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Section 1: SD (SD)

SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM SD

SPECIALIZED DISCLOSURE REPORT

Motorola Solutions, Inc.

(Exact name of the registrant as specified in its charter)

 

Delaware   1-7221   36-1115800
(State or other jurisdiction of
incorporation or organization)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

500 West Monroe Street, Chicago, Illinois   60661
(Address of principal executive offices)   (Zip code)

 

  Gino A. Bonanotte   847-576-5886  
  (Name and telephone number, including area code, of the
person to contact in connection with this report.)
 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.

 

 

 


Introduction:

Motorola Solutions (which may be referred to as “Motorola Solutions,” the “Company,” “we,” “us,” or “our”) is a leading global provider of mission-critical communications. Our technology platforms in communications, software, video, and services make cities safer and help communities and businesses thrive. At Motorola Solutions, we are ushering in a new era in public safety and security. Public safety and commercial customers globally depend on our solutions to keep them connected, from everyday to extreme moments. We serve more than 100,000 customers in more than 100 countries and have a rich heritage of innovation spanning more than 90 years

We conduct our business globally and manage it through two segments: Products and Systems Integration and Services and Software. Within the Products and Systems Integration segment we offer the following categories: two-way portable radios and vehicle-mounted radios, accessories, software features and upgrades, customized radio networks, video solutions, and implementation, optimization, and integration of networks, devices, software, and applications. Within the Services and Software segment we offer services, including a continuum of service offerings beginning with repair, technical support, maintenance, monitoring, software updates, and cybersecurity services, managed services, public safety and command center software suite, unified communications applications, and video software solutions.

We were incorporated under the laws of the State of Delaware as the successor to an Illinois corporation, Motorola, Inc., organized in 1928. We changed our name from Motorola, Inc. to Motorola Solutions, Inc. on January 4, 2011. Our principal executive offices are located at 500 West Monroe Street, Chicago, Illinois 60661.

Section 1 – Conflict Minerals Disclosures

Item 1.01 Conflict Minerals Disclosure and Report

The Company is concerned about the social and environmental conditions that have been observed in some mines that supply metals to the electronics industry known as “conflict minerals” which currently consist of the following metals: columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives. The longstanding civil war in the eastern provinces of the Democratic Republic of Congo (“DRC”) has impacted many mines that supply conflict minerals. Together with our peers, we are working to support the development and implementation of a tracking and validation system to ensure conflict minerals that originate in the DRC come from responsible sources free from association with armed conflict. For more information on our program and to view our Supplier Code of Conduct, you can visit the “About Us” tab on our web site at www.motorolasolutions.com. The information contained on Motorola Solutions’ website is not a part of this Form SD and is not deemed incorporated by reference into this Form SD or any other public filing made with the Securities and Exchange Commission (the “SEC”).

In accordance with the requirements of our Supplier Code of Conduct, Motorola Solutions has concluded in good faith that during 2018:

 

  a)

Motorola Solutions manufactured and contracted to manufacture products as to which conflict minerals are necessary to the functionality or production of such products; and

 

  b)

Based on a “reasonable country of origin inquiry” Motorola Solutions has reason to believe that a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of the Congo or an adjoining country (collectively referred to as the “Covered Countries”) and has reason to believe that those necessary conflict minerals may not be from recycle or scrap sources.

Motorola Solutions’ reasonable country of origin inquiry (“RCOI”) employed a combination of measures to determine whether the necessary conflict minerals in Motorola Solutions products originated from the Covered Countries. Motorola Solutions’ primary means of determining country of origin of necessary conflict minerals was by conducting a supply-chain survey with direct suppliers using the Responsible Minerals Initiative (RMI) Conflict Minerals Reporting Template (CMRT). Motorola Solutions used the smelter information from the CMRT and the various smelter’s Country of Origin information provided through our membership to the RMI to determine the Country of Origin of material that may be in our products.


As a result of the reasonable country of origin inquiry conducted as described above, Motorola Solutions concluded that material in our products may have originated from all three of the country levels as described below:

Level 1 Country: Countries with known active ore production for tin, tungsten, tantalum or gold that are not identified as conflict regions or plausible countries of smuggling or export of tin, tungsten, tantalum or gold containing materials.

Level 2 Country: Known or plausible countries for smuggling, export out of level 3 countries, or transit of materials containing tin, tungsten, tantalum or gold. This currently includes Kenya, Mozambique, and South Africa.

