Toggle SGML Header (+)


Section 1: 8-K (8-K)

Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): September 20, 2018
 
Houlihan Lokey, Inc.
(Exact name of registrant as specified in its charter)

Delaware
 
001-37537
 
95-2770395
(State or other jurisdiction of
incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
10250 Constellation Blvd., 5th Floor
 
 
Los Angeles, California
 
90067
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code (310) 788-5200
 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
o        Written communications pursuant to Rule 425 under the Securities Act
 
o        Soliciting material pursuant to Rule 14a-12 under the Exchange Act
 
o        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
 
o        Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o       
 












Item 5.07. Submission of Matters to a Vote of Security Holders.
 
On September 20, 2018, Houlihan Lokey, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, stockholders voted on proposals (1) to elect four Class III directors to the Company’s board of directors, each to serve until the Company’s 2021 annual meeting of stockholders, and until a successor has been duly elected and qualified; (2) to approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's 2018 Proxy Statement; (3) to approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers; and (4) to ratify the appointment of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019. Following is the final tabulation of votes cast at the meeting:
 
Proposal 1: Election of Class III Directors

Nominee
Votes For
Votes Withheld
Broker Non-Votes
Scott J. Adelson
326,549,178
20,051,052
3,201,459
David A. Preiser
326,287,711
20,312,519
3,201,459
Robert A. Schriesheim
336,184,805
10,415,425
3,201,459
Hideto Nishitani
333,792,187
12,808,043
3,201,459
 
Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation

Votes For
Votes Against
Abstentions
Broker Non-Votes
339,880,204
6,616,668
103,358
3,201,459

Proposal 3: Frequency of Non-Binding, Advisory Vote on Executive Compensation

One Year
Two Years
Three Years
Abstentions
346,068,767
2,756
515,719
12,988

Proposal 4: Ratification of Independent Registered Public Accounting Firm

Votes For
Votes Against
Abstentions
Broker Non-Votes
349,090,423
701,094
10,172
0
 







SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
HOULIHAN LOKEY, INC.
 
 
 
 
 
 
 
By:
/s/ Christopher M. Crain
 
 
Name: Christopher M. Crain
 
 
Title: General Counsel and Secretary
 
Date: September 24, 2018
 




(Back To Top)