Investment Company Filing 497AD 11/29/2018
8-K 8-K 11/28/2018 11/28/2018
Abstract: Registrant reported that on Nov. 28, it increased total commitments to its revolving credit facility for Prospect Capital Funding LLC by $55 million to $965 million in the aggregate.
Investment Company Filing 497AD 11/28/2018
Prospectus 497 11/28/2018
Prospectus 497 11/26/2018
Registration Statement POS EX 11/23/2018
8-K 8-K 11/20/2018 11/20/2018
Abstract: Registrant reported that on Nov. 19, it increased total commitments to its revolving credit facility for Prospect Capital Funding LLC by $80 million to $910 million in the aggregate.
Prospectus 497 11/19/2018
Prospectus 497 11/19/2018
Registration Statement POS EX 11/13/2018
Prospectus 497 11/13/2018
Prospectus 497 11/9/2018
8-K 8-K 11/8/2018 11/7/2018
Abstract: 8-K filed by Prospect Capital Corp. (PSEC) covering Results of Operations and Financial Condition; Regulation FD Disclosure; and Financial Statements and Exhibits.
Prospectus 497 11/8/2018

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