Level 3 Country: The Democratic Republic of the Congo (DRC) and its nine adjoining countries as outlined in Section 1502 of the Dodd Frank Act. These include Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia. These are also commonly referred to as the Covered Countries in the Dodd Frank Act Section 1502.

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (‘Rule 13p-1”), Motorola Solutions has filed this Specialized Disclosure Form (Form SD) and the associated Exhibit 101 Conflict Minerals Report and is available on the Company’s website at http://investors.motorolasolutions.com/Docs

Item 1.02 – Exhibits

The Motorola Solutions Conflict Minerals Report is attached to this report as Exhibit 1.01.

Forward-Looking Statements

This Specialized Disclosure Report on Form SD, including the Conflict Minerals Report exhibit, contains forward-looking statements that are based upon management’s expectations and beliefs concerning future events impacting Motorola Solutions. Certain matters contained herein concerning the future, including risk mitigation steps, constitute forward-looking statements and are based upon management’s expectations and beliefs. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. For a description of certain factors that could cause our future results to differ materially from those expressed in any forward-looking statement, see Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2018, entitled “Risk Factors.”

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report of Motorola Solutions, Inc. for the period January 1 to December 31, 2018, as required by Items 1.01 and 1.02 of this Form.

* * * * *


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    MOTOROLA SOLUTIONS, INC.
    (Registrant)
Dated: May 30, 2019     By:   /s/ Gino A. Bonanotte
      Name:   Gino A. Bonanotte
      Title:   Executive Vice President and Chief Financial Officer

Exhibit Index

Exhibit 1.01 – Conflict Minerals Report of Motorola Solutions, Inc. for the period January 1 to December 31, 2018.

(Back To Top)

Section 2: EX-1.01 (EX-1.01)

EX-1.01

Exhibit 1.01

CONFLICT MINERALS REPORT OF

MOTOROLA SOLUTIONS, INC.

FOR THE REPORTING PERIOD FROM

JANUARY 1 TO DECEMBER 31, 2018

 

 

I. Introduction

This is the Conflict Minerals1 Report of Motorola Solutions, Inc. (may be referred to as “Motorola Solutions”, the “Company,” “we,” “us,” or “our”) for calendar year 2018 in accordance in all material respects with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Report are defined in Rule 13p-1 of the Act and Form SD and the reader is referred to those sources, and also to Release No. 34-67716 (August 22, 2012) of the Act (the “Adopting Release”) for such definitions.

In accordance in all material respects with Rule 13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 (“OECD Due Diligence Guidance”) and related Supplements for each of the conflict minerals.

The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.

II. Design of Due Diligence Measures

The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.

Our implementation of the five step framework consists of the following activities which are discussed in further detail in Section III (RCOI) and Section IV (Due Diligence).

 

  1.

Development of Conflict Mineral Policies and Procedures

  2.

Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain

 

 

1 

The term “conflict mineral” is defined in Section 1502(e)(4) of the Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country

2 

OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en

 

1


  3.

Mitigation of Sourcing from Conflict Smelters/Refiners

  4.

Auditing of Smelters/Refiners to Ensure Conflict-Free Status

  5.

Reporting of Results of the above Activities

Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals that may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals; the Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Covered Countries.

III. Management Systems and Reasonable Country of Origin Inquiry

The following outlines the measures taken to determine country of origin.

Step 1. Policy and Management System

a. Conflict Minerals Policy – As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to support in-region mining. The policy resides in our Supplier Code of Conduct and can be found at our public website https://www.motorolasolutions.com/en_us/about/company-overview/corporate-responsibility.html.

b. Conflict Minerals Team – The Company has established a conflict minerals team with members from the Company’s EHS (environmental, health and safety) team, EDM (environmental data management) team, Procurement, IT, and Legal Department.

c. Internal and External Engagement – Motorola Solutions’ conflict minerals activities are supervised by our Chief Ethics and Compliance Officer who provides regular updates to the Company’s Executive Officers and the Audit Committee of the Board of Directors on our overall Ethics and Compliance performance. Our conflict minerals efforts are also communicated to the public through our annual Corporate Responsibility Report. Motorola Solutions timely submits our annual Conflict Minerals Reporting Template (CMRT) to our customers as per customers’ request.

d. Company-level Grievance Mechanism – As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics without fear of retaliation.

e. Records Management – Our annual conflict minerals data, including CMRTs, Smelters or refiners (SORs), supplier communications, are maintained electronically in the Company’s IT system for 5 years.

