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Section 1: DEFA14A (DEFA14A)

DEFA14A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

(RULE 14A-101)

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934 (Amendment No.     )

 

Filed by the Registrant

 

Filed by a Party other than the Registrant

 

Check the appropriate box:

 

Preliminary Proxy Statement

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

Soliciting Material under Rule 14a-12

 

PennyMac Financial Services, Inc.
(Name of Registrant as Specified In Its Charter)

 

 

(Name(s) of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

 

No fee required.

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

(1)

  

Title of each class of securities to which transaction applies:

 

    

 

 

(2)

  

Aggregate number of securities to which transaction applies:

 

    

 

 

(3)

  

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

    

 

 

(4)

  

Proposed maximum aggregate value of transaction:

 

    

 

 

(5)

  

Total fee paid:

 

    

 

 

Fee paid previously with preliminary materials.

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

(1)

  

Amount Previously Paid:

 

    

 

 

(2)

  

Form, Schedule or Registration Statement No.:

 

    

 

 

(3)

  

Filing Party:

 

    

 

 

(4)

  

Date Filed:

 

    

 

 

 


*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on May 30, 2019

 

 
PENNYMAC FINANCIAL SERVICES, INC.           Meeting Information  
 
        Meeting Type:                Annual Meeting
       

 

For holders as of:         April 1, 2019

       

 

Date:  May 30, 2019            Time:  11:00 AM PDT

       

 

Location:

  Corporate Offices
          3043 Townsgate Road
          Westlake Village, California 91361
             
   

 

    PENNYMAC FINANCIAL SERVICES, INC.

    3043 TOWNSGATE ROAD

    WESTLAKE VILLAGE, CA 91361

 

 

You are receiving this communication because you hold shares in the company named above.

 

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).

LOGO

 

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

   

 

See the reverse side of this notice to obtain proxy materials and voting instructions.

 

         


— Before You Vote —

How to Access the Proxy Materials

 

 

 

1.    Proxy Materials Available to VIEW or RECEIVE:

   
   
  NOTICE AND PROXY STATEMENT            ANNUAL REPORT    
   
       2.    How to View Online:    
   
 

Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com.

   
   
 

3.    How to Request and Receive a PAPER or E-MAIL Copy:

   
   
 

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

   
   
 

          1) BY INTERNET:

  www.proxyvote.com    
   
 

          2) BY TELEPHONE:

  1-800-579-1639    
   
 

          3) BY E-MAIL*:

  sendmaterial@proxyvote.com    
   
 

  *  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

    
   
 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 16, 2019 to facilitate timely delivery.

 

   

 

— How To Vote —

Please Choose One of the Following Voting Methods

 

LOGO     

 

 

Vote In Person: Many stockholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

    
 

 

Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

   
 

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.

 

   


  Voting Items  
 

The Board of Directors recommends you vote FOR the following:

1.

Election of Directors

Nominees:

 

  1a.

Stanford L. Kurland

 

  1b.

David A. Spector

 

  1c.

Anne D. McCallion

 

  1d.

Matthew Botein

 

  1e.

James K. Hunt

 

  1f.

Patrick Kinsella

 

  1g.

Joseph Mazzella

 

  1h.

Farhad Nanji

 

  1i.

Jeffrey A. Perlowitz

 

  1j.

Theodore W. Tozer

 

  1k.

Emily Youssouf

The Board of Directors recommends you vote FOR proposals 2 and 3.

 

2.

To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.

 

3.

To approve, by non-binding vote, our executive

compensation.

NOTE: Such other business as may properly come

before the meeting or any adjournment thereof.

 

LOGO


 

 

 

 

 
 
 
 
 
 
 
 
 
 
 
 
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