Market Makers

The following firms are believed to presently make a market in Hawthorn Bancshares, Inc. stock on the NASDAQ

Company Phone Address
A.G. Edwards, Inc. (314) 955-3000 One North Jefferson Avenue
Saint Louis, MO 63103
Citi Order Routing and Execution, LLC (843) 789-2112 11 eWall Street
Suite 103
Mount Pleasant, SC 29464
B-Trade Services LLC (212) 448-5690 1633 Broadway
48th Floor
New York, NY 10019
Citadel Securities LLC (312) 395-2100 131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Citigroup Global Markets Holdings Inc. (212) 816-6000 388 Greenwich Street
38th Floor
New York, NY 10013
G1 Execution Services, LLC (312) 986-8359 175 West Jackson Boulevard
Suite 1700
Chicago, IL 60604
FTN Financial Securities Corp (901) 435-8080 845 Crossover Lane
Suite 150
Memphis, TN 38117
FTN Equity Capital Markets Corp. (216) 592-1700 1301 East Ninth Street
Suite 3232
Cleveland, OH 44114
Howe Barnes Hoefer & Arnett, Inc. (312) 655-3000 550 West Washington Boulevard
Suite 1050
Chicago, IL 60661
Knight Capital Americas, L.P. (201) 222-9400 545 Washington Boulevard
Jersey City, NJ 07310
Morgan Stanley & Co. LLC (212) 761-4000 1585 Broadway Avenue
New York, NY 10036
Sandler O'Neill & Partners, L.P. (212) 466-7800 1251 Avenue of the Americas
Sixth Floor
New York, NY 10020
Stifel, Nicolaus & Company, Incorporated (314) 342-2000 One Financial Plaza
501 North Broadway
Saint Louis, MO 63102
SAL Equity Trading, GP (484) 562-1253 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
UBS Securities LLC (212) 719-2000 1285 Avenue of the Americas
One Stamford Forum-Second Floor
New York, NY 10019