Step 2. Conduct Risk Assessment

The Motorola Solutions process relied on the Conflict Minerals Reporting Template (“CMRT”) and Responsible Minerals Assurance Process (RMAP) developed by the Responsible Minerals Initiative (RMI). The following steps were taken as part of our risk assessment process.

a. Identify products in-scope – Our internal cross-functional group of employees assigned to our conflict-free minerals team reviewed the categories of products that we sell to determine the products that are in-scope as described in the Adopting Release. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 95% of the in-scope direct material spend.

b. Identify smelters/refiners – The Company conducted the conflict minerals survey to our supply chain by using the industry-developed CMRT (version 5.11). We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners that contribute refined conflict minerals to the Company. The Procurement Department followed up with direct suppliers that did not respond to our request for conflict minerals information by the requested date. We also worked to clarify and validate the accuracy of information provided by our suppliers.

 

2


c. Conduct Reasonable Country of Origin Inquiry (“RCOI”) – The Company compiled a list of SORs in our supply chain using our suppliers’ responses in their CMRTs. The Company reconciled this list to the list of smelter facilities designated by the RMI’s RMAP. The RMAP completes independent, third-party audits of smelters and refiners to determine which can be validated as having systems in place that ensure the minerals are responsible sourced according to the OECD Due Diligence Guidance.

IV. Due Diligence Measures Performed by Motorola Solutions, Inc.

The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.

Step 3. Mitigate Risk

As part of the risk mitigation process, we compared the list of smelters/refiners collected from suppliers and reconciled the list to the RMI smelter database (we have access to the database through our membership to RMI). After completing this review, the Company communicated to suppliers that listed smelters and/or refiners that are not RMAP conformant, and encouraged them to migrate their supply chain to those smelters that are RMAP conformant. The communication also includes a recommendation for a supplier to complete smelter outreach, and encourage any smelter and/or refiner in their supply chain to participate in the RMAP. In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as RMAP conformant were sent letters acknowledging their efforts to establish a conflict-free supply chain, and encouraging them to continue to maintain it as such. We also communicated the results to the upper management of the Company.

Step 4. Audit of Smelters/Refiners

Step 4 of the OECD Framework recommends downstream companies to implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Company’s products. The efforts to determine mine or location of origin through RMI are described on the RMI website at http://www.responsiblemineralsinitiative.org.

Step 5. Results of Due Diligence

In our 2018 survey, we received CMRTs from 330 suppliers by March 31, 2019, which represent 93% of our 2018 in-scope direct material spend. In our 2017 survey, we received CMRTs from 133 suppliers which represents 90% of our 2017 in-scope direct material spend. There are major improvements in both the number of CMRTs collected and the percentage of spend covered.

We have communicated with these suppliers through phone calls and emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our Procurement Department is also involved in these communications.

A review of the data received showed that 253 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our Tantalum smelters. Additional 46 smelters are identified by the RMI but are not yet certified as RMAP conformant. 6 smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI.

 

3


The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://investors.motorolasolutions.com/Docs. See Appendix I for a list of countries of origin identified through the RCOI process.

V. Product Description

On the basis of the measures described above, the Company has determined that as of December 31, 2018, a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of Congo or an adjoining country.

 

  1.

Description of products – The products subject to this disclosure include: (i) two-way portable radios and vehicle-mounted radios, (ii) accessories, (iii) customized radio networks and (iv) video solutions.

 

  2.

Processing Facilities – Based on the input received from our suppliers, the facilities listed in Table 1, Table 2 and Table 3 may have been used in the processing of conflict minerals used in our products.

VI. Steps to Improve Due Diligence

We will continue to communicate our expectations and information requirements to our direct suppliers and our Conflict Minerals Policy will be periodically reviewed and updated, if necessary.

We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. New suppliers will be reviewed for conflict minerals conformance during initial business reviews. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify an upstream supplier is sourcing from or linked to any party providing direct or indirect support to non-state armed groups in the DRC and covered countries we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

In 2015, we implemented a data management system that allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time. This year we updated the system to accommodate the latest version of CMRT, i.e. 5.11.

In 2018, Motorola Solutions acquired Avigilon Corporation and Vesta Solutions Communications Inc. and we included their suppliers into the scope of the 2018 survey. We will continue to include the companies Motorola Solutions acquired in 2019 into the scope of our 2019 survey.

In our 2017 survey, our suppliers that are distributors provided their conflict minerals policies but were unable to provide us with a CMRT. In our 2018 survey, we managed to penetrate the distributors and identified the original manufacturers of the products we procured from the distributors. We contacted the original manufacturers accordingly and received the CMRTs from most of them. This improvement is one of the reasons that our survey performance of this year is better than last year, in terms of both number of CMRT collected and the spend coverage.

