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Section 1: SC 13G/A (SC 13G/A)

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Amendment No. 4)

 

Under the Securities Exchange Act of 1934

 

Information Services Group, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

45675Y104

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 45675Y104

 

 

1.

Names of Reporting Persons
Marek Gumienny

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United Kingdom

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,812,416

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
1,812,416

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,812,416

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.3%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

2



 

Item 1.

 

(a)

Name of Issuer:
Information Services Group, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
Two Stamford Plaza

281 Tresser Boulevard

Stamford, CT 06901

 

Item 2.

 

(a)

Name of Person Filing
Marek Gumienny

 

(b)

Address of Principal Business Office or, if none, Residence
c/o 24 Haymarket

3rd Floor

24 Haymarket

London, SW1Y 4DG

 

(c)

Citizenship
United Kingdom

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
45675Y104

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

3



 

Item 4.

Ownership

 

 

(a)

Amount Beneficially Owned:   

1,812,416

 

The Reporting Person has owned 1,180,693 shares of ISG common stock since 2011.   Since 2011, the Reporting Person has made open-market purchases totaling 681,723 shares of ISG common stock.  The Reporting Person previously held a convertible note that was prepaid in May 2016.

 

(b)

Percent of Class:   

4.3%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

1,812,416

 

 

(ii)

Shared power to vote or to direct the vote:    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

1,812,416

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

0

 

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following   x.

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of a Group

 

Not Applicable

 

4



 

Item 10.

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 

 

Exhibits

 

 

Not applicable

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 8, 2017

 

Date

 

 

 

/s/ Marek Gumienny

 

Signature

 

 

 

Marek Gumienny

 

Name

 

5


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