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SEC Filings

Document Highlights
Filing Description Filing Type Filing Date Event Date  
Latest Proxy DEF 14A 4/29/2019 6/13/2019
Latest 10-K 10-K 3/1/2019 12/31/2018
Latest 10-Q 10-Q 11/8/2019 9/30/2019
Latest Financial Supplement FIN SUPP 3/31/2019
Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 1/23/2020 1/23/2020
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Results of Operations and Financial Condition; Regulation FD Disclosure; and Financial Statements and Exhibits.
Investor Presentation EP 1/23/2020 12/31/2019
Abstract: Presentation made by Banc of California Inc. regarding its fourth quarter earnings, period ending December 31.
Registration Statement S-3ASR 1/22/2020
Abstract: Registrant filed a registration statement for an unspecified amount of certain types of securities. Proceeds from the offering will be used for general corporate purposes.
13-D SC 13G/A 1/8/2020
8-K 8-K 12/23/2019 12/19/2019
Abstract: Registrant reported that on Dec. 19, it was informed by SEC staff that they have concluded the investigation as to the registrant, and they do not intend to recommend an enforcement action against the registrant to the SEC.
8-K 8-K 11/15/2019 11/15/2019
Abstract: On Nov. 15, registrant declared a quarterly cash dividend of 6 cents per share on its outstanding common stock, payable Jan. 2, 2020, to stockholders as of Dec. 18.
8-K 8-K 11/15/2019 11/13/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
8-K 8-K/A 11/15/2019 11/13/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
10-Q 10-Q 11/8/2019 9/30/2019
8-K 8-K 11/7/2019 11/5/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
8-K 8-K 11/6/2019 11/6/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Regulation FD Disclosure and Financial Statements and Exhibits.
8-K 8-K 10/23/2019 10/23/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
Investor Presentation EP 10/23/2019 9/30/2019
Abstract: Presentation made by Banc of California Inc. regarding its third quarter earnings, period ending September 30.
8-K 8-K 9/23/2019 9/23/2019
Abstract: Registrant reported that on Sept. 16, it entered into a Memorandum of Understanding with the lead plaintiff to settle class action lawsuits that were previously consolidated in the United District Court for the Central District of California under the caption In re Banc of California Securities Litigation, Case No. SACV 17-00118 AG, consolidated with SACV 17-00138 AG.
8-K 8-K 9/10/2019 9/10/2019
Abstract: Registrant reported that on Sept. 10, it and Banc of California NA concluded that Banc of California NA will record a $35 million specific loan loss provision and related charge-off with respect to a line of credit originated by Banc of California NA in November 2017 to a borrower engaged in the financing of California liquor licenses.
8-K 8-K 9/3/2019 8/29/2019
Abstract: 8-K filed by Banc of California Inc. (BANC) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
Self Tender SC TO-I/A 8/22/2019
8-K 8-K 8/15/2019 8/15/2019
Abstract: On Aug. 15, registrant declared a quarterly cash dividend of 6 cents per share on its outstanding common stock, payable Oct. 1 to stockholders as of Sept. 16. Registrant also declared a quarterly dividend of 46.0938 cents per depositary share on its 7.375% series D non-cumulative perpetual preferred stock and of 43.75 cents per depositary share on its 7.00% series E non-cumulative perpetual preferred stock, both payable Sept. 16 to holders as of Aug. 30.
10-Q 10-Q 8/9/2019 6/30/2019
Self Tender SC TO-I/A 8/1/2019

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