 

4


In addition to those above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:

 

 

Continue to collect responses from suppliers using tools such as the CMRT.

 

 

Continue to educate new suppliers on the importance of the Conflict Minerals Rule, and encourage timely responses from our suppliers.

 

 

Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses.

 

 

Continue to inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMI’s RMAP.

 

 

Continue to support key in-region conflict-free sourcing initiatives like the International Tin Association’s (formerly known as ITRI Limited) Tin Supply Chain Initiative (iTSCi) and the RMI.

 

 

Continue to allow verified RMAP conformant material from the DRC and Covered Countries to enter into our supply chain.

 

 

Consider publishing Motorola Solutions’ CMRT on our public website to increase our outreach to the public beyond the CMR and SD form. As a result, our customers will be able to easily access our data on conflict minerals due diligence.

VII. Independent Private Sector Audit

Not required for calendar year 2018.

 

5


LOGO

Table 1

SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers the following 253 facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of April 30, 2019.

 

6


Metal

  

Standard Smelter Name

 

Smelter Location/Country

  

Smelter ID

Gold    Advanced Chemical Company   United States Of America    CID000015
Gold    Aida Chemical Industries Co., Ltd.   Japan    CID000019
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.   Germany    CID000035
Gold    Almalyk Mining and Metallurgical Complex (AMMC)   Uzbekistan    CID000041
Gold    AngloGold Ashanti Corrego do Sitio Mineracao   Brazil    CID000058
Gold    Argor-Heraeus S.A.   Switzerland    CID000077
Gold    Asahi Pretec Corp.   Japan    CID000082
Gold    Asaka Riken Co., Ltd.   Japan    CID000090
Gold    Aurubis AG   Germany    CID000113
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)   Philippines    CID000128
Gold    Boliden AB   Sweden    CID000157
Gold    C. Hafner GmbH + Co. KG   Germany    CID000176
Gold    CCR Refinery – Glencore Canada Corporation   Canada    CID000185
Gold    Cendres + Metaux S.A.   Switzerland    CID000189
Gold    Chimet S.p.A.   Italy    CID000233
Gold    Daejin Indus Co., Ltd.   Korea, Republic of    CID000328
Gold    DSC (Do Sung Corporation)   Korea, Republic of    CID000359
Gold    DODUCO Contacts and Refining GmbH   Germany    CID000362
Gold    Dowa   Japan    CID000401
Gold    Eco-System Recycling Co., Ltd.   Japan    CID000425
Gold    OJSC Novosibirsk Refinery   Russian Federation    CID000493
Gold    HeeSung Metal Ltd.   Korea, Republic of    CID000689
Gold    Heimerle + Meule GmbH   Germany    CID000694
Gold    Heraeus Metals Hong Kong Ltd.   China    CID000707
Gold    Heraeus Precious Metals GmbH & Co. KG   Germany    CID000711
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.   China    CID000801
Gold    Ishifuku Metal Industry Co., Ltd.   Japan    CID000807
Gold    Istanbul Gold Refinery   Turkey    CID000814
Gold    Japan Mint   Japan    CID000823
Gold    Jiangxi Copper Co., Ltd.   China    CID000855
Gold    Asahi Refining USA Inc.   United States Of America    CID000920
Gold    Asahi Refining Canada Ltd.   Canada    CID000924
Gold    JSC Uralelectromed   Russian Federation    CID000929
Gold    JX Nippon Mining & Metals Co., Ltd.   Japan    CID000937
Gold    Kazzinc   Kazakhstan    CID000957
Gold    Kennecott Utah Copper LLC   United States Of America    CID000969
Gold    Kojima Chemicals Co., Ltd.   Japan    CID000981
Gold    Kyrgyzaltyn JSC   Kyrgyzstan    CID001029
Gold    LS-NIKKO Copper Inc.   Korea, Republic of    CID001078
Gold    Materion   United States Of America    CID001113
Gold    Matsuda Sangyo Co., Ltd.   Japan    CID001119
Gold    Metalor Technologies (Suzhou) Ltd.   China    CID001147
Gold    Metalor Technologies (Hong Kong) Ltd.   China    CID001149

 

