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Section 1: DEFA14A (DEFA14A)




Washington, D.C. 20549




Proxy Statement Pursuant to Section 14(a)

of the Securities Exchange Act of 1934


Filed by the Registrant ☒


Filed by a Party other than the Registrant ☐


Check the appropriate Box:


☐       Preliminary Proxy Statement

☐       Confidential for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

☐       Definitive Proxy Statement

☒       Definitive Additional Materials

☐       Soliciting Material Pursuant to §240.14a-12


HomeStreet, Inc.

(Name of Registrant as Specified In Its Charter)


Payment of Filing Fee (Check the appropriate box):


☒ No fee required.


☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(l) and 0-11.


1)   Title of each class of securities to which transaction applies:
2)   Aggregate number of securities to which transaction applies:

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11

(Set forth the amount on which the filing is calculated and state how it was determined):

4)   Proposed maximum aggregate value of transaction:
5)   Total Fee Paid:

☐ Fee paid previously with preliminary materials.


☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.


1)   Amount Previously Paid:
2)   Form, Schedule or Registration Statement No.:
3)   Filing Party:
4)   Date Filed:







On June 10, 2019, HomeStreet, Inc. first made publicly available the following revised version of Slide 46 of its investor presentation previously filed as definitive additional materials on Schedule 14A with the U.S. Securities and Exchange Commission on May 30, 2019.  The following revised Slide 46 replaces the previously-filed Slide 46 in its entirety.  A complete, updated investor presentation is available on the Company’s website at


» We believe Roaring Blue Lion has made it abundantly clear that its ultimate preferred goal is a sale of the Company » After the sale of our home loan center - based mortgage origination business and related MSRs, HomeStreet is working to further the success of our Commercial and Consumer Banking Business and is pursuing a strategy to further improve efficiency and profitability – and increase value for ALL shareholders January 25, 2019 Roaring Blue Lion Letter to Investors April 2019 Roaring Blue Lion Presentation False Narrative: Roaring Blue Lion’s End Game The Reality: It seems clear that Roaring Blue Lion’s ideal end game has always been selling the Company We believe Roaring Blue Lion is not focused on long - term value at HomeStreet





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