Toggle SGML Header (+)


Section 1: S-8 (TMUS FORM S-8)

Document


As filed with the Securities and Exchange Commission on June 18, 2018
Registration No. 333-         

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933  

T-MOBILE US, INC.
(Exact name of registrant as specified in its charter)  

Delaware
 
20-0836269
(State or other jurisdiction of
incorporation or organization)
 
(I.R.S. Employer
Identification Number)
12920 SE 38th Street
Bellevue, Washington 98006
(425) 378-4000
(Address of principal executive offices, including zip code)
T-MOBILE US, INC. 2013 OMNIBUS INCENTIVE PLAN
(Full title of the plan)
J. Braxton Carter
12920 SE 38th Street
Bellevue, Washington 98006
(425) 378-4000
(Name, address and telephone number, including area code, of agent for service)  

Copies to:
Joel H. Trotter
Latham & Watkins LLP
555 Eleventh Street, NW, Suite 1000
Washington, D.C. 20004
(202) 637-2200
Keith L. Halverstam
Latham & Watkins LLP
885 Third Avenue
New York, NY 10022
 (212) 906-1200

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer
 
x
 
Accelerated filer
¨
 
 
 
 
 
 
Non-accelerated filer
 
¨
(Do not check if a smaller reporting company)
Smaller reporting company
¨
 
 
 
 
 
 
 
 
 
 
Emerging growth company
¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨


CALCULATION OF REGISTRATION FEE
 
Title of securities
to be registered
 
Amount
to be
registered
(1)
 
Proposed
maximum
offering price
per share (2)
 
Proposed
maximum
aggregate
offering price (2)
 
Amount of
registration fee
Common Stock, $0.00001 par value per share
 
19,345,005
 
$58.00
 
$1,122,010,290
 
$139,690.29
(1)
Represents 19,345,005 additional shares of common stock, $0.00001 par value per share, of T-Mobile US, Inc. (the “Company”) registered for issuance pursuant to the T-Mobile US, Inc. 2013 Omnibus Incentive Plan (as amended, the “Plan”). Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional shares of the Company’s common stock that may become issuable under the Plan as a result of any future stock splits, stock dividends or similar adjustments of the Company’s outstanding common stock.
 
 
(2)
Estimated solely for purposes of calculating the registration fee pursuant to Rule 457(h) under the Securities Act. The proposed maximum offering price per share is estimated to be $58.00, based on the average of the high sales price ($58.23) and the low sales price ($57.76) for the Company’s common stock as reported by the Nasdaq Global Select Market on June 12, 2018.



 






EXPLANATORY NOTE

On June 4, 2013, the Company registered 63,275,000 shares of its common stock, to be offered or sold to participants under the Plan pursuant to its Registration Statement on Form S-8 (File No. 333-189095), as amended by Post-Effective Amendment No. 1 filed on January 22, 2018 (the “Prior Registration Statement”). The contents of the Prior Registration Statement are incorporated by reference herein to the extent not modified or superseded hereby or by any subsequently filed document that is incorporated by reference herein or therein.
On February 14, 2018, the Company’s Board of Directors approved, subject to stockholder approval, an amendment to the Plan (the “Amendment”) to increase the number of shares of the Company’s common stock available for awards thereunder by an additional 18,500,000 shares. On June 13, 2018 the Company’s stockholders approved the Amendment. This Registration Statement on Form S-8 is being filed in order to register (i) the 18,500,000 additional shares of the Company’s common stock which may be offered or sold to participants under the Plan as a result of the Amendment, (ii) 669,005 shares of the Company’s common stock which may be offered or sold to participants under the Plan due to the cancellation, termination or expiration of awards previously granted under the MetroPCS Communications, Inc. 2004 Equity Incentive Compensation Plan or the MetroPCS Communications, Inc. 2010 Equity Incentive Compensation Plan and (iii) the 176,000 shares of the Company’s common stock previously registered under the Prior Registration Statement and reserved for issuance pursuant to the Layer3 TV, Inc. 2013 Stock Plan and certain stock restriction agreements between Layer3 TV, Inc. and certain employees, which were assumed by the Company in connection with the transactions contemplated by the Agreement and Plan of Merger, dated November 9, 2017, by and among a wholly owned subsidiary of the Company, Layer3 TV, Inc. and certain other parties named therein.

PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
Item 1.
Plan Information.
Not required to be filed with this Registration Statement.
Item 2.
Registrant Information and Employee Plan Annual Information.
Not required to be filed with this Registration Statement.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
Incorporation of Documents by Reference.
The following documents filed by the Company with the Securities and Exchange Commission (the “Commission”) are hereby incorporated by reference in this registration statement:
(a)
the Company’s Annual Report on Form 10-K for the year ended December 31, 2017 filed with the Commission on February 8, 2018;
(b)
the Company’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2018 filed with the Commission on May 1, 2018;
(c)
the Company’s Current Reports on Form 8-K filed with the Commission on January 22, 2018 (two Current Reports), January 25, 2018, February 21, 2018, February 22, 2018, March 30, 2018, April 30, 2018, May 4, 2018, May 17, 2018, May 21, 2018, June 14, 2018 and June 18, 2018; and
(d)
the description of the Company’s common stock contained in the Registration Statement on Form 8-A filed with the Commission on October 26, 2015 including any amendments or reports filed for the purpose of updating such description.





All documents filed by the Company pursuant to Section 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934, as amended, after the date hereof (excluding any documents or portions of such documents that are furnished under Item 2.02 or Item 7.01 of a current report on Form 8-K and any exhibits included with such Items), and prior to the filing of a post-effective amendment that indicates that all the securities offered hereby have been sold or that deregisters the securities offered hereby then remaining unsold, shall also be deemed to be incorporated by reference into this registration statement and to be a part hereof from the date of filing of such documents.
Any statement contained in this registration statement or in a document incorporated or deemed to be incorporated by reference in this registration statement will be deemed to be modified or superseded to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference in this registration statement modifies or supersedes that statement. Any statement so modified or superseded will not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
Item 8.
Exhibits.
Exhibit
Number
 
Description of Document
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
24.1
 
Power of Attorney (included on the signature page of this registration statement).
 
 
 
 
 
 






SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Bellevue, State of Washington, on June 18, 2018.
 
 
 
T-MOBILE US, INC.
 
 
By:
 
/s/ John J. Legere
Name:
 
John J. Legere
Title:
 
Chief Executive Officer





POWER OF ATTORNEY
Each person whose signature appears below constitutes and appoints J. Braxton Carter and David A. Miller, and each of them severally, his or her true and lawful attorney-in-fact, with the power of substitution, for him or her in any and all capacities, to sign any amendments (including post-effective amendments) to this registration statement, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact, or their substitute or substitutes, may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.  
 
 
 
 
 
Signature
 
Title
 
Date
 
 
 
 
/s/ John J. Legere
 
Chief Executive Officer and Director
 
June 18, 2018
John J. Legere
 
(Principal Executive Officer)
 
 
 
 
 
 
/s/ J. Braxton Carter
 
Executive Vice President and Chief Financial
 
June 18, 2018
J. Braxton Carter
 
Officer (Principal Financial Officer)
 
 
 
 
 
 
/s/ Peter Osvaldik
 
Senior Vice President, Finance and Chief Accounting
 
June 18, 2018
Peter Osvaldik
 
Officer (Principal Accounting Officer)
 
 
 
 
 
 
/s/ G. Michael Sievert
 
President, Chief Operating Officer and Director
 
June 18, 2018
G. Michael Sievert
 
 
 
 
 
 
 
 
/s/ Timotheus Höttges
 
Chairman of the Board of Directors
 
June 18, 2018
Timotheus Höttges
 
 
 
 
 
 
 
 
/s/ Thomas Dannenfeldt
 
Director
 
June 18, 2018
Thomas Dannenfeldt
 
 
 
 
 
 
 
 
/s/ Srikant M. Datar
 
Director
 
June 18, 2018
Srikant M. Datar
 
 
 
 
 
 
 
 
/s/ Lawrence H. Guffey
 
Director
 
June 18, 2018
Lawrence H. Guffey
 
 
 
 
 
 
 
 
 
/s/ Bruno Jacobfeuerborn
 
Director
 
June 18, 2018
Bruno Jacobfeuerborn
 
 
 
 
 
 
 
 
 
/s/ Raphael Kübler
 
Director
 
June 18, 2018
Raphael Kübler
 
 
 
 
 
 
 
 
 
/s/ Thorsten Langheim
 
Director
 
June 18, 2018
Thorsten Langheim
 
 
 
 
 
 
 
 
 
/s/ Olaf Swantee
 
Director
 
June 18, 2018
Olaf Swantee
 
 
 
 
 
 
 
 
 
/s/ Teresa A. Taylor
 
Director
 
June 18, 2018
Teresa A. Taylor
 
 
 