7


Gold    Metalor Technologies (Singapore) Pte., Ltd.   Singapore    CID001152
Gold    Metalor Technologies S.A.   Switzerland    CID001153
Gold    Metalor USA Refining Corporation   United States Of America    CID001157
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.   Mexico    CID001161
Gold    Mitsubishi Materials Corporation   Japan    CID001188
Gold    Mitsui Mining and Smelting Co., Ltd.   Japan    CID001193
Gold    Moscow Special Alloys Processing Plant   Russian Federation    CID001204
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.   Turkey    CID001220
Gold    Nihon Material Co., Ltd.   Japan    CID001259
Gold    Ohura Precious Metal Industry Co., Ltd.   Japan    CID001325
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)   Russian Federation    CID001326
Gold    PAMP S.A.   Switzerland    CID001352
Gold    Prioksky Plant of Non-Ferrous Metals   Russian Federation    CID001386
Gold    PT Aneka Tambang (Persero) Tbk   Indonesia    CID001397
Gold    PX Precinox S.A.   Switzerland    CID001498
Gold    Rand Refinery (Pty) Ltd.   South Africa    CID001512
Gold    Royal Canadian Mint   Canada    CID001534
Gold    SEMPSA Joyeria Plateria S.A.   Spain    CID001585
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.   China    CID001622
Gold    Sichuan Tianze Precious Metals Co., Ltd.   China    CID001736
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals   Russian Federation    CID001756
Gold    Solar Applied Materials Technology Corp.   Taiwan, Province of China    CID001761
Gold    Sumitomo Metal Mining Co., Ltd.   Japan    CID001798
Gold    Tanaka Kikinzoku Kogyo K.K.   Japan    CID001875
Gold    The Refinery of Shandong Gold Mining Co., Ltd.   China    CID001916
Gold    Tokuriki Honten Co., Ltd.   Japan    CID001938
Gold    Torecom   Korea, Republic of    CID001955
Gold    Umicore Brasil Ltda.   Brazil    CID001977
Gold    Umicore S.A. Business Unit Precious Metals Refining   Belgium    CID001980
Gold    United Precious Metal Refining, Inc.   United States Of America    CID001993
Gold    Valcambi S.A.   Switzerland    CID002003
Gold    Western Australian Mint (T/a The Perth Mint)   Australia    CID002030
Gold    Yamakin Co., Ltd.   Japan    CID002100
Gold    Yokohama Metal Co., Ltd.   Japan    CID002129
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation   China    CID002224
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.   China    CID002243
Gold    Umicore Precious Metals Thailand   Thailand    CID002314
Gold    Geib Refining Corporation   United States Of America    CID002459
Gold    MMTC-PAMP India Pvt., Ltd.   India    CID002509
Gold    Singway Technology Co., Ltd.   Taiwan, Province of China    CID002516
Gold    Al Etihad Gold Refinery DMCC   United Arab Emirates    CID002560

 

8


Gold    Emirates Gold DMCC   United Arab Emirates    CID002561
Gold    T.C.A S.p.A   Italy    CID002580
Gold    Korea Zinc Co., Ltd.   Korea, Republic of    CID002605
Gold    Marsam Metals   Brazil    CID002606
Gold    SAAMP   France    CID002761
Gold    Italpreziosi   Italy    CID002765
Gold    SAXONIA Edelmetalle GmbH   Germany    CID002777
Gold    WIELAND Edelmetalle GmbH   Germany    CID002778
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH   Austria    CID002779
Gold    AU Traders and Refiners   South Africa    CID002850
Gold    SungEel HiMetal Co., Ltd.   Korea, Republic of    CID002918
Gold    Planta Recuperadora de Metales SpA   Chile    CID002919
Gold    Safimet S.p.A   Italy    CID002973
Gold    DS PRETECH Co., Ltd.   Korea, Republic of    CID003195
Gold    REMONDIS PMR B.V.   Netherlands    CID002582
Gold    L’Orfebre S.A.   Andorra    CID002762
Tantalum    Asaka Riken Co., Ltd.   Japan    CID000092
Tantalum    Changsha South Tantalum Niobium Co., Ltd.   China    CID000211
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.   China    CID000291
Tantalum    Exotech Inc.   United States Of America    CID000456
Tantalum    F&X Electro-Materials Ltd.   China    CID000460
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.   China    CID000616
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.   China    CID000914
Tantalum    Jiujiang Tanbre Co., Ltd.   China    CID000917
Tantalum    LSM Brasil S.A.   Brazil    CID001076
Tantalum    Metallurgical Products India Pvt., Ltd.   India    CID001163
Tantalum    Mineracao Taboca S.A.   Brazil    CID001175
Tantalum    Mitsui Mining and Smelting Co., Ltd.   Japan    CID001192
Tantalum    NPM Silmet AS   Estonia    CID001200
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.   China    CID001277
Tantalum    QuantumClean   United States Of America    CID001508
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.   China    CID001522
Tantalum    Solikamsk Magnesium Works OAO   Russian Federation    CID001769
Tantalum    Taki Chemical Co., Ltd.   Japan    CID001869
Tantalum    Telex Metals   United States Of America    CID001891
Tantalum    Ulba Metallurgical Plant JSC   Kazakhstan    CID001969
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.   China    CID002492
Tantalum    D Block Metals, LLC   United States Of America    CID002504
Tantalum    FIR Metals & Resource Ltd.   China    CID002505
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.   China    CID002506
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.   China    CID002508
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.   China    CID002512
Tantalum    KEMET Blue Metals   Mexico    CID002539
Tantalum    H.C. Starck Co., Ltd.   Thailand    CID002544
Tantalum    H.C. Starck Tantalum and Niobium GmbH   Germany    CID002545
Tantalum    H.C. Starck Hermsdorf GmbH   Germany    CID002547

