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Section 1: 8-K (8-K)

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 16, 2019

 

Walker & Dunlop, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

 

001-35000

 

80-0629925

(State or other Jurisdiction of
Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

7501 Wisconsin Avenue
Suite 1200E
Bethesda, MD

 

20814

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (301) 215-5500

 

Not applicable

(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading symbol

 

Name of each exchange on which registered

Common stock, par value $0.01 per share

 

WD

 

New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

o Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On May 16, 2019, Walker & Dunlop, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “2019 Annual Meeting”). There were 30,646,518 shares of common stock eligible to vote at the 2019 Annual Meeting. The following are the matters voted upon at the 2019 Annual Meeting and the final results of the votes on such matters:

 

1.  Election of directors for a one-year term expiring at the 2020 Annual Meeting of Stockholders:

 

 

 

 

 

 

 

Broker

 

 

 

Votes For

 

Votes Withheld

 

Non-votes

 

Alan J. Bowers

 

24,185,408

 

776,204

 

2,762,230

 

Ellen D. Levy

 

24,955,096

 

6,516

 

2,762,230

 

Michael D. Malone

 

24,261,057

 

700,555

 

2,762,230

 

John Rice

 

24,128,846

 

832,766

 

2,762,230

 

Dana L. Schmaltz

 

24,875,244

 

86,368

 

2,762,230

 

Howard W. Smith, III

 

24,954,141

 

7,471

 

2,762,230

 

William M. Walker

 

23,795,815

 

1,165,797

 

2,762,230

 

Michael J. Warren

 

24,874,077

 

87,535

 

2,762,230

 

 

2.   Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-votes

 

27,466,776

 

239,978

 

17,088

 

 

 

3.  Advisory resolution to approve executive compensation:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-votes

 

24,637,602

 

289,738

 

34,272

 

2,762,230

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Walker & Dunlop, Inc.

 

 

(Registrant)

 

 

Date: May 20, 2019

By:

/s/ Richard M. Lucas

 

 

Executive Vice President, General Counsel & Secretary

 

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