Toggle SGML Header (+)


Section 1: 8-K (FORM 8-K)

Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 10, 2018

 

 

 

LOGO

(Exact Name of Registrant as Specified in Charter)

 

 

 

OHIO   001-11302   34-6542451

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

127 Public Square

Cleveland, Ohio 44114-1306

(Address of principal executive offices and zip code)

(216) 689-3000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

At KeyCorp’s 2018 Annual Meeting of Shareholders (the “Annual Meeting”) held on May 10, 2018, shareholders elected all fifteen of the directors nominated by the KeyCorp Board of Directors. Each director received a greater number of votes cast for his or her election than votes against from his or her election, as stated below. The shareholders also ratified the appointment of Ernst & Young LLP as KeyCorp’s independent auditor for 2018, approved on an advisory basis KeyCorp’s executive compensation as described in KeyCorp’s 2018 proxy statement, and rejected a shareholder proposal seeking to reduce the ownership threshold to call a special shareholder meeting. The final voting results from the meeting are as follows:

Proposal One—Election of Directors

 

NOMINEE

   FOR      AGAINST      ABSTAIN      BROKER
NON-VOTE
 

Bruce D. Broussard

     836,343,068        6,676,913        1,749,782        94,639,494  

Charles P. Cooley

     839,717,951        3,433,270        1,627,502        94,639,494  

Gary M. Crosby

     838,199,923        4,829,765        1,749,034        94,639,494  

Alexander M. Cutler

     812,575,840        30,581,777        1,621,105        94,639,494  

H. James Dallas

     828,156,292        14,964,082        1,658,348        94,639,494  

Elizabeth R. Gile

     839,822,414        3,346,912        1,609,044        94,639,494  

Ruth Ann M. Gillis

     839,506,053        3,522,645        1,750,024        94,639,494  

William G. Gisel, Jr.

     835,663,210        7,406,389        1,709,124        94,639,494  

Carlton L. Highsmith

     839,282,005        3,636,119        1,860,598        94,639,494  

Richard J. Hipple

     839,369,084        3,524,632        1,885,006        94,639,494  

Kristen L. Manos

     839,844,896        3,423,709        1,510,117        94,639,494  

Beth E. Mooney

     814,203,796        21,382,218        9,192,701        94,639,494  

Demos Parneros

     839,382,826        3,595,753        1,800,143        94,639,494  

Barbara R. Snyder

     836,529,808        6,728,770        1,520,145        94,639,494  

David K. Wilson

     839,646,012        3,385,865        1,746,845        94,639,494  

Proposal Two—Ratification of the Appointment of Ernst & Young LLP as KeyCorp’s Independent Auditors for 2018

 

            BROKER

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTE

919,892,641

  17,999,910   1,525,665  

Proposal Three—Advisory Approval of KeyCorp’s Executive Compensation

 

            BROKER

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTE

791,548,060

  50,257,125   2,973,537   94,639,494

Proposal Four—Shareholder Proposal Seeking to Reduce the Ownership Threshold to Call a Special Shareholder Meeting

 

            BROKER

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTE

400,864,111

  439,977,486   3,937,125   94,639,494


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    KeyCorp
Date: May 11, 2018     /s/ Paul N. Harris
    By:   Paul N. Harris
      Secretary and General Counsel
(Back To Top)