 

9


Tantalum    H.C. Starck Inc.   United States Of America    CID002548
Tantalum    H.C. Starck Ltd.   Japan    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co. KG   Germany    CID002550
Tantalum    Global Advanced Metals Boyertown   United States Of America    CID002557
Tantalum    Global Advanced Metals Aizu   Japan    CID002558
Tantalum    KEMET Blue Powder   United States Of America    CID002568
Tantalum    Resind Industria e Comercio Ltda.   Brazil    CID002707
Tantalum    Jiangxi Tuohong New Raw Material   China    CID002842
Tantalum    Power Resources Ltd.   Macedonia, The Former Yugoslav Republic Of    CID002847
Tantalum    Jiujiang Janny New Material Co., Ltd.   China    CID003191
Tin    PT Tirus Putra Mandiri   Indonesia    CID002478
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.   China    CID000228
Tin    Alpha   United States Of America    CID000292
Tin    CV Gita Pesona   Indonesia    CID000306
Tin    PT Aries Kencana Sejahtera   Indonesia    CID000309
Tin    PT Premium Tin Indonesia   Indonesia    CID000313
Tin    CV United Smelting   Indonesia    CID000315
Tin    Dowa   Japan    CID000402
Tin    EM Vinto   Bolivia (Plurinational State Of)    CID000438
Tin    Fenix Metals   Poland    CID000468
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.   China    CID000538
Tin    Huichang Jinshunda Tin Co., Ltd.   China    CID000760
Tin    Gejiu Kai Meng Industry and Trade LLC   China    CID000942
Tin    China Tin Group Co., Ltd.   China    CID001070
Tin    Malaysia Smelting Corporation (MSC)   Malaysia    CID001105
Tin    Metallic Resources, Inc.   United States Of America    CID001142
Tin    Mineracao Taboca S.A.   Brazil    CID001173
Tin    Minsur   Peru    CID001182
Tin    Mitsubishi Materials Corporation   Japan    CID001191
Tin    Jiangxi New Nanshan Technology Ltd.   China    CID001231
Tin    O.M. Manufacturing (Thailand) Co., Ltd.   Thailand    CID001314
Tin    Operaciones Metalurgicas S.A.   Bolivia (Plurinational State Of)    CID001337
Tin    PT Artha Cipta Langgeng   Indonesia    CID001399
Tin    PT Babel Inti Perkasa   Indonesia    CID001402
Tin    PT Bangka Tin Industry   Indonesia    CID001419
Tin    PT Belitung Industri Sejahtera   Indonesia    CID001421
Tin    PT Bukit Timah   Indonesia    CID001428
Tin    PT DS Jaya Abadi   Indonesia    CID001434
Tin    PT Karimun Mining   Indonesia    CID001448
Tin    PT Mitra Stania Prima   Indonesia    CID001453
Tin    PT Panca Mega Persada   Indonesia    CID001457
Tin    PT Prima Timah Utama   Indonesia    CID001458
Tin    PT REFINED BANGKA TIN   Indonesia    CID001460
Tin    PT Sariwiguna Binasentosa   Indonesia    CID001463

 

