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Section 1: 8-K (FORM 8-K)




Washington, D.C. 20549








Pursuant to Section 13 or 15(d) of the

 Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): July 18, 2019



(Exact name of Registrant as specified in its Charter)







(State or other jurisdiction of


(Commission File No.)

(IRS Employer Identification Number)


105 Progressive Drive, Columbus Grove, Ohio


(Address of principal executive offices)

(Zip Code)


Registrant’s telephone number, including area code:

(419) 659-2141



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered or to be registered pursuant to Section 12(b) of the Act:


Title of each class

Trading Symbol(s) Name of Each Exchange
Common Stock, No Par Value UBOH NASDAQ Global Market



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ☐                     


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 7.01 Regulation FD Disclosure.


On July 18, 2019, United Bancshares, Inc. issued a release announcing that its Board of Directors approved a cash dividend of $0.13 per common share payable September 16, 2019 to shareholders of record at the close of business on August 31, 2019.  A copy of the release (Exhibit 99.1) is attached.


The information in this Item 7.01, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that Section, nor shall such information be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act or the Exchange Act, except as otherwise stated in such filing.



Item 9.01 Financial Statements and Exhibits.


(d) Exhibits


Exhibit No.




Release dated July 18, 2019









Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.



United Bancshares, Inc.










Date:  July 18, 2019


/s/ Brian D. Young




  Brian D. Young




  President and Chief Executive Officer



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Section 2: EX-99.1 (EXHIBIT 99.1)


Exhibit 99.1


On July 18, 2019, United Bancshares, Inc. issued the following release:


United Bancshares, Inc. Announces Dividend

Dividend will be payable September 16, 2019


Columbus Grove, Ohio, July 18, 2019 – United Bancshares, Inc. (NASDAQ: UBOH) announced today that its Board of Directors approved a cash dividend of $0.13 per common share payable September 16, 2019 to shareholders of record at the close of business on August 31, 2019.


United Bancshares, Inc. is the holding company of The Union Bank Company, which serves Allen, Delaware, Franklin, Hancock, Marion, Putnam, Sandusky, Van Wert and Wood Counties in Ohio, with office locations in Bowling Green, Columbus Grove, Delaware, Delphos, Findlay, Gahanna, Gibsonburg, Kalida, Leipsic, Lima, Marion, Ottawa, Pemberville and Westerville Ohio.


United Bancshares, Inc. has 3,270,635 common shares outstanding as of June 30, 2019.




Brian D. Young

President and CEO

United Bancshares, Inc.

105 Progressive Drive

Columbus Grove, Ohio  45830

(419) 659-2141

Email: [email protected]

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