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Section 1: 8-K (8-K ANNUAL MEETING)

ck0001437958-8k_20190520.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 20, 2019

 

COASTAL FINANCIAL CORPORATION

(Exact name of Registrant as Specified in Its Charter)

 

 

Washington

001-38589

56-2392007

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

5415 Evergreen Way,

Everett, Washington

 

98203

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (425) 257-9000

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common stock, no par value per share

 

CCB

 

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 


 


 

 

 

 

 

 

 

Item 5.07   Submission of Matters to a Vote of Security Holders

 

The annual meeting of shareholders of Coastal Financial Corporation (the “Company”) was held on May 20, 2019.  The final results for each of the matters submitted to a vote of the shareholders at the annual meeting are as follows:

 

 

1.

The following individuals were elected as directors of the Company, each for the term set forth below, by the following vote:

 

 

FOR

WITHHELD

Three-Year Terms:

 

 

Christopher D. Adams

7,604,824

1,468,272

Steven D. Hovde

7,603,507

1,469,589

Stephan Klee

8,581,250

491,846

Thomas D. Lane

7,603,643

1,469,453

 

 

 

Two-Year Term:

 

 

Sadhana Akella-Mishra

8,582,362

490,734

 

There were 1,757,594 broker non-votes on the proposal.

 

 

 

2.

The appointment of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019 was ratified by the shareholders by the following vote:

 

FOR

AGAINST

ABSTAIN

10,809,815

5,064

15,811

 

There were no broker non-votes on the proposal.    

 

 

  


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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

COASTAL FINANCIAL CORPORATION

 

 

 

 

Date: May 20, 2019

 

By:

/s/ Joel G. Edwards

 

 

 

Joel G. Edwards

 

 

 

Executive Vice President and Chief Financial Officer

 

 

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