10


Tin    PT Stanindo Inti Perkasa   Indonesia    CID001468
Tin    PT Sumber Jaya Indah   Indonesia    CID001471
Tin    PT Timah Tbk Kundur   Indonesia    CID001477
Tin    PT Timah Tbk Mentok   Indonesia    CID001482
Tin    PT Tinindo Inter Nusa   Indonesia    CID001490
Tin    PT Tommy Utama   Indonesia    CID001493
Tin    Rui Da Hung   Taiwan, Province of China    CID001539
Tin    Soft Metais Ltda.   Brazil    CID001758
Tin    Thaisarco   Thailand    CID001898
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.   China    CID001908
Tin    White Solder Metalurgia e Mineracao Ltda.   Brazil    CID002036
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.   China    CID002158
Tin    Yunnan Tin Company Limited   China    CID002180
Tin    CV Venus Inti Perkasa   Indonesia    CID002455
Tin    Magnu’s Minerais Metais e Ligas Ltda.   Brazil    CID002468
Tin    Melt Metais e Ligas S.A.   Brazil    CID002500
Tin    PT ATD Makmur Mandiri Jaya   Indonesia    CID002503
Tin    O.M. Manufacturing Philippines, Inc.   Philippines    CID002517
Tin    PT Inti Stania Prima   Indonesia    CID002530
Tin    CV Ayi Jaya   Indonesia    CID002570
Tin    CV Dua Sekawan   Indonesia    CID002592
Tin    PT Rajehan Ariq   Indonesia    CID002593
Tin    Resind Industria e Comercio Ltda.   Brazil    CID002706
Tin    Metallo Belgium N.V.   Belgium    CID002773
Tin    Metallo Spain S.L.U.   Spain    CID002774
Tin    PT Bangka Prima Tin   Indonesia    CID002776
Tin    PT Sukses Inti Makmur   Indonesia    CID002816
Tin    PT Kijang Jaya Mandiri   Indonesia    CID002829
Tin    PT Menara Cipta Mulia   Indonesia    CID002835
Tin    Gejiu Fengming Metallurgy Chemical Plant   China    CID002848
Tin    Guanyang Guida Nonferrous Metal Smelting Plant   China    CID002849
Tin    Gejiu Jinye Mineral Company   China    CID002859
Tin    PT Lautan Harmonis Sejahtera   Indonesia    CID002870
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.   China    CID003116
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.   China    CID003190
Tin    PT Babel Surya Alam Lestari   Indonesia    CID001406
Tin    Modeltech Sdn Bhd   Malaysia    CID002858
Tin    PT Tirus Putra Mandiri   Indonesia    CID002478
Tin    Tin Technology & Refining   United States Of America    CID003325
Tin    PT Bangka Serumpun   Indonesia    CID003205
Tungsten    A.L.M.T. Corp.   Japan    CID000004
Tungsten    Kennametal Huntsville   United States Of America    CID000105
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.   China    CID000218
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.   China    CID000258
Tungsten    Fujian Jinxin Tungsten Co., Ltd.   China    CID000499
Tungsten    Global Tungsten & Powders Corp.   United States Of America    CID000568
Tungsten    Hunan Chenzhou Mining Co., Ltd.   China    CID000766

 

11


Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.   China    CID000769
Tungsten    Japan New Metals Co., Ltd.   Japan    CID000825
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.   China    CID000875
Tungsten    Kennametal Fallon   United States Of America    CID000966
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.   Viet Nam    CID001889
Tungsten    Wolfram Bergbau und Hutten AG   Austria    CID002044
Tungsten    Xiamen Tungsten Co., Ltd.   China    CID002082
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.   China    CID002095
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.   China    CID002315
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.   China    CID002316
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.   China    CID002317
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.   China    CID002318
Tungsten    Malipo Haiyu Tungsten Co., Ltd.   China    CID002319
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.   China    CID002320
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.   China    CID002321
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.   China    CID002494
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.   China    CID002513
Tungsten    H.C. Starck Tungsten GmbH   Germany    CID002541
Tungsten    H.C. Starck Smelting GmbH & Co. KG   Germany    CID002542
Tungsten    Masan Tungsten Chemical LLC (MTC)   Viet Nam    CID002543
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.   China    CID002551
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji   China    CID002579
Tungsten    Niagara Refining LLC   United States Of America    CID002589
Tungsten    Hydrometallurg, JSC   Russian Federation    CID002649
Tungsten    Unecha Refractory metals plant   Russian Federation    CID002724
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City   China    CID002815
Tungsten    Philippine Chuangxin Industrial Co., Inc.   Philippines    CID002827
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.   China    CID002830
Tungsten    ACL Metais Eireli   Brazil    CID002833
Tungsten    Woltech Korea Co., Ltd.   Korea, Republic of    CID002843
Tungsten    Moliren Ltd.   Russian Federation    CID002845
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.   China    CID002645

 

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Table 2

SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The following 46 smelters/refiners are identified by the RMI but are not yet certified as RMAP conformant as of April 30, 2019.

