Toggle SGML Header (+)

Section 1: 8-K (8-K)




Washington, D.C. 20549 






Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 

Date of Report (Date of earliest event reported): August 13, 2019 (August 12, 2019) 


Picture 8

Hallador Energy Company 

(Exact name of registrant as specified in its charter) 










(State or other jurisdiction

of incorporation)


File Number)

(IRS Employer

Identification No.)




1183 East Canvasback Drive, Terre Haute, Indiana 47802

(Address, including zip code, of principal executive offices)


Registrant’s telephone number, including area code: (303) 839-5504 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

Emerging growth company    


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange  Act.     


Securities registered pursuant to Section 12(b) of the Act:  







Title of each class


Trading Symbol


Name of each exchange

on which registered

Common Shares, $.01 par value






Item 8.01 – Other Events

We received notification from Yorktown Energy Partners VIII, L.P. (“Yorktown VIII”) that they have distributed all of their remaining 450,000 shares of Hallador common stock to its general and limited partners after the close of the stock market on August 12, 2019.  This distribution constitutes 1.5% of our outstanding common stock.

Yorktown Energy Partners VI, L.P. continues to own 604,904 shares (2.0% of the total outstanding shares) of Hallador common stock, and Yorktown Energy Partners VII, L.P. continues to own 361,094 shares (1.2% of the total outstanding shares) of Hallador common stock. 

We were advised that the distributed shares could be sold immediately.



Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





























August 13, 2019













Lawrence D. Martin



(Back To Top)