 
 
 
 
 
 
/s/ Kelvin R. Westbrook
 
Director
 
June 18, 2018
Kelvin R. Westbrook
 
 
 
 





(Back To Top)

Section 2: EX-5.1 (TMUS EXHIBIT 5.1)

Exhibit
Exhibit 5.1

    
393924930_lwlogoa02.jpg
 
555 Eleventh Street, N.W., Suite 1000
Washington, D.C. 20004-1304
Tel: +1.202.637.2200 Fax: +1.202.637.2201
www.lw.com
 
 
FIRM / AFFILIATE OFFICES
 
 
Beijing
Moscow
 
 
Boston
Munich
 
 
Brussels
New York
 
 
Century City
Orange County
June 18, 2018
 
Chicago
Paris
 
 
Dubai
Riyadh
 
 
Düsseldorf
Rome
 
 
Frankfurt
San Diego
 
 
Hamburg
San Francisco
 
 
Hong Kong
Seoul
 
 
Houston
Shanghai
 
 
London
Silicon Valley
T-Mobile US, Inc.
 
Los Angeles
Singapore
12920 SE 38th Street
 
Madrid
Tokyo
Bellevue, Washington 98006
 
Milan
Washington, D.C.

Re:
Registration Statement on Form S-8; 19,345,005 shares of Common Stock, $0.00001 par value per share, of T-Mobile US, Inc.
Ladies and Gentlemen:
We have acted as special counsel to T-Mobile US, Inc., a Delaware corporation (the “Company”), in connection with the proposed issuance of up to 19,345,005 shares of common stock, $0.00001 par value per share (the “Shares”), to be issued pursuant to the T-Mobile US, Inc. 2013 Omnibus Incentive Plan, as amended (the “Plan”). The Shares are included in a registration statement on Form S-8 under the Securities Act of 1933, as amended (the “Act”), filed with the Securities and Exchange Commission (the “Commission”) on June 18, 2018 (the “Registration Statement”). This opinion is being furnished in connection with the requirements of Item 601(b)(5) of Regulation S-K under the Act, and no opinion is expressed herein as to any matter pertaining to the contents of the Registration Statement or related prospectus, other than as expressly stated herein with respect to the issue of the Shares.
As such counsel, we have examined such matters of fact and questions of law as we have considered appropriate for purposes of this letter. With your consent, we have relied upon certificates and other assurances of officers of the Company and others as to factual matters without having independently verified such factual matters. We are opining herein as to the General Corporation Law of the State of Delaware (the “DGCL”) and we express no opinion with respect to any other laws.
Subject to the foregoing and the other matters set forth herein, it is our opinion that, as of the date hereof, when the Shares shall have been duly registered on the books of the transfer agent and registrar therefor in the name or on behalf of the holders and have been issued by the Company for legal consideration (not less than par value) in the circumstances contemplated by the Plan, assuming that the individual grants or awards under the Plan are duly authorized by all necessary corporate action and duly granted or awarded and exercised in accordance with the requirements of law and the Plan (and the agreements and awards duly adopted thereunder and in accordance therewith), the issue and sale of the Shares will have been duly authorized by all necessary corporate action of the Company, and the Shares will be validly issued, fully paid and nonassessable. In rendering the foregoing opinion, we have assumed


June 18, 2018
Page 2
393924930_tmobileforms8exhibit5_image1.gif

that the Company will comply with all applicable notice requirements regarding uncertificated shares in the DGCL.
This opinion is for your benefit in connection with the Registration Statement and may be relied upon by you and by persons entitled to rely upon it pursuant to the applicable provisions of the Act. We consent to your filing this opinion as an exhibit to the Registration Statement. In giving such consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the Act or the rules and regulations of the Commission thereunder.

Very truly yours,

/s/ Latham & Watkins LLP


(Back To Top)

Section 3: EX-23.2 (TMUS EXHIBIT 23.2)

Exhibit


Exhibit 23.2
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of T-Mobile US, Inc. of our report dated February 7, 2018, except with respect to our opinion on the financial statements insofar as it relates to the change in the manner in which T-Mobile US, Inc. accounts for cash receipts and cash payments as described in Note 1, which is as of June 18, 2018, relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in T-Mobile US, Inc.’s Current Report on Form 8-K dated June 18, 2018.
/s/ PricewaterhouseCoopers LLP
Seattle, Washington
June 18, 2018



(Back To Top)