 

Metal

  

Standard Smelter Name

 

Smelter Location/Country

  

Smelter ID

Gold    Yunnan Copper Industry Co., Ltd.   China    CID000197
Gold    Chugai Mining   Japan    CID000264
Gold    Daye Non-Ferrous Metals Mining Ltd.   China    CID000343
Gold    Refinery of Seemine Gold Co., Ltd.   China    CID000522
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.   China    CID000651
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.   China    CID000671
Gold    Hunan Chenzhou Mining Co., Ltd.   China    CID000767
Gold    Kazakhmys Smelting LLC   Kazakhstan    CID000956
Gold    Lingbao Gold Co., Ltd.   China    CID001056
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.   China    CID001058
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.   China    CID001093
Gold    Navoi Mining and Metallurgical Combinat   Uzbekistan    CID001236
Gold    Penglai Penggang Gold Industry Co., Ltd.   China    CID001362
Gold    Sabin Metal Corp.   United States Of America    CID001546
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.   China    CID001619
Gold    Great Wall Precious Metals Co., Ltd. of CBPM   China    CID001909
Gold    Tongling Nonferrous Metals Group Co., Ltd.   China    CID001947
Gold    Guangdong Jinding Gold Limited   China    CID002312

 

13


Gold    KGHM Polska Miedz Spolka Akcyjna   Poland    CID002511
Gold    TOO Tau-Ken-Altyn   Kazakhstan    CID002615
Gold    GCC Gujrat Gold Centre Pvt. Ltd.   India    CID002852
Gold    Sai Refinery   India    CID002853
Gold    Bangalore Refinery   India    CID002863
Gold    Kyshtym Copper-Electrolytic Plant ZAO   Russian Federation    CID002865
Gold    Degussa Sonne / Mond Goldhandel GmbH   Germany    CID002867
Gold    Pease & Curren   United States Of America    CID002872
Gold    State Research Institute Center for Physical Sciences and Technology   Lithuania    CID003153
Gold    NH Recytech Company   Korea, Republic of    CID003189
Gold    Caridad   Mexico    CID000180
Gold    HwaSeong CJ CO., LTD.   Korea, Republic of    CID000778
Gold    Samwon Metals Corp.   Korea, Republic of    CID001562
Gold    Morris and Watson   New Zealand    CID002282
Gold    Morris and Watson Gold Coast   Australia    CID002866
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.   China    CID000773
Gold    QG Refining, LLC   United States Of America    CID003324
Gold    L’azurde Company For Jewelry   Saudi Arabia    CID001032
Tin    Estanho de Rondonia S.A.   Brazil    CID000448
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.   China    CID000555
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company   Viet Nam    CID002573
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company   Viet Nam    CID002574
Tin    An Vinh Joint Stock Mineral Processing Company   Viet Nam    CID002703
Tin    Super Ligas   Brazil    CID002756
Tin    Pongpipat Company Limited   Myanmar    CID003208
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.   China    CID002647
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.   China    CID003182
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.   China    CID002313

 

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Table 3

SMELTERS AND REFINERS NOT RMAP CONFORMANT

Based on our due diligence process and the information received from our suppliers the following 6 facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of April 30, 2019.

 

Metal

  

Standard Smelter Name

 

Smelter Location/Country

  

Smelter ID

Gold    Tony Goetz NV   Belgium    CID002587
Gold    Abington Reldan Metals, LLC   United States Of America    CID002708
Gold    Modeltech Sdn Bhd   Malaysia    CID002857
Gold    Samduck Precious Metals   Korea, Republic of    CID001555
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company   Viet Nam    CID002572
Tin    HuiChang Hill Tin Industry Co., Ltd.   China    CID002844

 

15


APPENDIX I – Countries of Origin

The information provided in this Appendix is based on the RMI Country of Origin database and smelter/refiner information collected from Motorola Solutions suppliers.

 

Australia    Guinea    Peru
Austria    Guyana    Portugal
Benin    India    Russian Federation
Bolivia    Indonesia    Rwanda
Bolivia (Plurinational State of)    Laos    Sierra Leone
Brazil    Madagascar    South Africa
Burundi    Malaysia    Swaziland
Chile    Mali    Taiwan
China    Mauritania    Tanzania
Colombia    Mongolia    Thailand
Congo, Democratic Republic of the    Mozambique    Togo
Ecuador    Myanmar    Uganda
Eritrea    Nicaragua    United Kingdom of Great Britain and Northern Ireland
Ethiopia    Niger
Ghana    Nigeria    United States of America

 

16

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