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Section 1: SC 13G (SC 13G)

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, DC 20549

 

 


 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 


 

Access National Corporation

(Name of Issuer)

Common Stock, $0.835 par value

(Title of Class of Securities)

004337 10 1

(CUSIP Number)

April 1, 2017

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 004337 10 1

 

 

1

Name of Reporting Person:
David L. Sokol

 

 

2

Check the Appropriate Box if a Member of a Group:

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only:

 

 

4

Citizenship or Place of Organization:
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power:
2,799,942

 

6

Shared Voting Power:
0

 

7

Sole Dispositive Power:
2,799,942

 

8

Shared Dispositive Power:
0

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person:
2,799,942

 

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:  o

 

 

11

Percent of Class Represented by Amount in Row (9):
13.8%  (See Item 4 herein)

 

 

12

Type of Reporting Person:
IN

 

END OF COVER PAGE

 

2



 

Item 1.

 

(a)

Name of Issuer.
Access National Corporation

 

(b)

Address of Issuer’s Principal Executive Offices.
Robert Fulton Drive, Suite 300, Reston, Virginia 20191

 

Item 2.

 

(a)

Name of Person Filing.
David L. Sokol

 

(b)

Address or Principal Business Office or, if none, Residence.
P.O. Box 4998, Jackson, Wyoming 83001

 

(c)

Citizenship.
Mr. Sokol is a citizen of the United States of America. 

 

(d)

Title of Class of Securities.
Common Stock, $0.835 par value

 

(e)

CUSIP No.
004337 10 1

 

Item 3.

If this statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

 

(j)

o

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

 

(k)

o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§240.13d-1(b)(1)(ii)(J), please specify the type of institution.

 

3



 

Item 4.

Ownership.

 

 

 

 

 

 

 

(c)
Number of Shares as to which the person has:

 

Name

 

(a)
Amount
Beneficially
Owned

 

(b)
Percent
of Class*

 

Sole Power to
Vote or to
Direct the
Vote

 

Shared Power
to Vote or to
Direct the Vote

 

Sole Power to
Dispose or to
Direct the
Disposition of

 

Shared Power
to Dispose or
to Direct the
Disposition of

 

David L. Sokol Revocable Trust

 

2,582,931

 

12.7

%

2,582,931

 

0

 

2,582,931

 

0

 

David L. Sokol IRA Accounts

 

217,011

 

1.1

%

217,011

 

0

 

217,011

 

0

 

 


* As of April 3, 2017 (based on 20,303,781 shares of the Issuer’s Common Stock estimated to be outstanding following consummation of the merger of Middleburg Financial Corporation into the Issuer).

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

4



 

Item 10.

Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 3, 2017

 

DAVID L. SOKOL

 

 

 

/s/ DAVID L. SOKOL

 

 

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