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Section 1: 8-K (8-K)

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) February 22, 2018
 
Malvern Bancorp, Inc.
(Exact name of registrant as specified in its charter)
 
Pennsylvania 000-54835 45-5307782

(State or other jurisdiction 

of incorporation) 

(Commission File Number)

(IRS Employer

Identification No.)

 
42 E. Lancaster Avenue, Paoli, Pennsylvania 19301
(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code (610) 644-9400
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
 
☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
         

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

(a)              The Annual Meeting of Shareholders (the “Annual Meeting”) of Malvern Bancorp, Inc. (the “Company”) was held on February 22, 2018.

 

(b)              There were 6,572,684 shares of common stock of the Company eligible to be voted at the Annual Meeting and 5,411,147 shares were represented in person or by proxy at the Annual Meeting, which constituted a quorum to conduct business at the meeting.

 

The proposals voted upon at the Annual Meeting, all of which were approved, and the vote for each proposal, were as follows:

 

1.Election of directors:

 

  FOR WITHHELD BROKER NON-VOTES
       
Stephen P. Scartozzi 4,147,660 62,310 1,201,391
Howard Kent 4,119,140 90,830 1,201,391
Cynthia Felzer Leitzell 4,118,740 91,230 1,201,391
Anthony C. Weagley 4,118,443 91,527 1,201,391
Norman Feinstein 4,117,366 92,604 1,201,391
Andrew Fish 4,099,432 110,538 1,201,391
Julia D. Corelli 4,097,449 112,521 1,201,391
Therese Woodman 4,080,027 129,943 1,201,391

 

2.To adopt a non-binding resolution to approve the compensation of our named executive officers:

 

FOR AGAINST ABSTAIN BROKER NON-VOTES
       
4,079,840 116,800 13,330 1,201,391

 

3.To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending September 30, 2018.

 

FOR AGAINST ABSTAIN BROKER
NON-VOTES
       
5,083,438 321,034 6,889 0

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  MALVERN BANCORP, INC.
   
Date:  February 23, 2018 By: /s/Joseph Gangemi
    Joseph D. Gangemi
Senior Vice President and Chief Financial Officer

 

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