Toggle SGML Header (+)


Section 1: DEFA14A (DEFA14A)

pzn-defa14a_20190521.htm

 

UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 14A


Proxy Statement Pursuant to Section 14(a) of the Securities 
Exchange Act of 1934 (Amendment No.            )

 

Filed by the Registrant [X]

Filed by a Party other than the Registrant [   ] 

 

Check the appropriate box:

 

[   ]

      

Preliminary Proxy Statement

[   ]

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

[   ]

 

Definitive Proxy Statement

[X]

 

Definitive Additional Materials

[   ]

 

Soliciting Material Pursuant to §240.14a-12

 

 

Pzena Investment Management, Inc.

 

 

(Name of Registrant as Specified In Its Charter)

 

 

 

 

 

   

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

 

Payment of Filing Fee (Check the appropriate box):

[X]

      

No fee required.

[   ]

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 

 

 

 

 

 

1)

       

Title of each class of securities to which transaction applies:

 

 

 

 

 

 

 

2)

 

Aggregate number of securities to which transaction applies:

 

 

 

 

 

 

 

3)

 

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

 

 

 

 

 

 

4)

 

Proposed maximum aggregate value of transaction:

 

 

 

 

 

 

 

5)

 

Total fee paid:

 

 

 

 

 

[   ]

 

Fee paid previously with preliminary materials.

 

 

 

[   ]

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

 

 

 

 

 

 

1)

 

Amount Previously Paid:

 

 

 

 

 

 

 

2)

 

Form, Schedule or Registration Statement No.:

 

 

 

 

 

 

 

3)

 

Filing Party:

 

 

 

 

 

 

 

4)

 

Date Filed:

 

 

 

 

 

 


 

See the reverse side of this notice to obtain proxy materials and voting instructions.  *** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on <mtgdate>.  You are receiving this communication because you hold shares in the above-named company.  This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side).  We encourage you to access and review all of the important information contained in the proxy materials before voting.  Meeting Information Meeting Type: <mtgtype> For holders as of: <recdate> Date: Time: <mtgtime> Location:  0000397034_1 R1.0.1.18 PZENA INVESTMENT MANAGEMENT, INC.  PZENA INVESTMENT MANAGEMENT, INC.  320 PARK AVENUE, 8TH FLOOR NEW YORK, NY 10022 Annual Meeting March 29, 2019  May 21, 2019  May 21, 2019 10:00 AM EDT  Pzena Investment Management, Inc.  320 Park Avenue, 8th Floor New York, NY 10022

 


 

Please Choose One of the Following Voting Methods  Vote In Person: Many shareholder meetings have attendance requirements including, but not limited to, the possession  of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special  requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.  Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box  marked by the arrow available and follow the instructions.  Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.  How To Vote  .  Before You Vote  How to Access the Proxy Materials  Proxy Materials Available to VIEW or RECEIVE:  How to View Online:  Have the information that is printed in the box marked by the arrow (located on the  following page) and visit: www.proxyvote.com.  How to Request and Receive a PAPER or E-MAIL Copy:  If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for  requesting a copy. Please choose one of the following methods to make your request:  1) BY INTERNET: www.proxyvote.com  2) BY TELEPHONE: 1-800-579-1639  3) BY E-MAIL*: sendmaterial@proxyvote.com  * If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked  by the arrow (located on the following page) in the subject line.  .  .  0000397034_2 R1.0.1.18  1. Notice & Proxy Statement 2. Form 10-K  Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment  advisor. Please make the request as instructed above on or before May 07, 2019 to facilitate timely delivery.

 


 

Voting items  0000397034_3 R1.0.1.18  The Board of Directors recommends you vote  FOR the following:  1. Election of Directors  Nominees  01 Richard S. Pzena 02 John P. Goetz 03 William L. Lipsey 04 Steven M. Galbraith 05 Joel M. Greenblatt  06 Richard P. Meyerowich 07 Charles D. Johnston  The Board of Directors recommends you vote FOR the following proposal:  2. Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal  year ending December 31, 2019.  NOTE: Such other business as may properly come before the meeting or any adjournment thereof.

 


 

0000397034_4 R1.0.1.18

 

(Back To Top)